Title
Guidelines for Approval of PERA Investment Products
Law
Ic Circular Letter No. 2013-23
Decision Date
Sep 4, 2013
The Insurance Circular Letter No. 023-13 outlines guidelines for the approval and conditions of Personal Equity Retirement Account (PERA) Investment Products in the Philippines, including contribution limits, investment options, and penalties for early withdrawal.

Law Summary

Compliance with Insurance Code and PERA Act Conditions

  • PERA Investment Products must adhere to Title 10 (Variable Contracts) of the Insurance Code, Circular Letters Nos. 27-2005 and 32-2011, and Guidelines on Variable Life Insurance Contracts.
  • Contracts must include terms based on the PERA Act 2008 Sections and corresponding rules:
    • Section 4: Contributors may establish up to five (5) PERAs but must designate only one Administrator for all accounts; investment decisions may be made by the Contributor or an appointed Investment Manager.
    • Section 5: Maximum annual contribution is Php100,000 or equivalent foreign currency; married contributors may each contribute this amount; overseas Filipinos can contribute up to double; contributions in excess of the maximum do not qualify for tax credit.
    • Section 11: Premature termination is treated as early withdrawal, with penalties unless funds are rolled over to another PERA or Administrator.
    • Section 12: Distributions allowed at age 55 with at least 5 years of contributions; distributions may be lump sum, pension for a fixed or lifetime period, or continuation of the PERA; full distribution upon death.
    • Section 13: Early withdrawals incur penalties not less than tax incentives enjoyed, payable to government; exceptions apply for long-term hospitalization and permanent total disability.

Eligibility and Characteristics of PERA Investment Products

  • Qualifying products include:
    • Annuity contracts
    • Insurance pension products
    • Traditional life insurance with living benefits where anticipated accumulation exceeds premiums by eligibility date
    • Variable life insurance products with segregated portfolios invested in diversified and approved securities
    • Non-speculative, readily marketable investment products with a proven record of regular income
    • Other Insurance Commission-approved products
  • Living benefits include guaranteed maturity, anticipated benefits, dividends, and contractual fund accumulations; excluded are death, disability, hospitalization, critical illness benefits.

Product Identification and Contributor Requirements

  • Contracts for PERA Investment Products must bear the official PERA Product Logo.
  • Contributors must have legal capacity to contract and possess a valid Tax Identification Number (TIN).

Effectivity

  • The Circular Letter takes effect immediately upon issuance.

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