Title
Franchise for Maynilad Water Services in West Zone
Law
Republic Act No. 11600
Decision Date
Dec 10, 2021
Maynilad Water Services, Inc. is granted a franchise to establish and operate a waterworks system and sewerage services in Metro Manila and Cavite, with the responsibility to comply with industry standards, provide efficient service, and create employment opportunities, while also being subject to government intervention and reporting requirements.

Law Summary

Definitions

  • Concession Agreement: Contract between Maynilad and MWSS including its amendments.
  • Franchise Area: Specific coverage area including parts of Metro Manila and Cavite as detailed in the Concession Agreement.
  • Regulatory Office: The MWSS Regulatory Office or its legal successor overseeing operations.

Rights and Privileges of the Grantee

  • Authority to manage, operate, maintain, expand, and bill for water and sewerage services within the Franchise Area.
  • Development and operation of water sources, treatment plants, reservoirs, pipelines, and related facilities.
  • Reuse and distribution of treated and grey water.
  • Construction and operation of sewerage systems including industrial effluents subject to treatment compatibility.
  • Authority to purify water subject to government agency approval.
  • Permission to construct infrastructure across public roads and properties with restoration.
  • Disconnect services for non-payment or acts of pilferage as per law.

Operations and Compliance Standards

  • Operation and maintenance of systems must adhere to industry standards under the Philippine Clean Water Act and Water Code.
  • Compliance with resolutions and standards set by the Regulatory Office and other agencies.
  • Obligation to modernize and improve facilities to promote efficiency and environmental sustainability.
  • Encouragement of water conservation and wastewater reuse.
  • Adoption of technologies like waste-to-energy from sludge is permitted.

Certificate of Public Convenience and Validity

  • The Concession Agreement functions as the certificate or permit for operation.
  • The agreement remains valid unless terminated or invalidated due to national security, emergency, or public interest.
  • Provisions exist for extension and amendments upon public interest and application.
  • Right to match highest bid for MWSS-owned assets is granted in cases of privatization.

Excavation and Restoration Requirements

  • Grantee may excavate public areas for infrastructure with prior approval from authorities.
  • Obligated to restore disturbed public properties to standards set by relevant authorities.
  • Failure to restore within a 10-day notice period allows government to undertake restoration and charge double expenses.

Public Responsibility and Ethical Conduct

  • Must provide prudent, efficient, and satisfactory water and sewerage services.
  • Obliged to modify and improve facilities for service efficiency at reasonable costs.
  • Fees charged must be just and reasonable.
  • Compliance with environmental standards and Indigenous Peoples' Rights Act including free, prior, and informed consent as applicable.
  • Must establish mechanisms for stakeholder consultation.

Tariff and Rate Setting

  • Regulatory Office shall establish fair, reasonable tariffs ensuring economic viability and fair returns.
  • Rate-setting methodology to consider costs, efficiency, consumer willingness to pay, equity, administrative simplicity, and legal requirements.
  • Approved tariffs presumed valid barring administrative or judicial challenges.

Consumer Protection

  • Grantee to establish a consumer desk for complaints and ensure prompt attention.
  • Service interruptions to be minimized following Regulatory Office standards.

Governance: Independent Directors

  • Board of Directors must include at least 20% independent directors.
  • Independent directors must be free from conflicts and have at least three years of expertise in relevant fields.

Government’s Special Rights

  • President may temporarily take over or suspend operations during war, emergencies, or public calamities with due compensation.

Eminent Domain Authority

  • Grantee authorized to exercise eminent domain for infrastructure purposes subject to legal processes and just compensation.
  • May install facilities on or across public properties and acquire necessary private properties.

Franchise Term

  • Valid for 25 years from enactment unless revoked for noncompliance or lack of continuous operation.

Acceptance Requirement

  • Written acceptance must be given to Congress within 60 days or franchise becomes void.

Warranty and Liability

  • Grantee holds government free from claims arising from accidents during construction or operation.
  • Liable for injuries or property damage caused by defective construction or neglect.

Employment and Labor Standards

  • Required to create jobs and accept on-the-job trainees prioritizing local residents.
  • Must comply with labor laws and report employment data annually.

Restrictions on Transfer and Ownership Changes

  • Transfer, sale, lease, or assignment of franchise or controlling interest requires Congressional approval.
  • Certain stock issuances and transfers related to capital raising or ownership dispersal are exempt, but Congress must be informed within 60 days.
  • Failure to notify Congress results in automatic franchise revocation.

Ownership Dispersal

  • Must offer at least 30% of outstanding capital stock to Filipinos in local securities exchange within five years.
  • Noncompliance leads to automatic revocation.

Public Information

  • Required to disseminate information about services and franchise provisions to all consumers.

Reporting Obligations

  • Annual reports to Congress and Regulatory Office detailing operations, financials, compliance, and ownership dispersal.
  • Submission of a long-term completion plan targeting 100% coverage by 2037.
  • Periodic comprehensive assessments by Regulatory Office.

Penalties for Noncompliance

  • Failure to file annual report to Congress results in daily fines of PHP 1,000,000.
  • Fines are separate from penalties imposed by the Regulatory Office.

Tax Responsibilities

  • Grantee pays taxes on real estate, properties, and income as per tax laws.
  • Income taxes must not be passed on to consumers.
  • Tax returns subject to audit by the Bureau of Internal Revenue.

Equality Clause

  • Any privileges granted under existing or future water utility franchises, approved by Congress, shall be extended to the grantee.
  • Territorial coverage and franchise term provisions are excluded.

Compliance with Laws

  • Subject to the Public Service Act and other legal requirements relating to business operation.

Amendability and Nonexclusivity

  • Franchise may be amended or repealed by Congress as public interest requires.
  • Franchise is nonexclusive.

Repealing Provisions

  • Conflicting laws, decrees, or regulations are repealed or amended to conform with this Act.

Effectivity

  • Act takes effect 15 days after publication in the Official Gazette or newspaper of general circulation.

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