Title
Franchise for Manila Water in East Zone
Law
Republic Act No. 11601
Decision Date
Dec 10, 2021
A Philippine law grants Manila Water Company, Inc. a franchise to establish and maintain a waterworks and sewerage system in Metro Manila and the Province of Rizal, with the responsibility to provide uninterrupted water supply and sewerage services while complying with industry standards and regulations.
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Definitions of Key Terms

  • Concession Agreement: Agreement between grantee and MWSS dated 1997 with amendments up to 2021.
  • Franchise Area: Specified cities and municipalities in Metro Manila and Rizal province covered by the concession.
  • Regulatory Office: The MWSS Regulatory Office or its legal successor overseeing regulation.

Rights and Privileges of the Grantee

  • Authority to establish, operate, repair, expand waterworks and sewerage system within Franchise Area.
  • Right to bill and collect fees from end-users.
  • Powers to develop and operate water sources, treat and reuse water, build sewerage systems, purify water subject to government approval.
  • Authorization to construct infrastructure crossing public places and to disconnect services for non-payment or illegal use.

Operation Standards and Environmental Compliance

  • Facilities must be operated according to industry standards under existing water and clean water laws.
  • Grantee to comply with Regulatory Office and government resolutions/standards.
  • Responsible for managing La Mesa Dam and promoting technological improvements.
  • Required to promote water conservation, reuse wastewater, and may adopt waste-to-energy technologies.

Validity of Concession Agreement as License

  • Concession Agreement considered as certificate of public convenience, license or permit for operation.
  • Agreement remains valid unless terminated by law, court order, or governmental authority for public interest.
  • Possibility to apply for extension upon public interest.
  • Grantee to apply for new permits if new regulatory frameworks arise.
  • Right of first refusal for MWSS assets subject to public bidding under prescribed procedures.

Excavation and Restoration Responsibilities

  • Grantee allowed to excavate public places with prior approval.
  • Obligation to restore public infrastructure to original state at grantee's expense.
  • Failure to repair after notice allows authorities to repair and charge double cost to grantee.

Duties towards the Public

  • Grantee must operate honestly, prudently, and efficiently.
  • Provide water and sewerage services at reasonable cost and satisfactory standards.
  • Comply with environmental laws and ensure free, prior informed consent where applicable.
  • Engage stakeholders through consultation mechanisms.

Setting Tariffs and Charges

  • Tariffs to be set by Regulatory Office with MWSS Board approval.
  • Tariffs must be fair, reasonable, and ensure economic viability with fair investment returns.
  • Consideration of multiple factors including costs, efficiency, willingness to pay, equity, and administrative simplicity.
  • Set tariffs presumed valid unless overturned in proper proceedings.

Consumer Protection Measures

  • Establish consumer desk to handle complaints and protect consumer interests.
  • Address complaints promptly.
  • Minimize service interruptions in compliance with regulatory standards.

Governance: Independent Directors

  • Board required to have at least 20% independent directors.
  • Independent directors must be free from conflicts and have management or relevant professional experience.

Government's Special Rights

  • President may temporarily assume operation or suspend services during emergencies.
  • Compensation to the grantee for any temporary government use.

Eminent Domain Power

  • Grantee authorized to exercise eminent domain to acquire private property necessary for operations.
  • Installation of facilities over or under public property authorized.
  • Just compensation required and legal proceedings must be instituted.

Franchise Term and Revocation

  • Franchise valid for 25 years unless revoked or cancelled by Congress.
  • Automatic revocation if the grantee ceases operations for two consecutive years.

Acceptance and Compliance

  • Grantee must formally accept franchise in writing within 60 days of effectivity.
  • Nonacceptance voids the franchise.

Liability and Warranty to Government

  • Grantee indemnifies national and local governments against claims from accidents or damages in construction or operation.
  • Grantee liable for damages caused by defects or negligence.

Employment Obligations

  • Required to create employment and accept trainees.
  • Priority given to local residents.
  • Must comply with labor laws and reflect employment data in annual reports.

Restrictions on Transfer and Assignment

  • Franchise and rights cannot be sold, leased, assigned, or transferred without prior congressional approval.
  • Certain share transactions and capital raises exempted but must notify Congress within 60 days.
  • Failure to notify results in automatic revocation.
  • Successors bound by original franchise terms.

Dispersal of Ownership

  • At least 30% of outstanding capital stock must be offered to Filipino citizens within 5 years.
  • Failure results in automatic revocation.

Public Information and Transparency

  • Information campaigns required for end-users about services and franchise terms.

Annual Reporting Requirements

  • Submit annual compliance and operation reports to Congress.
  • Reports to include financial statements, ownership updates, operational targets.
  • Submit completion plan for full coverage by 2037.
  • Regulatory Office to conduct periodic comprehensive assessments.

Penalties for Non-Compliance

  • Failure to submit annual report fined Php 1,000,000 per working day.
  • Fine separate from regulatory penalties and remitted to the Treasury.

Taxation

  • Grantee subject to usual taxes on real estate, personal property and income taxes.
  • Income taxes cannot be passed on to consumers.
  • Tax compliance subject to audit.

Equality Clause

  • Any advantages or privileges granted under other water franchises shall also apply here.
  • Does not affect territorial coverage or term.

Application of Existing Laws

  • Grantee subject to Public Service Act and other applicable laws.

Non-exclusivity and Congressional Control

  • Franchise may be amended or repealed by Congress as public interest requires.
  • Grant is non-exclusive.

Separability Clause

  • Invalidity of any provision does not affect the rest of the Act.

Repealing Clause

  • Conflicting laws or rules are repealed, amended, or modified accordingly.

Effectivity

  • Act takes effect 15 days after publication.

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