Title
Offshore Banking System Establishment Law
Law
Presidential Decree No. 1034
Decision Date
Sep 30, 1976
Presidential Decree No. 1034 established an offshore banking system in the Philippines to attract foreign lenders and investments, providing tax exemptions and privileges for offshore banking units and foreign personnel, while defining terms and requirements for operation.
A

Definitions (Section 1)

  • "Offshore Banking": Banking transactions in foreign currencies with funds from external sources.
  • "Offshore Banking Unit (OBU)": Branch, subsidiary, or affiliate of foreign banks authorized to transact offshore banking.
  • "Deposits": Foreign currency funds accepted and held by OBUs.
  • "Resident": Philippine citizens, permanent resident aliens, or domestic juridical persons.
  • "Non-resident": Any person or entity not a resident, including foreign corporate units operating in the Philippines except those defined as residents.
  • "Branch": Separately managed unit of a foreign corporation.

Qualification Requirements (Section 2)

  • Only banks organized under foreign laws are qualified to operate OBUs.
  • Local branches of foreign banks authorized under R.A. No. 6426 may apply for OBU status.
  • Issuance of OBU authority results in automatic withdrawal of previous foreign currency deposit license.

Certificate of Authority to Operate (Section 3)

  • The Monetary Board of the Central Bank issues certificates of authority for OBUs.
  • Considerations include liquidity, solvency, net worth, management expertise, economic contribution, and equity participation.
  • A minimum fee of US$20,000 is collected upon issuance and annually thereafter.

Corporate Undertaking (Section 4)

  • Applicants must submit a sworn undertaking from parent company stating:
    • Provision of necessary liquidity in specified currencies on demand.
    • Prudent and sound management of OBU operations.
    • Commitment to train Filipino personnel in international banking.
    • Maintain minimum net office funds of US$1,000,000.
    • Commence operations within 180 days of certificate issuance.

Supervision (Section 5)

  • OBUs operate under the supervision of the Central Bank of the Philippines.

Transaction Regulations (Section 6)

  • Transactions with non-residents and other OBUs are freely allowed, subject to safeguards to prevent foreign exchange violations.
  • Transactions with Philippine residents, including local banks, are subject to applicable laws.
  • The Monetary Board shall promulgate necessary implementing rules and regulations.

Tax and Incentives (Section 7)

  • Transactions with non-residents and other OBUs taxed at 5% on net income, in lieu of all other taxes.
  • Transactions with local banks are subject to similar tax except specified cases.
  • Income earned by non-residents from OBU transactions is tax-exempt.
  • Interest income from loans to residents is subject to 10% withholding tax as final tax.
  • Foreign personnel assigned to OBUs are granted special multiple entry visas valid for one year.
  • Foreign personnel and dependents enjoy exemptions from immigration fees, alien registration, and emigration clearances.
  • Alien employees pay 15% tax on gross income earned from OBUs annually.
  • Alien executives benefit from privileged customs tariff provisions.
  • OBUs are exempt from local licenses, fees, dues, imposts, or taxes.

Effect of Existing Laws (Section 8)

  • Usury Law (Act No. 2566), Uniform Currency Law (R.A. No. 529), and Deposit Insurance Law (R.A. No. 3591) do not apply to OBU transactions and deposits.
  • Secrecy of Bank Deposits Law (R.A. No. 1405) applies to OBU deposits.

Sanctions for Violations (Section 9)

  • Willful violations by banks of the Decree, regulations, or terms of authority may result in administrative sanctions under R.A. No. 265.

Repealing Clause (Section 10)

  • Laws inconsistent with this Decree are modified, amended, or repealed accordingly.

Effectivity (Section 11)

  • The Decree takes effect immediately upon approval.

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