Title
Rules on Insolvent Banks and Receivership
Law
Bsp Circular No. 382
Decision Date
Apr 1, 2003
BSP Circular No. 382 establishes rules to enforce penalties against directors and officers of banks declared insolvent or under receivership, prohibiting acts such as tampering with records and misappropriating assets, while ensuring compliance with the General Banking Law of 2000.
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Prohibited Acts by Directors and Officers of Banks Under Receivership

  • Directors or officers must not refuse to surrender the bank’s records and assets to the appointed receivers.
  • They are prohibited from tampering with bank records.
  • Appropriation, destruction, misappropriation of the bank’s assets by themselves or others is forbidden.
  • Receiving deposits, collections of loans, or receivables in the insolvent bank is prohibited.
  • Paying out funds or facilitating payment of funds from the insolvent bank is not allowed.
  • Transferring or causing the transfer of securities or properties of said bank is forbidden.

Penalties and Sanctions for Violations

  • Officers or directors committing any prohibited acts face sanctions pursuant to Section 36 and 37 of R.A. 7653.
  • These penalties are related to and applied in correlation with Section 66 of R.A. No. 8791.
  • Sanctioned individuals will be added to the Monetary Board’s watchlist.
  • Being on the watchlist disqualifies them from holding any position in any bank or financial institution.

Effectivity Clause

  • The circular becomes effective fifteen (15) days after its publication.
  • Publication must be made either in the Official Gazette or in a newspaper of general circulation.

This framework aims to ensure proper transition and accountability during the receivership of insolvent banks while protecting the interests of the banking system and depositors.


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