Definitions
- Administration: MARINA as the single maritime authority implementing STCW.
- STCW Office (STCWO): MARINA office tasked with enforcing STCW requirements.
- Complaint: Sworn written statement stating facts constituting a violation.
- Board: Board of Marine Deck or Marine Engine Officers as applicable.
Nature and Jurisdiction of Proceedings
- Proceedings are summary with Rules of Court applied only suppletorily.
- STCWO has original and exclusive jurisdiction over violations by seafarers in Management and Operational Level functions.
- Cases are filed exclusively at STCWO.
Coverage of Violations
- Acts or omissions by Marine officers such as criminal conviction involving moral turpitude, immoral conduct, gross negligence, ethics violations, and MARINA rule violations.
- Applicability is limited to Filipino seafarers holding Management and Operational level functions.
- Does not apply to primarily civil or criminal cases.
Filing and Service of Pleadings
- All pleadings are filed with STCWO.
- Filing may be personal or by registered mail; dates of filing are endorsed or based on postage.
- Notices, resolutions, and orders served by registered mail or courier.
- Service considered complete upon actual receipt or after five days if unclaimed, except if seafarer on board.
- Prohibited pleadings include motions to dismiss (except jurisdictional), motions for extension (except if on board), demurrers, and others that delay proceedings.
Complaints
- Any person or entity with knowledge may file a sworn complaint.
- STCWO may file complaints motu proprio.
- Complaints must include a certificate against forum shopping confirming no duplicative suits.
Action on Complaint
- Complaint deemed filed upon payment of docket fees and submission of three copies.
- STCWO issues Show Cause Order for respondent to file a verified answer within ten days, with supporting documents.
- Case may be dismissed motu proprio if jurisdiction is absent.
Answer
- Respondents file a verified answer within 15 days, furnishing copies to complainant.
- Failure to answer leads to complainant filing position paper and draft decision within 30 days.
- After answer or lapse, case is submitted for resolution.
Mandatory Mediation Conference
- Mediation conference is conducted by a Legal Division lawyer.
- Nonappearance by complainant for two mediator settings may result in dismissal.
- Nonappearance by respondent after second setting leads to waiver of position paper.
- Compromise agreements must be in writing, signed, and approved by the Board and are final and binding.
- Cases filed motu proprio are exempt from mediation and compromise.
- If no settlement, case proceeds to submission requiring position papers.
Position Paper
- Parties submit simultaneous verified position papers, supporting documents, affidavits, and draft decision within 30 days after mediation ends.
- If one or both parties fail, case is submitted based on existing records.
- Board may hold clarificatory hearings without strict court procedures.
- Majority of Board members constitute quorum; majority vote required for decisions.
Decision
- After submission of position papers or lapse of time, case is submitted and Board can adopt or write its own decision.
- Decision must contain facts, issues, laws, and conclusions.
- Decision becomes final and executory after 15 days from receipt unless motion for reconsideration or appeal is filed.
- Board members may be replaced if they recuse.
Appeal
- Appeals to Office of the Administrator must be filed within 15 calendar days.
- Grounds: abuse of discretion, fraud/coercion, or serious errors affecting decision.
- Appeal requirements include timely filing, verification, memorandum of appeal stating grounds, relief, and date received of decision.
- Appellee files counter memorandum within 15 days.
- Appeal fee required; filing appeal divests Board jurisdiction.
- Decision by Office of Administrator final after 15 days from receipt or 60 days after mailing if service proof unavailable.
- Only appeal memorandum and counter memorandum allowed; no other pleadings.
Penalty
- Penalties include revocation, suspension, reprimand of Certificate of Registration and Professional ID Card, and surrender of STCW certificates within 10 days of final decision.
- Examinees may face cancellation of exam papers, withholding of results, debarment.
- Applicants may be denied or have registration deferred or canceled.
Remedies
- Motion for reconsideration may be filed within 15 days on grounds of new material evidence, lack of support by evidence, or prejudicial errors.
- Only one motion for reconsideration allowed.
Amendment and Separability
- Conflicting provisions in other MARINA/STCW Circulars amended.
- If any provision declared invalid, other provisions remain effective.
Effectivity
- Rules take effect immediately upon publication on July 22, 2015.