Title
Implementing Rules for RA 9400 Bases Conversion
Law
Dof Department Order No. 03-08
Decision Date
Feb 13, 2008
The Implementing Rules and Regulations (IRR) of Republic Act No. 9400 outline the tax incentives and regulations for Ecozone and Freeport Enterprises, including the 5% special tax on Gross Income Earned (GIE) and the preference given to the zones in case of conflict between national and local laws.

Law Summary

Definitions of Key Terms

  • RA 7227: Bases Conversion and Development Act of 1992, as amended.
  • RA 9400: Amends RA 7227.
  • RA 7916: Special Economic Zone Act of 1995, as amended.
  • DOF: Department of Finance.
  • BCDA: Bases Conversion and Development Authority, governing body of special economic zones under RA 7227.
  • SBMA: Subic Bay Metropolitan Authority, managing Subic Freeport and Special Economic Zones.
  • CDC: Clark Development Corporation, implementing arm of BCDA for Clark zones.
  • PPMC: Poro Point Management Corporation, implementing arm for Poro Point Freeport.
  • JHMC: John Hay Management Corporation, implementing arm for John Hay Special Economic Zone.
  • BTPI: Bataan Technological Park Inc., implementing arm for Morong Special Economic Zone.
  • PEZA: Philippine Economic Zone Authority, created under RA 7916 to manage PEZA Ecozones.
  • Ecozones: Special Economic Zones established under RA 7227.
  • Freeport Zones: Fenced zones within Subic, Clark, and Poro Point Freeport Zones with free flow of goods per law.
  • Customs Territory: Philippine territory outside Ecozones and Freeport Zones subject to regular customs and tax laws.
  • Zone Management Authority: Entity created under RA 7227 to manage Ecozones or Freeport Zones.
  • Incentives Administration Authority: Body responsible for registering and granting incentives to enterprises in Ecozones and Freeport Zones.
  • Enterprise Classifications: Ecozone Enterprise, PEZA Enterprise, Freeport Enterprise defined by location and incentives.
  • Certificate of Registration: Issued to enterprises within zones confirming registration and incentives eligibility.
  • National Taxes: Includes all internal revenue, customs duties, and import charges under Philippine laws.

Operation and Management of Incentives

  • Ecozones and Freeport Zones are managed by respective Zone Management Authorities created under RA 7227.
  • Subic Special Economic Zone: Managed by SBMA, developed as a self-sustaining industrial and commercial center.
  • Subic Freeport Zone: Managed by SBMA, developed as a separate customs territory allowing free movement of goods, subject to DOF regulations.
  • Clark Special Economic and Freeport Zones: Managed by BCDA with CDC as implementing arm; PO granted PEZA powers except regulatory powers over utilities.
  • Poro Point Freeport Zone: Managed by BCDA with PPMC as implementing arm.
  • Morong Special Economic Zone: Managed by BCDA with BTPI as implementing arm.
  • John Hay Special Economic Zone: Managed by BCDA with JHMC as implementing arm; PEZA acts as Incentives Administrator for new locators.
  • Other Ecozones: PEZA serves as the Incentives Administration Authority for Ecozones created by Presidential Proclamation under RA 7916.

Tax Incentives for Enterprises

  • Subic Special Economic Zone (SSEZ): Ecozone Enterprises entitled to 5% special tax on Gross Income Earned (GIE) in lieu of national and local taxes.
  • Subic Freeport Zone (SFZ): Freeport Enterprises entitled to freeport status and 5% special tax on GIE in lieu of taxes.
  • Clark Special Economic Zone (CSEZ): PEZA Enterprises enjoy RA 7916 tax and duty incentives.
  • Clark Freeport Zone (CFZ): Freeport Enterprises receive freeport status and 5% special tax; PEZA Enterprises get RA 7916 incentives but no freeport status.
  • Poro Point Freeport Zone (PPFZ): Freeport status and 5% special tax on GIE.
  • Morong Special Economic Zone (MSEZ): Tax and duty free importation plus 5% special tax on GIE.
  • John Hay Special Economic Zone (JHSEZ): PEZA registered enterprises entitled to RA 7916 incentives; considered a PEZA Ecozone for incentives.
  • Other SEZs by Presidential Proclamation: Same tax and duty incentives as RA 7916.

