Title
4th Foreign Investment Negative List EO 286
Law
Executive Order No. 286
Decision Date
Aug 24, 2000
President Joseph Ejercito Estrada promulgates Executive Order No. 286, the Fourth Regular Foreign Investment Negative List (FINL), which specifies investment areas reserved for Philippine nationals and those with limited foreign equity ownership for reasons of security, defense, health, and protection of small- and medium-scale enterprises.

Law Summary

Structure and Amendment of the Negative List

  • Composed of two lists: List A and List B.
  • List A identifies areas with limits based on constitutional and specific laws.
  • List B lists areas limited for reasons of security, defense, health, morals, and protection of small and medium enterprises.
  • Amendments to List A can be made any time reflecting legal changes.
  • Amendments to List B can only be made once every two years.
  • Inconsistent orders or regulations are revoked or modified by this order.

Reserved Areas under List A (Foreign Ownership Limited by Constitution or Specific Laws)

No Foreign Equity Allowed:

  • Mass media (except recording), per constitutional mandate.
  • Practice of various professions such as engineering, medicine, accountancy, law, teaching, and more as listed.
  • Retail trade enterprises with paid-up capital below US$2,500,000.
  • Cooperatives, private security agencies, small-scale mining.
  • Utilization of marine resources in Philippine waters.
  • Ownership and management of cockpits.
  • Manufacturing and distribution of nuclear, biological, chemical weapons.
  • Manufacture of firecrackers and pyrotechnics.

Limited Foreign Equity Participation:

  • 25% foreign equity in private recruitment and certain locally-funded public works construction contracts.
  • 30% foreign equity in advertising.
  • 40% foreign equity in exploration and development of natural resources; ownership of private lands; operation of public utilities; educational institutions; rice and corn trading; certain government supply contracts; BOT projects; deep sea fishing; adjustment companies; ownership of condominium units.
  • 60% foreign equity in financing companies, investment houses, and retail trade enterprises with paid-up capital between US$2.5M and US$7.5M.

Foreign Ownership Limitations in List B (Security, Defense, Health, Morals, SME Protection)

  • Up to 40% foreign equity allowed in:
    • Manufacture/repair/storage/distribution of firearms and explosives, subject to Philippine National Police clearance.
    • Manufacture/repair/storage/distribution of defense articles and equipment, subject to Department of National Defense clearance.
    • Manufacture and distribution of dangerous drugs.
    • Sauna, steam bathhouses, massage clinics, and similar businesses regulated for health and moral reasons.
    • All forms of gambling including racetrack operations.
    • Domestic market enterprises with paid-in equity less than US$200,000.
    • Domestic market enterprises involving advanced technology or employing at least 50 direct employees with paid-in equity less than US$100,000.

Legal and Constitutional Bases

  • Foreign ownership limitations grounded on:
    • Articles and sections of the 1987 Philippine Constitution.
    • Specific Republic Acts such as RA 7042, RA 8179, RA 8762, and others.
    • Presidential decrees and memoranda.
    • International treaties and conventions ratified by the Philippines.

Conditions and Exceptions

  • Full foreign participation is allowed in natural resource projects via Financial or Technical Assistance Agreement with the President.
  • Foreign ownership in financing companies and investment houses subject to reciprocity rights granted by foreign government.
  • Retail trade enterprises with paid-up capital above US$7,500,000 or those specializing in high-end products have full foreign ownership permitted.
  • Foreign investors in rice and corn production must divest 60% equity to Filipinos within 30 years from start of operations.

Effective Date and Repeal Clause

  • The Fourth Regular Foreign Investment Negative List takes effect on October 24, 2000.
  • All inconsistent orders, issuances, and rules are revoked or modified accordingly to ensure conformity with this order.

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