Title
DECS Procedures on Employee Grievances and Discipline
Law
Decs Order No. 33, S. 1999
Decision Date
Mar 30, 1999
DECS Order No. 033-99, also known as the DECS Rules of Procedure, aims to expedite the resolution of complaints and grievances involving officials and employees of the Department of Education, Culture, and Sports (DECS) by providing guidelines for grievance procedures, administrative disciplinary cases, and appeals.

Law Summary

Title, Construction, and Applicability

  • Known as the DECS Rules of Procedure
  • Liberally construed for expeditious and just settlement of disputes
  • Does not strictly adhere to judicial procedural rules but applies Rules of Court, Civil Service Commission issuances, and jurisprudence by analogy as needed

Grievance Procedure

  • Defines Grievance as dissatisfactions in work conditions, relationships, or status believed to be unfair or ignored
  • Grievance Procedure aims to provide remedies for grievances within DECS
  • Disciplinary actions excluded from grievance procedures; addressed under administrative disciplinary cases
  • Lists proper subjects for grievances including working conditions, assignments, tools, personnel processes, layoffs, promotions, transfers, and interpersonal relations
  • Initial oral discussion with immediate superior required with decision within three days
  • Written grievance appeals processed by specified Grievance Committees at school, district, division, regional, bureau, and agency levels
  • Committees render decisions within five days; higher committee decisions appealable to the Secretary
  • Committees have defined membership from management, union representatives, and neutral members

Administrative Disciplinary Cases

  • Defined as prosecution of government officials/employees for administrative offenses (non-penal offenses)
  • Cases may commence motu proprio or via written complaint under oath
  • Complaints must state facts clearly and include names, addresses, and confirmation that no similar actions exist in other agencies
  • Non-compliant complaints are dismissed
  • Attachments, including documentary evidence and affidavits, must be submitted
  • Withdrawal of complaint does not prevent proceeding if charges have merit
  • Disciplinary authority includes the Secretary and Regional Directors
  • Administrative and criminal/civil cases proceed independently
  • Forum shopping among agencies causes dismissal unless previous case is withdrawn

Prima Facie Case Determination

  • Prima facie case means reasonable ground to believe an offense was committed
  • Determined through fact-finding or preliminary investigation starting within five days of complaint and ending within thirty days
  • Fact-finding involves examination of documents only
  • Preliminary investigation allows submission of affidavits but no cross-examination; clarificatory questions allowed
  • Investigating officer records clarifications and may issue subpoenas
  • Report of investigation submitted within five days after inquiry recommending charge or dismissal
  • Petition for review allowed if complaint dismissed for lack of prima facie case

Formal Charge and Answer

  • Formal charge issued when prima facie case exists, specifying complainant, respondent, offenses, time, place, and rights
  • Respondent has five days to answer in writing and under oath
  • Answer indicates acceptance or request for formal investigation if answer not satisfactory
  • Objections aimed at delay rejected; pleadings treated as answers
  • Cases may be dismissed if answer satisfactory or decided on records if not
  • Failure to answer waives defense rights and leads to decision on records

Formal Investigation

  • Ordered after answer or expiration of answer period
  • Investigating Committee formed according to role of respondent, respecting Magna Carta of Public School Teachers
  • Special prosecutor appointed for motu proprio cases
  • Non-compliance with composition rules voids proceedings
  • Pre-hearing conference may be conducted to streamline issues
  • Requests for subpoenas to compel witness or document attendance
  • Continuous hearings with limited postponements; absent respondent leads to ex parte proceedings
  • Counsel must manifest appearance; failure means no recognition
  • Order of trial: complainant evidence, respondent evidence, cross-examination as allowed, memoranda submission
  • Rules of evidence relaxed to admit relevant material documents and facts known to committee
  • Objections resolved preliminarily; items marked and chronologically bound
  • Testimonies mainly through affidavits
  • Decision report filed within fifteen days after investigation

Preventive Suspension

  • May be imposed when charges involve dishonesty, grave misconduct, oppression, or neglect
  • Suspension order issued not before formal charge, effective upon receipt
  • Suspension lasts up to 90 calendar days unless delay caused by respondent
  • Multiple suspensions served simultaneously if arising from same acts
  • Preventive suspension is not a penalty but a measure to prevent interference with case

Decision and Appeal

  • Decision means adjudication of guilt and penalty by Disciplining Authority
  • Written decision must state facts and legal bases and be rendered within 30 days from investigation report submission
  • Parties notified personally or by mail
  • Decision final and executory 15 days after receipt unless motion or appeal filed
  • Regional Director decisions final if penalty is reprimand, short suspension or minor fine; penalties involving longer suspension or greater fines appealable to Secretary
  • Motions for reconsideration suspend the appeal period; only one considered; grounds include new evidence, lack of evidence support, or legal errors
  • Only respondents may appeal; appeals from Regional Director to Secretary, from Secretary to Civil Service Commission
  • Appeal perfected by notice, memorandum, and fee; failure causes dismissal
  • Service of copies required; appellee to respond within 10 days
  • Appeal stays execution unless ordered otherwise
  • Appellate agency may receive additional evidence
  • Appeal decisions final 15 days after receipt absent reconsideration

Judicial Review

  • Decision by Civil Service Commission appealable to Court of Appeals within 15 days
  • Court of Appeals decisions appealable to the Supreme Court via certiorari

Executive Clemency

  • President may commute or remove administrative penalties upon Secretary's recommendation

Miscellaneous Provisions

  • Filing by registered mail deemed filed on postmark date
  • Computation of periods excludes first day, includes last except if holiday/weekend

Final Provisions

  • Repeals inconsistent DECS issuances
  • Effective 15 days after publication
  • Filed with UP Law Center

The DECS Rules of Procedure comprehensively address grievance resolution, administrative disciplinary process, investigation, suspension, decision rendering, appeals, and judicial review within the Department of Education, Culture and Sports to ensure efficiency, fairness, and compliance with relevant laws and policies.


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