Title
Clinical Lab Regulations, DOH AO No. 59, 2001
Law
Administrative Order No. 59, S. 2001, November 19, 2001
Decision Date
Nov 19, 2001
DOH Administrative Order No. 2001-0059 establishes regulations for clinical laboratories in the Philippines, covering permits, penalties, staffing, facilities, equipment, waste management, quality control, reporting, and fees, to ensure proper management and compliance with quality standards for the protection and promotion of public health.

Law Summary

Purpose

  • To protect and promote public health.
  • Ensures availability of properly managed clinical laboratories with adequate resources.
  • Promotes effective and efficient performance through compliance with quality standards.

Scope

  • Applies to all entities performing clinical laboratory activities and functions.
  • Includes examination and analysis of human and related samples for pathologic or diagnostic purposes.
  • Excludes government laboratories performing limited screenings unless they operate as extensions of licensed government clinical laboratories.

Classification of Laboratories

  • By Function:
    • Clinical Pathology: includes Hematology, Chemistry, Microbiology, Immunology, Blood Banking, Toxicology, etc.
    • Anatomic Pathology: includes Surgical Pathology, Cytology, Autopsy, Forensic Pathology.
  • By Institutional Character:
    • Hospital-based laboratories.
    • Non-hospital-based laboratories.
  • By Service Capability:
    • Primary: basic services such as routine hematology, urinalysis, fecalysis, blood typing.
    • Secondary: includes primary services plus clinical chemistry and cross-matching.
    • Tertiary: includes secondary services plus special chemistry, hematology, immunology and microbiology.

Policies

  • Permit to construct and design layouts must be approved by BHFS before operation.
  • Construction requires approved plans and permits issued by BHFS.
  • Must operate with valid license based on compliance with minimum licensing requirements.
  • Laboratories must be effectively organized and managed.
  • Safety measures must be provided for personnel and clients.

Requirements and Procedures for Permits and License

  • Application to BHFS including site plans, DTI/SEC registration for private labs.
  • Petition to operate and renewal forms must be duly notarized and filed with BHFS/CHD.
  • Renewal applications filed within 90 days before license expiry; specific regional schedules apply.
  • Non-refundable fees applied for construction permit, license, and renewal; fees follow DOH schedule.

Penalties for Late Renewal

  • P1,000 fine if renewal is filed within two months post-expiry.
  • Additional P100 per month after two months delay.

Inspection and Monitoring

  • Licensees must allow inspection of premises and records by BHFS/CHD representatives.
  • Inspections occur every two years or as necessary.
  • Continuous monitoring with mandatory availability of records.

Issuance and Conditions of License

  • Licenses issued by CHD Director or authorized representative upon meeting requirements.
  • License is non-transferable but relocation requires prior written notice and reinspection.
  • Extension laboratories require separate licenses.
  • Any material change affecting license conditions must be reported within 15 days.
  • License must be displayed conspicuously.

Violations and Sanctions

  • Operation without certified pathologist or registered medical technologist is prohibited.
  • Changes in ownership, location or personnel must be reported; failure results in sanctions.
  • Refusal of inspection and gross negligence are grounds for penalties.
  • Provincial, City, and Municipal Health Officers authorized to report unlicensed labs.

Investigation and Penalties

  • BHFS/CHD authorized to investigate complaints.
  • Violations may result in suspension, cancellation, or revocation of license.
  • Operating without license may lead to imprisonment (1 month to 1 year), fines (P1,000 to P5,000), or both.
  • Closure orders by BHFS/CHD are enforceable even against court injunctions.

Modification and Revocation of License

  • Licenses may be modified, suspended, or revoked for false statements or non-compliance.
  • Prior notice and investigation required unless willful or repeated violations pose public health risk.

Repealing Clause

  • This regulation supersedes all prior issuances regarding clinical laboratories.

Publication of Licensed Laboratories

  • Annual publication of licensed clinical laboratories in a newspaper of general circulation.

Effectivity

  • Effective 15 days after publication in the Official Gazette or major newspaper.

Technical Standards and Minimum Requirements

Staffing

  • Managed by licensed physicians certified by the Philippine Board of Pathology.
  • In absence of pathologists, a physician with 3 months clinical lab training may manage primary/secondary labs.
  • Employ sufficient registered medical technologists proportional to workload.
  • Minimum one registered medical technologist per shift for hospital labs.
  • Mandatory staff development and continuing education.

Physical Facilities

  • Well-ventilated, adequately lit, clean and safe.
  • Sufficient working space allowing smooth workflow: Primary (10 sq.m), Secondary (20 sq.m), Tertiary (60 sq.m including separate microbiology room).
  • Adequate water supply.

Equipment/Instruments

  • Sufficient and appropriate instruments for laboratory activities.
  • Safety compliance mandatory.
  • Minimum equipment listed by category:
    • Primary includes clinical centrifuge, hemacytometer, refrigerator, microscope, etc.
    • Secondary adds photometer, balance, incubator, autoclave, etc.
    • Tertiary adds advanced instruments like biosafety cabinet, differential blood cell counter.

Glasswares/Reagents/Supplies

  • Adequate and appropriate supplies for services.

Waste Management

  • Efficient disposal of laboratory waste according to DOH and local government guidelines.

Quality Control Program

  • Internal QC: documented competency assessments, standard methods, equipment maintenance, use of control materials.
  • External QC: participation in designated National Reference Laboratories quality assurance programs.
  • Refusal to participate in external QC may cause license suspension/revocation.

Reporting

  • Laboratory reports must bear signatures of registered medical technologist and pathologist.
  • Laboratory results released only under pathologist directive, except emergencies.

Recording

  • Effective system to record and file requests and reports.
  • Records kept for at least one year; anatomic and forensic pathology records kept permanently.

Laboratory Fees

  • Fees to conform to prevailing rates considering cost and quality control.
  • Professional services charged separately.

Registration Requirements for Private Laboratories

  • Business name registration from DTI and SEC certificate if corporation.
  • Certificates from Philippine Board of Pathology and PRC registration for medical technologists.
  • Notarized statement of compliance with local business requirements.
  • Location map and floor diagram required.

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