Title
Rules on Local Recruitment and Placement
Law
Dole Department Order No. 141-14
Decision Date
Nov 20, 2014
DOLE Department Order No. 141-14 regulates the recruitment and placement of workers for local employment in the Philippines, aiming to promote equal employment opportunities and protect the welfare of Filipino jobseekers, with provisions for licensing, procedures, and penalties for illegal recruitment activities.

Law Summary

Coverage

  • Applies to all individuals, partnerships, or corporations recruiting locally through agencies.
  • Covers recruitment via electronic means.
  • Separate provisions govern local domestic worker recruitment (Republic Act No. 10361).

Definition of Terms

  • Key terms defined include Bureau, Department, Secretary, Regional Office/Director, Field Office.
  • "Private employment agency" means entities licensed by DOLE for local recruitment.
  • Defines License, Authority to recruit, Representative, Domestic Worker (Kasambahay), Service contracts, Service fees, Deployment expenses.
  • Employer defined as party engaging workers via agency or directly for domestic workers.

Qualifications for License

  • Applicant must be Filipino owned (single proprietorship or 75% Filipino owned).
  • Minimum net worth or paid-up capital of ₱1,000,000.
  • Must not be disqualified by law to engage in recruitment business.

Grounds for Disqualification

  • Conviction of illegal recruitment, trafficking, or crimes involving moral turpitude.
  • Agencies with revoked licenses.
  • Cooperatives and certain DOLE officials disallowed.
  • Sole proprietors barred from multiple licenses and from job contracting.

Application Requirements

  • Accomplished application, ₱5,000 filing fee.
  • Business registration from DTI or SEC depending on entity type.
  • Proof of office space (≥50 sqm), One-year lease contract if applicable.
  • NBI clearance for owners/officers.
  • Affidavit of undertaking against illegal recruitment and other violations.
  • Designation of office staff knowledgeable in recruitment documentation.
  • Attendance certificate from pre-application seminar.

Pre-Application Seminar

  • Mandatory attendance by agency top management.
  • Covers rules, anti-trafficking, anti-child labor, illegal recruitment, penalties.
  • Seminar module formulated by the Bureau.

Filing and Processing

  • Application filed at Regional/Field Office where office will be established.
  • Must include complete documents; incomplete applications are rejected.
  • Filing fee is non-refundable.
  • Regional Director evaluates and inspects within 10 calendar days.

Bonding and License Fee

  • Upon approval, payment of ₱15,000 license fee.
  • Posting of ₱50,000 cash bond and ₱100,000 surety bond guaranteeing compliance and claims.

License Validity and Renewal

  • License valid for 3 years unless revoked/cancelled.
  • Renewal application to be filed 30-60 days before expiration.
  • Requirements similar to initial application plus placement reports.
  • Late filing subject to penalties.

Display and Non-transferability

  • Agency must display original license and organizational structure with photos.
  • License or recruitment authority is non-transferable.

Change of Ownership and Personnel

  • Ownership transfer requires surrender of existing license and new application.
  • Change in board of directors triggers license revocation.
  • Officer changes must be reported within 5 days with required documentation.

Change of Address

  • Advance 15-day notice required.
  • Transfer across regions requires clearances, inspections, and public notification.

Authority to Recruit

  • May be issued separately or together with license; valid nationwide.
  • Requires letter request, certified agreements, NBI clearance, and seminar attendance.
  • Processed within 2 days; registration fee ₱2,000 upon approval.

Authority to Recruit Renewal

  • Apply 5-60 days before expiration with supporting documents.
  • Late filing penalized.

Termination and Revocation

  • Authority revoked upon cancellation order or issuance of another agency's authority.
  • Public notice of revoked authorities required.

Branch Offices

  • Require separate authorization with ₱2,000 filing fee.
  • Must submit organizational structure, NBI clearances, office lease or ownership proof.
  • Evaluation and inspection completed within 5 days.
  • Additional ₱100,000 surety bond and ₱5,000 registration fee required.
  • Validity co-terminus with main license; specific renewal rules apply.

Grounds for Denial

  • Non-compliance with requirements.
  • Pending related legal cases.
  • Conviction involving illegal recruitment, trafficking, child labor violations.
  • Previous revocation of license or authority.

Appeals

  • Denials can be appealed to the Secretary within 10 days.
  • Secretary resolves within 10 days; one motion for reconsideration possible.

