Title
Supreme Court
NCMB Procedures for Mediation and Dispute
Law
National Conciliation And Mediation Board
Decision Date
Jul 30, 2018
The Revised National Conciliation and Mediation Board Manual of Procedures establishes guidelines for the effective resolution of labor disputes through conciliation and preventive mediation, promoting industrial peace and outlining the processes for handling notices of strikes and lockouts.

Law Summary

Seal of the NCMB

  • Symbolizes national unity and collaboration among social partners in pursuit of industrial peace, productivity, and national development.

Key Definitions

  • Branch Director: Head of a regional NCMB branch.
  • Bureau of Labor Relations (BLR): Handles appeals on intra/inter-union disputes, plus registration of unions.
  • Collective Bargaining Agreement (CBA): Negotiated contract on wages, work hours, terms and conditions including grievance and arbitration mechanisms.
  • Conciliation: Non-adversarial intervention by neutral conciliator-mediators to facilitate dialogue and calm tensions in labor disputes.
  • Conciliator-Mediator: NCMB official who facilitates settlement of labor disputes through conciliation and mediation.
  • Deputy Executive Director: Assists Executive Director of NCMB.
  • DOLE: Government agency overseeing labor and employment policy.
  • Executive Director: Head of NCMB.
  • Executive Labor Arbiter (ELA): Head of NLRC Regional Arbitration Branch.
  • Grievance Machinery: Internal procedures in CBAs for resolving disputes via voluntary arbitration.
  • Improved/Reduced Offer Balloting: Referendums on employer union offers during disputes.
  • Intra/Inter-union disputes: Cover internal union affairs and representation disputes respectively.
  • Joint DOLE-PNP-PEZA guidelines: Guidelines for police and security conduct during labor disputes.
  • Labor Arbiter: NLRC official adjudicating labor disputes.
  • Labor or Industrial Disputes: Controversies involving employment terms or representation.
  • Labor Standards Laws: Minimum employment terms under Labor Code.
  • Labor Union: Registered employee organization.
  • Lockout: Employer's temporary work stoppage due to labor dispute.
  • Lockout Vote: Restricted to employer board or partnership vote.
  • Mediation: Advisory intervention by conciliator-mediator aiming for voluntary settlements.
  • NCMB: Agency attached to DOLE for dispute settlement via conciliation and mediation.
  • NLRC: Agency adjudicating labor disputes via compulsory arbitration.
  • Notice of Lockout/Strike: Formal notifications of intended lockout or strike.
  • Picketing: Workers’ right to demonstrate before establishment during disputes.
  • Preventive Mediation Case: Proactive NCMB intervention to prevent labor disputes.
  • Regional Director: Head of DOLE regional office.
  • Regional Inter-Agency Coordinating and Monitoring Committee (RICMC): Inter-agency oversight body on labor disputes.
  • Strike: Temporary work stoppage by employees through concerted action.
  • Strike Vote: Union members’ secret ballot deciding declaration of strike.
  • Supervision: Oversight of balloting processes by NCMB regional branch.
  • Unfair Labor Practice Acts (ULP): Prohibited acts by employers or unions.
  • Voluntary Arbitration: Parties select an impartial arbitrator whose decision is binding.
  • Workplace: Location where employees perform duties.

Procedures on Strike, Lockout, Preventive Mediation Notices and Appearances

  • Use prescribed form FM-DOLE-NCMB-01.01(A) for filing requests.
  • Required content includes identities of parties, employment data, CBA effectivity, unresolved issues, and prior efforts to settle.
  • Filing may be done by union representatives or employer reps in specified instances.
  • Filing is with NCMB Regional Branch jurisdictionally covering the workplace.
  • Notices must be served to opposing parties via personal service or registered mail.
  • NCMB assesses completeness of filings and requires corrections if needed.
  • Cooling-off periods: 30 days for bargaining deadlocks, 15 days for unfair labor practices, with exceptions allowing immediate strike in certain union officer dismissal cases.
  • Parties must appear personally in conferences and representatives must have authority to bind principals.

Grounds and Issues for Strike/Lockout

  • Legitimate grounds: bargaining deadlock, unfair labor practices, or flagrant/malicious violation of economic provisions of CBA.
  • Conciliator-Mediator validates issues during initial conference; only validated issues subject to NS/L unless parties agree otherwise.
  • Strikeable issues proceed through conciliation/mediation, other voluntary methods or advice to file in alternate forums.
  • Non-strikeable issues include inter-union disputes, arbitration-covered cases, political provisions violations, or labor standard violations, which shall be directed to appropriate agencies.
  • Notices based on grievances or arbitration subjects can be converted to preventive mediation following NCMB procedures and timelines.

Strike or Lockout Vote and Offer Balloting

  • Strike declaration requires majority vote of total union membership; lockout requires majority board/partners vote.
  • NCMB regional branch can supervise secret balloting including voter verification and ensuring peaceful order.
  • Strike ban period is seven days post receipt of voting results; during this period, improved or reduced offer balloting may be encouraged.
  • Improved offer balloting is a referendum on employer counteroffers during imminent or actual strike.
  • Reduced offer balloting is similar but for union offers during imminent or actual lockout.
  • Conciliator-Mediator conducts pre-balloting conferences to explain mechanics and distinguish from certification elections.

Final Agreement

  • Agreements must be drafted clearly and comprehensively to avoid ambiguous interpretations.
  • Conciliator-Mediator continues responsibility for monitoring implementation and compliance after agreement.

Modes of Disposition of Conciliation Cases

  • Settled Case: agreement reached or case withdrawn or referred to arbitration.
  • Treated as Preventive Mediation: NS/L converted to preventive mediation.
  • Materialized to Notice of Strike/Lockout: withdrawal of preventive mediation and re-filing as NS/L.
  • Assumption of Jurisdiction: cases taken over by DOLE Secretary.
  • Certified for Compulsory Arbitration: cases referred by DOLE Secretary to NLRC.
  • Actual Strike or Lockout: NS/L that develop into actual strikes or lockouts.
  • Technical Assistance: cases involving companies ceased operation.
  • Dropped: cases with issues pending before other competent bodies.

Reporting Requirements

  • Conciliator-Mediators must regularly submit reports through Branch Directors to NCMB Executive Director.

Regional Inter-Agency Coordination and Monitoring Committee (RICMC)

  • Acts as oversight on peace and order related to labor disputes.
  • Can be convened at the request of the Conciliator-Mediator via Branch Director.
  • Facilitates job preservation, peaceful dispute resolution, open communication, and social accords.
  • Core members include DOLE Regional Office, NLRC, NCMB, PNP, AFP, RTWPB.
  • Other participants may include POEA, OWWA, OSHC, ECC, PEZA, sectoral agencies, employer groups, security agencies, and LGUs.

Assumption of Jurisdiction

  • DOLE Secretary may assume jurisdiction over labor disputes threatening industries vital to national interest following relevant departmental orders or applicable rules.

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