Title
Guidelines on BSP Monetary Penalties
Law
Bsp Circular No. 585, S. Of 2007
Decision Date
Oct 15, 2007
BSP Circular No. 585 establishes guidelines for imposing monetary penalties on BSP-supervised financial institutions and their officers, detailing the definitions of continuing and transactional offenses, penalty computation, late payment charges, and the process for appeals.
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Definitions of Key Terms

  • Continuing Offenses/Violations: Acts or omissions violating laws or BSP rules persisting until corrected; penalized per calendar day.
  • Transactional Offenses/Violations: Single acts or omissions violating laws or BSP rules that cannot be corrected; penalized once per transaction.
  • Continuing Penalty: Monetary penalty calculated on a per calendar day basis for continuing offenses.
  • Transactional Penalty: One-time monetary penalty for transactional offenses.

Computation of Penalty Period

  • Penalty duration computed using calendar days, superseding terms such as "per banking day" or "per business day" used in other BSP regulations.
  • Clarifies that penalty periods are uniformly applied as calendar days across BSP regulatory frameworks.

Additional Charges for Late Payment

  • Late payment attracts an additional 6% per annum charge calculated from the due date until actual payment.
  • Penalty due within 15 calendar days from the Statement of Account receipt.
  • For BSP demand deposit account holders:
    • Unpaid penalties after 15 days automatically debited without additional charge.
    • If funds insufficient, the penalty incurs 6% interest from the day after the 15-day grace period until paid.

Appeals and Reconsideration Procedures

  • One-time appeal or request for reconsideration allowed,
  • Must be filed with BSP's Supervision and Examination Sector (SES) within 15 calendar days of receiving the billing statement.
  • SES evaluates and recommends within 30 calendar days.
  • Final decision rests with the Monetary Board (MB).
  • The penalty period or additional charge accrual is suspended during the appeal process until MB’s decision notification.

Repealing Clause

  • Inconsistent provisions in existing BSP regulations (MORB, MORNBFI, others) amended or repealed to align with these guidelines.

Effectivity

  • The Circular becomes effective 15 days after publication in the Official Gazette or a newspaper of general circulation.

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