Title
HLURB Admin Rules on Inspections/Investigations
Law
Hlurb Administrative Order No. 03, S. 2018
Decision Date
Mar 12, 2018
The Housing and Land Use Regulatory Board establishes comprehensive rules for conducting administrative inspections and investigations to ensure compliance with development obligations, protect public rights, and maintain stability in the real estate sector.

Law Summary

Scope of Application

  • Applies to land use projects with locational clearances, subdivisions, condominiums, and other real estate developments with HLURB-issued permits.
  • Covers real estate transactions, including offers, proposals, and complaints from buyers or homeowners associations.
  • Includes monitoring and investigations conducted by HLURB Regional Offices.

Definitions

  • Key terms such as "Association," "Homeowner," "Regional Officer," "Inspection," "Investigation," "Penalties," "Respondent," and others are defined.
  • Clarifies types of investigations (field and non-field) and types of penalties (divisible, qualified, indivisible).
  • Introduces aggravating, mitigating, and alternative circumstances affecting penalties.

Jurisdiction and Powers of Regional Officer

  • Regional Officer has exclusive jurisdiction to inspect, investigate, verify reports, examine records, issue notices and impose sanctions.
  • Powers include issuing cease and desist orders, recommending punishments for contempt, ordering search and seizure of documents, imposing fines, and other incidental powers.

Administrative Inspection and Investigation Procedures

  • Proceedings may begin motu proprio or on complaint.
  • Non-field investigations involve document review and reports; field investigations require written authority and involve site visits, interviews, and document verification.
  • Inspection/investigation reports must be reviewed and acted upon by the Head of the appropriate Unit and the Regional Officer.
  • Reconsideration and appeals processes are provided.

Determination of Violations and Issuance of Orders

  • If violations are found, a Notice of Reported Alleged Violation (NORAV) is issued.
  • Respondents given time to comment; clarificatory conferences or joint ocular inspections may be conducted.
  • The Regional Officer issues an order that may impose sanctions or penalties.
  • Orders must be served promptly; motions for reconsideration are not entertained but appeals may be filed.

Appeals and Implementation of Final Orders

  • Appeals to Board of Commissioners are allowed within 15 days.
  • Cease and desist orders and planning and zoning resolutions may be appealed by petition for review.
  • Finality rules for orders and judgments at various levels (Regional Officer, Board, Office of the President, Court of Appeals, Supreme Court).
  • Execution of final orders is handled by the Regional Arbiter.

Special Administrative Inspections: Monitoring New Developments

  • Regional Office must inspect new real estate projects within six months after issuance of permits.
  • Can also inspect sooner if violations are alleged.
  • Procedures include pre-inspection authorization, notice to developers, site inspection, report preparation, review, and resolution by Regional Officer.

Adjudicatory Mechanism for Multiple Homeowners Associations

  • Applies when two or more associations claim authority over the same area.
  • Mediation first; if unresolved, legal existence is confirmed through investigation.
  • Conference and member survey conducted to ascertain majority.
  • Factors for accreditation include registration date, membership numbers, financial viability, governance history.
  • Only one association authorized to represent homeowners; others are barred from exercising HOA functions.

Inspection of Books and Records

  • Homeowners can file petitions for inspection or copies of association records.
  • Regional Office conducts conference and mediates disputes.
  • Decision issued requiring inspection with conditions and cost deposits.

Removal of Directors

  • Proceedings initiated by petition signed by at least five members.
  • Petition must allege substantial violations and loss of confidence.
  • Evaluation of formal and substantial sufficiency; conference held with parties present.
  • Verification of signatures conducted.
  • Regional Officer issues order either dismissing or approving removal and calling for special elections.

Dissolution of the Board of Directors

  • Automatic dissolution if Board loses quorum.
  • Petition dissolution requires two-thirds membership support.
  • Procedure same as director removal.
  • Regional Officer orders dissolution and calls for special elections.
  • Interim Board appointed to maintain basic operations but members cannot run in elections.

Supervised Elections

  • Conducted when mandated by court or HLURB orders, or upon petition when elections fail.
  • Petition filing, reply, preliminary order, payment of election expenses.
  • A Special Elections Committee is formed, comprising HLURB officers and party representatives.
  • Committee formulates guidelines and supervises pre-election, election, and post-election activities.
  • Hold-over of incumbent officers allowed if immediate elections cannot be held.
  • Election contests appealed to Board of Commissioners.
  • Outgoing officers must turnover records promptly; non-compliance may result in fines.

Management Committee

  • Regional Officer may create a Management Committee to operate the association during transitional periods.
  • Committee composed of members nominated by parties and an arbiter appointee; members barred from running in next election.
  • Powers to maintain operations, receive expense reimbursement, and immunity from suit.
  • Monthly reporting required.
  • Committee discharged once new board elected or necessity ends.

Imposition and Computation of Fines and Penalties

  • Penalties are classified as divisible, qualified, or indivisible.
  • Aggravating factors include fraud, repeated offenses, misconduct, falsified documents, and disrespect.
  • Mitigating factors include absence of fraud, first offense, good faith efforts, and lack of experience.
  • Alternative factors include financial capacity and project magnitude.
  • Penalties computed per violation; multiple units may count as separate violations.
  • Reinterpretations of laws apply prospectively if detrimental and retroactively if favorable.

Final Provisions

  • Separability clause ensures unaffected provisions remain if any part is invalidated.
  • Repealing clause rescinds inconsistent previous HLURB rules.
  • Rules take effect fifteen days after publication in the Official Gazette.

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