Title
Licensing and Registration of Food Establishments
Law
Doh Administrative Order No. 2014-0029
Decision Date
Sep 8, 2014
A Philippine Jurisprudence case focuses on the purpose and scope of a law that regulates the manufacture, distribution, and retailing of drug products, emphasizing compliance with FDA standards and the licensing process, with violations resulting in potential license suspension or revocation.

Law Summary

Objectives

  • Adopt FAO-published risk-based classification of food establishments and products.
  • Issue License to Operate (LTO) for establishments involved in manufacturing, processing, or distributing food products.
  • Issue Certificate of Product Registration (CPR) to FDA-licensed establishments before marketing processed foods.

Scope and Coverage

  • Covers food establishments manufacturing, distributing (import, export, wholesale), trading, or repacking processed foods.
  • Excludes fresh/raw food under Department of Agriculture's jurisdiction and certain food businesses regulated by Local Government Units (LGUs), such as wet markets and restaurants.

Key Definitions

  • Activity: Includes processing, packaging, repackaging, trading, import, export, sale, promotion of food.
  • Authorization: Regulatory approval in forms such as permits, licenses, certificates.
  • Food: Any substance intended for human consumption including drinks and additives.
  • Good Manufacturing Practice (GMP), Good Distribution Practice (GDP), HACCP defined as standards for ensuring product quality and safety.
  • Manufacturer, Distributor, Trader roles distinguished with specific operational scopes.
  • Labeling, Advertising, Import, Export, Packaging, Repackaging clarified.

Licensing of Food Establishments - General Principles

  • FDA issues LTO based on risk classification consistent with FAO guidelines; high-risk establishments prioritized for inspection.
  • A single LTO may cover multiple related activities depending on compliance capability.
  • Application requires full submission of prescribed documents; LTO is prerequisite to CPR application.
  • Compliance with GMP, GDP, HACCP and other standards mandatory.
  • Only one licensed establishment per address is allowed; sharing among different activities or owners is prohibited.
  • Licensed establishments must display LTO conspicuously.
  • Fees required for application, changes require prior notification and amendment approval.
  • Violation can result in revocation and prohibition from re-applying for three years.
  • Compliance with related laws such as ASIN Law and Food Fortification Act mandatory.

Specific Guidelines for Manufacturers and Traders

  • Single LTO may cover different facility locations for the same product.
  • Separate licenses required for different products or stages in different locations.
  • No shared facilities allowed for manufacturing.
  • Manufacturers can import raw materials for own use, subject to specific fortification and labeling laws.

Specific Guidelines for Distributors (Importers, Exporters, Wholesalers)

  • No shared offices between establishments regardless of ownership.
  • Must declare warehouses and depots.
  • Distributors may engage in manufacturing/repacking only with additional LTO.
  • Exporters must adhere to importing country’s requirements.

Requirements for Licensing

  • Detailed requirements outlined in Annex C of the Administrative Order.

Validity of License to Operate (LTO)

  • Initial license valid for 2 years.
  • Renewal valid for 5 years.

Application Process

  • Issuance of Certificate of Compliance (COC) after inspection.
  • FDA Regional Field Office can disapprove applications citing reasons.
  • Notice of disapproval must state grounds clearly.

Registration of Processed Food Products - General Principles

  • All processed foods, additives, supplements, and bottled water must be registered with FDA before marketing.
  • Single CPR covers multiple package sizes or label designs given consistency in brand, product name, formula, and labeling (except net weight).
  • Any label redesign requires prior FDA notification.
  • Non-compliant products receive Letter of Denial; 6-month period to comply and reapply.
  • Importers or distributors must secure CPR for raw materials and additives intended for sale or distribution.
  • Manufacturers importing raw materials for their own use need not secure separate CPR for those materials.
  • Exported products must comply with standards and labeling of importing country.

Quality and Safety Standards

  • Registration based on compliance with food safety, quality standards and labeling requirements, including adherence to codes like GMP, HACCP, GDP.
  • Compliance with ASIN Law, Food Fortification Law, and other relevant laws required.
  • Submission of Certificate of Analysis (COA) mandatory for products under separate laws as applicable.

Product Claims and Labeling

  • Clear labels required; food supplements cannot carry curative or therapeutic claims.
  • Advertising must avoid unsubstantiated health claims.

Registration Requirements and Validity

  • Detailed in Annex D.
  • CPR valid between 2 to 5 years initially; 5 years upon renewal.

Registration Process

  • FDA reviews compliance, may conduct inspections or require additional documents for high-risk products.
  • Letter of Denial issued for non-compliance; 6 months allowed to cure deficiencies.

Inspection and Certificate of Compliance

  • Inspections risk-based; FDA may collaborate with LGUs and other agencies.
  • Pre-licensing inspections lead to issuance of COC.
  • Microenterprise inspection may rely on LGU-issued sanitary permits and health certificates.
  • FDA reserves right for routine, spot-check, or complaint-driven inspections.
  • FDA may revoke LTO or CPR upon validation of non-compliance following due process.

Grounds for Disapproval of Applications

  • Incomplete or incorrect documents.
  • Failure to meet standards or pass facility inspection.
  • Failure to timely respond to deficiency notices.
  • Misrepresentation or withholding relevant data.
  • Other analogous grounds as determined by FDA.

Fees and Charges

  • Application and renewal fees as per existing regulations for fees and charges.

Post-Market Surveillance and Product Monitoring

  • FDA conducts ongoing product sampling and establishment inspections based on risk.
  • Foodborne illness data collection supports risk management.
  • Risk communication and mandatory food safety training enhance compliance.

Transition Period

  • Six months to streamline licensing and registration systems with other government bodies after enactment.

Separability Clause

  • Invalidity of any provision does not affect the rest of the Order.

Repealing Clause

  • Previous inconsistent issuances and regulations are withdrawn or revoked.

Effectivity

  • Effective 15 days after publication in official gazette or newspaper of general circulation.

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