Title
Rules on BSP Non-Deliverable Forward FX
Law
Bsp Circular No. 149
Decision Date
Dec 22, 1997
BSP Circular No. 149 establishes rules for the non-deliverable forward foreign exchange facility, allowing authorized commercial banks to help customers hedge eligible foreign exchange obligations while ensuring compliance and reporting requirements to maintain market stability.
A

Authority to Avail of the NDF Facility

  • All commercial banks, including those without a BSP derivatives license, may use the NDF Facility.
  • Hedging is done via US Dollar-Philippine Peso forward contracts settling only net differences rather than actual currency delivery.
  • For obligations in foreign currencies other than USD, the NDF contract is denominated in the USD equivalent.
  • Banks and customers must certify that the NDF is used strictly as a hedge under the circular's guidelines.

Terms and Conditions of the NDF Facility

  • Specific terms are detailed in Annex 1, including tenor limits, pricing mechanisms, fixing rate determination, and settlement procedures.

Reporting Requirements

  • Banks must submit an inventory of eligible foreign exchange obligations as of December 19, 1997, within ten banking days after the circular's effectivity.
  • Daily reports on NDF transactions with BSP and related reports on cancelled and non-deliverable forwards must be submitted by 4:30 PM the next banking day.
  • Failure to timely submit reports may incur monetary penalties as per BSP regulations.

Sanctions for Non-Compliance

  • If an NDF contract is found to cover an ineligible obligation, BSP will cancel the contract automatically.
  • The concerned commercial bank will face a penalty of P20,000 per day from application filing until cancellation.

Implementation and Effectivity

  • The Circular took immediate effect upon adoption on December 22, 1997.

Implementing Guidelines on NDF Family Tenors and Pricing

  • NDF tenors may be up to 12 months and must coincide with the maturity or reset date of the underlying obligation.
  • BSP's Treasury Department sets forward rates for standard tenors (30, 90, 120, 360 days) and may add others.
  • Pricing is based on a BSP-determined formula.

Fixing Rate and Settlement Calculation

  • Fixing occurs one business day before NDF maturity using the USD/PHP mid-rate from Telerate.
  • Net settlement equals the difference between NDF contract rate and fixing rate, applied to the USD amount, converted to PHP.
  • Settlement payment is made on the maturity date via bank accounts with BSP.

Application and Transaction Process

  • Customers submit applications via commercial banks certifying the obligation qualifies and lacks existing hedges, supported by required documents.
  • Banks request NDF rate quotes from BSP Treasury, available from 9:30 AM daily.
  • Executed contracts are reported daily to the BSP's Foreign Exchange Department for compliance verification.
  • Settlements occur between customers and banks, with banks settling balances through their BSP demand deposit accounts.

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