Title
Guidelines for Ship and Port Security Declaration
Law
Ots Memorandum Circular No. 04
Decision Date
Jul 31, 2015
The Office for Transportation Security establishes guidelines for the Declaration of Security (DoS) between ships and port facilities, outlining requirements and procedures to enhance maritime security based on varying security levels and potential threats.

Law Summary

Key Definitions

  • Declaration of Security (DoS): An agreement between a ship and a port facility or another ship outlining security measures
  • Designated Authority: The Office for Transportation Security (OTS)
  • Port Facility Security Officer (PFSO): Responsible for port security plan development and liaison with ship security officers
  • Port Facility: Defined area within the port for ship-to-port and ship-to-ship interactions
  • Port Facility Security Plan (PFSP): Plan to protect port facilities, ships, persons, cargo, and property from security threats
  • Security Levels 1, 2, and 3: Graduated levels defining security measures from minimum to heightened and imminent threat
  • Security Incident: Any suspicious act or threat compromising security of ships or port facilities
  • Ship Security Officer (SSO): Designated ship personnel responsible for implementing the ship's security plan
  • Interfacing: Activities involving movement of persons or goods between ship and port or other ships

Policies on Declaration of Security

  • DoS necessity is determined based on the Port Facility Security Assessment (PFSA) and specified in the PFSP
  • DoS is mandatory when the PFSO or the ship deems it necessary, particularly under heightened security levels
  • Port facility can refuse a ship’s request for a DoS if not in accordance with the PFSP

Responsibilities

  • OTS: Assesses risks and sets security levels that determine when DoS is required
  • PFSO: Completes DoS with the ship’s SSO, initiates DoS at Security Level 2, acknowledges and retains DoS documents
  • SSO: Completes DoS with PFSO, requests DoS when ship’s level exceeds port’s, retains DoS documents

Guidelines for When DoS is Required

  • When ship operates at higher security level than port
  • After a security threat or incident involving the ship or port
  • When operating at Security Level 3
  • Following changes in security levels
  • During embarkation/disembarkation of passengers or handling dangerous cargo
  • When the ship lacks valid maritime security certification
  • Other security circumstances as determined by OTS
  • DoS requests and responses must be based on security grounds and not be routine for Security Level 1

Procedures in Negotiating and Documenting DoS

  • Requests based on security reasons and aligned with PFSP
  • Ships can request DoS based on higher security level, international agreements, or security incidents
  • Port facilities acknowledge requests, but agree only if consistent with PFSP
  • PFSO-initiated DoS requests must be complied with by SSO
  • DoS agreement must be signed, dated, include duration, security level, and contact details
  • DoS must be documented in English, following ISPS Code model
  • DoS documentation retained for at least three years by both port and ship

Miscellaneous Provisions

  • Liberal construction to promote maritime security
  • OTS empowered to enforce, amend, or modify provisions as needed
  • Supersedes conflicting previous orders or rules
  • Separability clause ensures that invalid provisions do not affect the rest
  • Effective fifteen days after publication

This memorandum establishes comprehensive guidelines for the declaration of security agreements between ships and port facilities in Philippine waters, focusing on risk-based, coordinated security measures to protect maritime interests against evolving threats.


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