Case Summary (G.R. No. 45685)
Procedural History
• October 15, 1931: Information filed; H&S Bank intervened as private prosecutor.
• January 8, 1934: CFI Manila convicts Cu Unjieng—indeterminate term (4 years 2 months to 8 years), reserves civil action.
• March 26, 1935: Appellate court modifies sentence (5 years 6 months to 7 years 6 months 27 days), affirms otherwise.
• December 17–18, 1935: Motions denied; final judgment entered.
• November 1936: U.S. Supreme Court denies certiorari; petition for second reconsideration denied; case remanded for execution.
Probation Application and Opposition
• November 27, 1936: Cu Unjieng applies for probation under Act No. 4221 (Probation Law).
• June 18, 1937: Insular Probation Office recommends denial.
• April 5, 1937: Hearing set; City Fiscal and private prosecutor oppose, raising
– Non-applicability of Act No. 4221 to chartered cities, including Manila.
– Equal-protection and undue-delegation constitutional objections to section 11.
• June 28, 1937: Judge Vera finds reasonable doubt on guilt but denies probation on public-policy grounds.
Post-Resolution Motions and Amici Curiae Activity
• Early July 1937: Motions for reconsideration/new trial filed; amici curiae intervention motion by 34 attorneys emerges, then partially withdrawn.
• August 6–10, 1937: City Fiscal moves for execution of final judgment; private prosecutor opposes amici intervention; hearing scheduled for August 14, then August 21, 1937.
• August 19–21, 1937: Petitioners file original action in Supreme Court seeking certiorari and prohibition to halt further proceedings on probation application. Temporary restraining order issued.
Grounds for Extraordinary Relief
- CFI lacks jurisdiction to place Cu Unjieng on probation because Act No. 4221:
a. Applies only in provinces that appropriate salary for a probation officer.
b. Does not extend to chartered cities absent such appropriation. - Upon denial of probation, CFI had no power to entertain motions for reconsideration or rehearing; must commit defendant.
- Judicial finding of innocence contravenes final Supreme Court judgment.
- Duty to enforce final commitment was violated.
Respondents’ Defenses
• Petition premature; remedy in trial court not exhausted.
• Trial court has exclusive or concurrent jurisdiction over probation and execution issues.
• Lower-court resolution denying probation is appealable.
• Where order is non-appealable, proper remedy is certiorari with mandamus after specifying error.
• Trial court retains inherent power to modify or correct its final order.
• Act No. 4221 is constitutional: no undue delegation, no equal-protection violation, no executive-pardon encroachment.
• Private prosecution lacked standing to raise constitutional objections below.
Jurisdictional and Constitutional Threshold
• Constitutional challenges may be raised in original certiorari and prohibition when plain, speedy, adequate remedy lacking and question essential.
• Petition to void Act No. 4221 properly before Supreme Court despite trial-court declination.
• People of the Philippine Islands (through Solicitor-General and City Fiscal) have standing to challenge their own law.
Probation vs. Pardon
• Pardoning power vested in Chief Executive (then Governor-General under Jones Law); probation distinct, judicially conferred by statute, not an executive reprieve or commutation.
• U.S. precedents (Ex parte United States 242 U.S. 27) recognize federal probation statutes as valid exercise of legislative power to define and limit penal punishments.
• Probation law does not infringe executive’s pardon prerogative; courts merely defer sentence under conditions.
Undue Delegation of Legislative Power
• Section 11 of Act No. 4221 makes operation of law contingent on each provincial board’s appropriation for a probation officer’s salary, vesting in them absolute, standardless discretion to apply or withhold the law.
• This impermissible delegation offends separation of powers
Case Syllabus (G.R. No. 45685)
Citation and Nature of the Proceeding
- G.R. No. 45685, decided November 16, 1937, reported at 65 Phil. 56
- Original action for writs of certiorari and prohibition against the Court of First Instance of Manila, seventh branch
- Goal: review and restrain trial court’s handling of probation application under Act No. 4221 and enforce final conviction in G.R. No. 41200
Parties and Their Roles
- Petitioners:
• The People of the Philippine Islands (plaintiff in criminal case)
• The Hongkong & Shanghai Banking Corporation (offended party and private prosecutor) - Respondents:
• Hon. Jose O. Vera, Judge ad interim, CFI Manila (seventh branch)
• Mariano Cu Unjieng (convicted defendant; probation applicant)
Underlying Criminal Case (CFI Manila No. 42649; G.R. No. 41200)
- Information filed October 15, 1931; HSB intervened as private prosecutor
- Extensive trial; January 8, 1934: CFI convicted Cu Unjieng—indeterminate penalty of 4 y 2 m to 8 y imprisonment, costs, civil action reserved
- Appeal decision March 26, 1935: sentence modified to 5 y 6 m to 7 y 6 m 27 d, otherwise affirmed
- Motions for reconsideration and new trial denied December 17, 1935; final judgment December 18, 1935
- U.S. Supreme Court denied certiorari November 1936
- Supreme Court of the Philippines denied second motion November 24, 1936; remanded for execution
Probation Application and Trial Court Proceedings
- Probation petition filed November 27, 1936 under Act No. 4221 (Probation Act)
- Judge Pedro Tuason referred petition to Insular Probation Office; recommendation to deny June 18, 1937
- Judge Jose O. Vera set hearing for April 5, 1937
- Manila City Fiscal opposed April 2; private prosecution opposed April 5 and April 19—attacking Act 4221 as unconstitutional (equal protection, unlawful delegation)
- CFI (Vera, J.) June 28, 1937 resolution:
• Finds petitioner “innocent by reasonable doubt” of the crime despite conviction
• Denies probation on grounds of public indignation and respect for final verdict
Post‐Resolution Motions and Amici Proceedings
- July 3: exception and notice of motion for reconsideration filed by Cu Unjieng
- July 13–14: alternative motions for reconsideration or new trial; hearing set July 31 but postponed by respondent’s counsel
- July 30: thirty-four attorneys moved to intervene as amici curiae; one attorney later sought withdrawal
- August 6: City Fiscal moved for order of execution and commitment of Cu Unjieng
- August 7: private prosecution opposed amici intervention; called for hearing and denial as to certain signatories
- August 10: Judge Vera ordered all parties to appear August 14; Fiscal moved for execution hearing preference, then for postponement
- Court set execution hearing August 21 but heard amici intervention evidence on August 19
Petition for Extraordinary Writs in Supreme Court
- Petition filed August 19, 1937 seeking:
• Writ of certiorari (to quash ongoing proceedings in CFI)
• Writ of prohibition (to bar further action on probation) - Temporary restraining order issued August 21, 1937; suspended CFI hearings
Petitioners’ Principal Allegations
I. Trial judge lacked jurisdiction or exceeded it in admitting or continuing probation proceedings because:
• Act 4221 applies only to provi