Title
ERC Guidelines on Inter-Class Cross Subsidy True-Up
Law
Erc No. 16, S. 2005
Decision Date
Aug 3, 2005
The Energy Regulatory Commission establishes guidelines for a "true-up" mechanism to address over or under recoveries from the removal of inter-class cross subsidies by distribution utilities, ensuring transparent pricing and protecting public interest in electric power services.
A

Scope

  • The guidelines apply to all Distribution Utilities operating under the Electric Power Industry Reform Act of 2001.

Key Definitions

  • Act: Republic Act No. 9136 (Electric Power Industry Reform Act of 2001).
  • Distribution Utility (DU): Electric cooperatives, private corporations, government-owned utilities, or local government units with exclusive franchise to operate distribution systems.
  • Energy Regulatory Commission (ERC): The regulatory body under Section 38 of the Act.
  • Inter-Class Cross Subsidy: Subsidy rates charged or deducted from customers as part of ERC-approved rate unbundling.
  • Inter-Class Cross Subsidy Adjustments (ICSA): Over or under recoveries in pesos from implementation until phase-out of inter-class cross subsidy rates.
  • Cross Subsidy Charge: Amount in pesos per kWh reflecting cross subsidy over/(under) recoveries, included in the Universal Charge upon ERC approval.
  • Universal Charge: Charge for recovery of stranded debts and costs under Section 34 of the Act.

Calculation of Cross Subsidy Charge

  • Formula: Cross Subsidy Charge = ICSA / S
    • Where ICSA equals total inter-class cross subsidy adjustments in pesos,
    • and S equals projected kWh sales for the period.
  • DUs must calculate cross subsidy over/under recoveries and submit to ERC within 60 days after the removal period.
  • Submission includes soft and hard copies in the prescribed format.

Verification and Approval Process

  • ERC must verify DUs’ cross subsidy charge calculations within 90 days after submission of complete documents.
  • Failure to verify within 90 days renders the submitted rates final and confirmed.
  • Post-verification, ERC will issue an Order establishing the adjustment to be included in the Universal Charge.

Billing and Recovery

  • DUs bill customers the approved Cross Subsidy Charge as part of the Universal Charge.
  • Recovery or refund of over/under recoveries continues until full amount is collected or refunded.

Penalties for Non-Compliance

  • Violations are subject to fines and penalties pursuant to ERC’s Guidelines for Administrative Sanctions under Section 46 of RA 9136.

Exception Clause

  • ERC may allow exceptions if found to be in public interest and lawful.
  • DUs can propose alternative mechanisms within 15 days from guideline effectivity.
  • Alternatives take effect only after ERC approval.

Separability Clause

  • If any provision is declared unconstitutional or invalid, other provisions remain effective.

Effectivity

  • Guidelines take effect 15 days after publication in a newspaper of general circulation.

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