Registration of Educational Institutions

  • Educational institutions conducting placement services must register and coordinate with PESO.

Loss of License or Authority

  • Requires affidavit of loss and ₱1,000 replacement fee.
  • Certified copy issued upon approval.

Fees and Charges

  • Agencies cannot collect/deduct any fees from workers.
  • Service fee only charged to employers by agreement.
  • Transportation for worker transfer is employer’s responsibility.

Official Receipts

  • All payments must be documented with official receipts stating amount and purpose.

Worker Replacement and Refund

  • Employers entitled to replacement or 75% refund of service fee if:
    • Worker medically certified ill within 1 month.
    • Worker abandons or behaves prejudicially within 3 months.
  • Refund conditions and forfeiture timelines specified.

Recruitment Procedures

  • Agencies must present valid license, recruitment authority, and notarized job order.
  • Recruits must submit biodata, birth certificate, medical and barangay clearance.
  • Interview conducted, recruitment contracts notarized and filed.
  • Pre-departure orientation coordinated with PESO or accredited bodies.

Placement Procedures

  • Free housing accommodation provided upon arrival.
  • Arrange employer interview within 3 days.
  • Prepare written employment contract including standard terms.
  • Provide Pre-Employment Orientation covering rights/responsibilities.
  • For domestic workers, require employer clearance from Barangay and NBI/PNP.
  • Inform family of recruit’s employer info; register domestic worker with Barangay.

Illegal Recruitment Defined

  • Canvassing, hiring by non-licensees or unauthorized persons for two or more persons.
  • Prohibited acts include charging workers, false information, misrepresentation, inducing quitting, obstructing inspection, contract substitution.

Anti-Illegal Recruitment Programs

  • Legal assistance, prosecution support, surveillance, and education campaigns.
  • Inter-agency coordination encouraged.

Legal Assistance

  • Free legal aid for victims including advice, complaint preparation, counseling.

Complaints Filing

  • Victims or guardians may file sworn complaints at Regional/Field Offices where offense occurred.

Surveillance and Enforcement

  • Regional Directors may conduct inspections and surveillance.
  • Closure orders issued if danger or exploitation confirmed.

Cease and Desist Orders

  • Issued when non-licensed recruitment activity endangers the public.
  • Local government recommended to revoke business permits.

Execution of Orders

  • Enforced by DOLE Sheriff with law enforcement assistance.
  • Execution reports submitted within 24 hours.

Criminal Action

  • Regional Director or aggrieved persons may file cases with prosecutors.

Offense Classification and Penalties

  • Serious offenses include illegal recruitment, misrepresentation, operation despite suspension, etc., punishable with license cancellation.
  • Less serious offenses penalized by suspension escalating to cancellation for repeated offenses.
  • Fines of ₱10,000 per offense imposed with suspensions.
  • Multiple complainants (5 or more) lead to license cancellation.

Complaint Procedures

  • Complaints must be sworn and detail respondent, acts, place/date, claim, and relief.
  • Respondent given 10 days to file verified answer.
  • Failure to answer is waiver; case resolved based on available pleadings.
  • Withdrawal of complaints does not stop investigation.
  • Parties may compromise subject to approval.

Case Resolution

  • Hearings completed within 30 working days; decision within 10 working days.
  • Case deemed submitted when evidence sufficient.

Suspension Pending Investigation

  • Grounds include risk of exploitation, non-response, failure to attend hearings.

Appeal and Reconsideration

  • Regional Director's orders appealable to Secretary within 10 days.
  • Secretary’s decision final unless reconsideration filed within 10 days.
  • No second reconsideration allowed.

Agency Closure and Bond Refund

  • Agency ceasing operations must notify Regional Office stating reasons.
  • Cash bond refundable after posting a surety bond valid 3 years or after case resolution.

Inspections

  • DOLE authorized representatives may inspect agency premises anytime.

Registration in Phil-Jobnet and Reporting

  • Agencies must register within 5 days of license issuance.
  • Monthly job vacancy reports due within 15 days after the reference month.

Rewards and Incentives

  • Agencies complying fully with laws may receive rewards.
  • DOLE to set guidelines.

Separability and Repealing Clauses

  • Invalid provisions do not affect the rest of the rules.
  • Previous inconsistent rules repealed or modified.

Effectivity

  • Rules effective 15 days after publication in two newspapers of general circulation.
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