Title
FDA Guidelines on Clinical Trial and Permits
Law
Fda Circular No. 2014-009
Decision Date
Apr 7, 2014
FDA Circular No. 2014-009 streamlines the application process for Clinical Trial Protocols, Compassionate Special Permits, and Import Permits for Investigational Drug Products, enhancing efficiency and transparency in regulatory submissions.

Law Summary

Objectives of the Circular

  • Establish procedures for filing and submission of applications related to clinical trials, compassionate special permits, import permits, and related documents.
  • Promote simplified, transparent, and convenient processes for industry partners.

Scope of Application

  • Covers establishments/institutions applying for:
    • Clinical Trial Protocol approval
    • Compassionate Special Permit (CSP)
    • Import Permit for Investigational Drug Products
    • Submission of Adverse Events/Adverse Reaction Reports
    • Pharmacovigilance reports including PSUR, PBRER, Safety Updates, and Risk Management Plans, as defined under RA 9711 and FDA issuances.

Filing Procedures and Requirements

  • Filing location: PAIR Unit, daily from 8:00 AM to 5:00 PM, with no prior appointment needed.
  • Variation applications (e.g., additional indication, labeling changes) must be filed as VARIATION applications following ASEAN Variation Guidelines.
  • Additional dosage strengths or forms require filing through established ACTD/ACTR or national guidelines.
  • Documentary requirements:
    • Must be scanned as PDF and stored on a USB device.
    • Covering letter signed by regulatory affairs officer in duplicate submitted along with the USB.
  • Payments:
    • Must be made at the FDA Cashier before submission.
    • Assessment Slip and Official Receipt must be presented upon submission.
  • Submission procedure:
    • PAIR staff will receive the documents, copy electronic files, and return the USB immediately.
    • A Document Tracking Slip with a 14-digit Document Tracking Number (DTN) signed by PAIR staff will be issued for tracking.

Repealing Clause

  • This circular supersedes any previous guidances or regulations that are inconsistent with its provisions.

Effectivity

  • The circular took effect on April 7, 2014.

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