Title
2015 MARINA Rules on Seafarer Admin Cases
Law
Mia Stcw Circular No. 2015-11
Decision Date
Jul 22, 2015
The 2015 MARINA Rules of Procedure in Administrative Investigation provides guidelines for the investigation of seafarers in the Philippines, aiming for a just and speedy determination of cause/s of action, with specific procedures for filing complaints, conducting mediation conferences, and rendering decisions.
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Definitions

  • Administration: MARINA as the single maritime authority implementing STCW.
  • STCW Office (STCWO): MARINA office tasked with enforcing STCW requirements.
  • Complaint: Sworn written statement stating facts constituting a violation.
  • Board: Board of Marine Deck or Marine Engine Officers as applicable.

Nature and Jurisdiction of Proceedings

  • Proceedings are summary with Rules of Court applied only suppletorily.
  • STCWO has original and exclusive jurisdiction over violations by seafarers in Management and Operational Level functions.
  • Cases are filed exclusively at STCWO.

Coverage of Violations

  • Acts or omissions by Marine officers such as criminal conviction involving moral turpitude, immoral conduct, gross negligence, ethics violations, and MARINA rule violations.
  • Applicability is limited to Filipino seafarers holding Management and Operational level functions.
  • Does not apply to primarily civil or criminal cases.

Filing and Service of Pleadings

  • All pleadings are filed with STCWO.
  • Filing may be personal or by registered mail; dates of filing are endorsed or based on postage.
  • Notices, resolutions, and orders served by registered mail or courier.
  • Service considered complete upon actual receipt or after five days if unclaimed, except if seafarer on board.
  • Prohibited pleadings include motions to dismiss (except jurisdictional), motions for extension (except if on board), demurrers, and others that delay proceedings.

Complaints

  • Any person or entity with knowledge may file a sworn complaint.
  • STCWO may file complaints motu proprio.
  • Complaints must include a certificate against forum shopping confirming no duplicative suits.

Action on Complaint

  • Complaint deemed filed upon payment of docket fees and submission of three copies.
  • STCWO issues Show Cause Order for respondent to file a verified answer within ten days, with supporting documents.
  • Case may be dismissed motu proprio if jurisdiction is absent.

Answer

  • Respondents file a verified answer within 15 days, furnishing copies to complainant.
  • Failure to answer leads to complainant filing position paper and draft decision within 30 days.
  • After answer or lapse, case is submitted for resolution.

Mandatory Mediation Conference

  • Mediation conference is conducted by a Legal Division lawyer.
  • Nonappearance by complainant for two mediator settings may result in dismissal.
  • Nonappearance by respondent after second setting leads to waiver of position paper.
  • Compromise agreements must be in writing, signed, and approved by the Board and are final and binding.
  • Cases filed motu proprio are exempt from mediation and compromise.
  • If no settlement, case proceeds to submission requiring position papers.

Position Paper

  • Parties submit simultaneous verified position papers, supporting documents, affidavits, and draft decision within 30 days after mediation ends.
  • If one or both parties fail, case is submitted based on existing records.
  • Board may hold clarificatory hearings without strict court procedures.
  • Majority of Board members constitute quorum; majority vote required for decisions.

Decision

  • After submission of position papers or lapse of time, case is submitted and Board can adopt or write its own decision.
  • Decision must contain facts, issues, laws, and conclusions.
  • Decision becomes final and executory after 15 days from receipt unless motion for reconsideration or appeal is filed.
  • Board members may be replaced if they recuse.

Appeal

  • Appeals to Office of the Administrator must be filed within 15 calendar days.
  • Grounds: abuse of discretion, fraud/coercion, or serious errors affecting decision.
  • Appeal requirements include timely filing, verification, memorandum of appeal stating grounds, relief, and date received of decision.
  • Appellee files counter memorandum within 15 days.
  • Appeal fee required; filing appeal divests Board jurisdiction.
  • Decision by Office of Administrator final after 15 days from receipt or 60 days after mailing if service proof unavailable.
  • Only appeal memorandum and counter memorandum allowed; no other pleadings.

Penalty

  • Penalties include revocation, suspension, reprimand of Certificate of Registration and Professional ID Card, and surrender of STCW certificates within 10 days of final decision.
  • Examinees may face cancellation of exam papers, withholding of results, debarment.
  • Applicants may be denied or have registration deferred or canceled.

Remedies

  • Motion for reconsideration may be filed within 15 days on grounds of new material evidence, lack of support by evidence, or prejudicial errors.
  • Only one motion for reconsideration allowed.

Amendment and Separability

  • Conflicting provisions in other MARINA/STCW Circulars amended.
  • If any provision declared invalid, other provisions remain effective.

Effectivity

  • Rules take effect immediately upon publication on July 22, 2015.

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