Special Five Percent (5%) Tax on Gross Income Earned (GIE)

  • 5% tax is in lieu of all national and local taxes for specified Ecozone and Freeport Enterprises.
  • GIE defined as gross sales/revenue less discounts, returns, allowances minus cost of sales or direct costs (before other expenses).
  • Allowed deductions differ by enterprise type:
    • Trading: Cost of sales.
    • Manufacturing: Direct labor, raw materials, depreciation, rent, utilities, financing charges related to production.
    • Services: Direct labor, materials, depreciation, rent related to services.
    • Financial institutions: No deductions allowed.
  • PEZA Ecozone Enterprises subject to RA 7916 provisions related to tax incentives.

Payment and Remittance Procedures for the 5% Tax

  • Payment for SSEZ and SFZ:
    • 3% remitted to the National Government.
    • 2% allocated to LGUs based on population, land area, and equal sharing formula.
  • Payment for MSEZ, JHSEZ, CFZ, and PPFZ:
    • 3% to National Government.
    • 2% to LGUs where enterprise is located.
  • Filing of quarterly and annual tax returns required with detailed schedules on GIE and tax remittances.
  • Multiple copies must be filed with BIR, LGUs, Zone Management Authority, and Incentives Administration Authority.
  • Refunds or credits for erroneous payments handled by BIR for national share and respective LGUs for local share.
  • PEZA rules apply for PPFZ enterprises.

Tax Treatment of Goods Movement

  • Movement of raw materials, capital goods, and consumer items between Ecozones/Freeport Zones and Customs Territory is subject to customs and tax laws.
  • Goods of domestic origin entering Customs Territory treated as importations and subject to VAT on importation.
  • Ecozone enterprises registered as VAT taxpayers; taxes on local purchases treated as input tax.
  • Goods missing or unaccounted for in Freeport Zones presumed smuggled and subject to penalties.
  • Articles produced and exported from Ecozones or Freeports are treated as imports upon reentry.
  • Foreign articles diverted to Customs Territory also subject to regular import taxes.

Other Tax and Fiscal Obligations

  • Enterprises can generate up to 30% of income outside Ecozone/Freeport zone to avail 5% special tax; exceeding this subjects all income to regular taxes.
  • Ecozone and Freeport Enterprises act as withholding agents for compensation, expanded withholding tax, and final withholding tax payments.
  • Interest income from bank deposits or trust funds not subject to 5% tax; subject to regular taxation.

Bookkeeping and Reporting Requirements

  • Enterprises must maintain accurate records and books of accounts as per BIR rules, accessible for inspection.
  • BIR authorized to audit and reconcile records with inventory in Freeport Zones.
  • Incentives Administration Authorities must submit quarterly and annual reports to DOF, including detailed data on registered firms, activities, incentives, revenues, taxes, importations, and exports.
  • DOF to maintain a single database and submit annual report to the President.

Conflict of Laws

  • In case of conflicts between national and local laws on tax exemptions, preference is given to the Special Economic and Freeport Zones.
  • Specific provisions of RA 7227 apply to certain zones despite conflicts.

Tax Incentives for Current Enterprises

  • Enterprises registered prior to RA 9400 maintaining existing contracts continue to enjoy incentives until contract expiration.

Exclusivity of Incentives

  • Registered Ecozone and Freeport Enterprises availing RA 9400 incentives cannot avail other incentives under different laws.

Penal Provisions

  • Enterprises found guilty of smuggling by final judgment are barred from operating within any Freeport or Special Economic Zone permanently, in addition to existing penalties.

Non-applicability to PEZA Zones and Enterprises

  • These Rules do not apply to PEZA-managed Ecozones and Enterprises except where expressly stated; those entities remain governed by RA 7916 and related issuances.

Separability Clause

  • If any provision is declared invalid, the rest remain effective.

Repealing Clause

  • All inconsistent orders, circulars, and memoranda are repealed or modified accordingly.

Effectivity

  • Rules take effect 15 days after publication in two newspapers of general circulation.

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