Title
Guidelines for Area Water Quality Fund
Law
Denr Administrative Order No. 2013-15
Decision Date
May 27, 2013
The DENR Administrative Order No. 015-13 establishes guidelines for the operationalization of the Area Water Quality Management Fund (AWQMF) in the Philippines, aiming to streamline pollution prevention and control processes, coordinate water quality management activities, and ensure accountability for environmental impact.

Law Summary

Objective of the Guidelines

  • Sets procedures for the operationalization of the AWQMF for each designated WQMA.

Scope and Coverage

  • Applies to all AWQMF designated in all WQMAs.
  • Supports maintenance, management, and protection of water bodies within WQMAs.

Definitions of Key Terms

  • Accrual: Acquisition of fees and charges.
  • AWFP: Annual Work and Financial Plan detailing activities and funding.
  • Eligible Entities: Registered POs, NGOs, private sector, NGAs, LGUs, PAWBs, councils with management authority.
  • Fund Code: Special Account code assigned to AWQMF.
  • Goods: Supplies and services excluding consulting and infrastructure for WQMA projects.
  • Infrastructure Projects: Construction and maintenance projects related to water management.
  • Rural Areas: Non-urbanized localities under the Local Government Code.
  • Sub-Fund Code: Account codes for specific AWQMFs assigned by DENR-EMB.
  • Wastewater Charge (WWC): Fees based on wastewater discharge as per RA 9275.

Operational Establishment of AWQMFs

  • DBM designates the Fund Code for AWQMF Special Account in the Bureau of the Treasury.
  • EMB-CO assigns Sub-Fund Codes to each WQMA.
  • Sub-Fund Codes are provided to DENR-EMB Regional Offices for remittance.

Administration and Management

  • AWQMF administered by WQMA Governing Board (GB).
  • A Fund Committee of five members from WQMA GB including LGUs, NGOs, NGAs, and industries is created.
  • Administrative and Finance Group (AFG) manages daily operations.
  • Use and disbursement based on AWFP.
  • AFG handles planning, budgeting, accounting, fund management, fundraising, and administration.

Sources of AWQMF Funding

  • Fines from rural establishments before RA 9275 effectivity.
  • Fees from Wastewater Charge system.
  • Donations, grants, and endowments.
  • Collections from loans to eligible entities.

Collection of Fees and Receipts

  • EMB cashiers act as Special Collection Officers (SCOs).
  • SCOs collect WWC and issue official receipts showing fund accrual.
  • All collections deposited daily to accredited government banks.
  • Accounting unit records deposits and reports collections to WQMA GB and authorities.

Handling of Fines and Collections Prior to WQMA Designation

  • EMB Regional Offices authorized to collect fees and fines in rural areas before WQMA designation.
  • Collection data must include payer names and locations for accurate AWQMF accrual.
  • Funds transferred to appropriate AWQMF upon WQMA designation.

Permissible Uses of AWQMF

  • Rewards and incentives for effluent quality better than standards.
  • Loans for wastewater reduction facility acquisition and repair.
  • Maintenance of water bodies aligned with LGU compliance plans.
  • Purchase of water quality monitoring equipment.
  • Costs for public campaigns and events related to water quality.
  • Operational expenses of WQMA GB capped at 10% of prior year’s balance.
  • Allocation of a percentage for grants and loans to eligible projects.
  • 15% of annual AWQMF disbursements dedicated to support EMB-RO activities.

AWQMF Planning Process

  • Fund Committee drafts Annual Work and Financial Plan (AWFP) aligned with 10-year WQMA Action Plan.
  • Eligible entities submit funding requests to Fund Committee, forwarded with priority assessment to WQMA GB.
  • WQMA GB reviews, approves, and submits AWFP to EMB Director.
  • Approval by EMB Director ensures conformity with Water Quality Management Framework.
  • Approved AWFP underpins Special Budget Requests to DBM.
  • Releases made by DBM to WQMA GB through EMB Regional Office.

Fund Availment and Release Procedures

  • Fund Committee prepares Special Budget Request with documentation:
    • Approved AWFP with expenditure breakdown
    • Cash program
    • Previous accomplishments
    • Updated trial balance
    • Supporting management plans and resolutions
    • Treasury certification of fund availability

Criteria for Grants and Rewards

  • EMB formulates procedures and sets criteria for grants, rewards, and loans.
  • WQMA GB may impose counterpart or maximum contribution requirements from applicants.

Procurement Regulations

  • Infrastructure, goods, and consulting procurement governed by RA 9184 and DENR Customized Procurement Manual.
  • Foreign-funded procurements governed by RA 9184 Part B IRR.

Roles and Responsibilities

  • WQMA GB: Approves AWFP, supervises Fund Committee, prioritizes fund use, administers fund, maintains accounts, and reports annually.
  • EMB-CO: Assigns sub-Fund Codes.
  • EMB Regional Offices: Collect fees, report collections to WQMA GB.
  • DBM: Designates Fund Code, issues Budget Release and Cash Allocation orders.

Auditing and Accountability

  • AWQMF transactions subject to government auditing rules.
  • Annual audit by WQMA’s elected auditor.
  • Audit report submitted within 30 days after fiscal yearend.
  • WQMA GB members accountable to their board and offices for AWQMF use.

Reporting Requirements

  • WQMA GB prepares annual financial and accomplishment reports detailing funded projects and water quality improvements.
  • Reports transmitted via board resolution to EMB Director and DENR Secretary.

Separability Clause

  • Unconstitutional or invalid provisions do not affect the rest of the Order’s validity.

Repealing Clause

  • Rule 10 of DENR Administrative Order 2005-10 is repealed.
  • Inconsistent orders and circulars are also repealed or modified accordingly.

Effectivity

  • The Order takes effect 15 days after publication and upon receipt by the Office of the National Administrative Register (ONAR).

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