Title
Enforcement actions on banks for unauthorized loans
Law
Bsp Circular No. 797
Decision Date
May 22, 2013
BSP Circular No. 797 establishes a framework for enforcing penalties on banks that fail to comply with borrowing regulations set forth in Republic Act No. 7653, imposing monetary fines and potential suspensions of lending operations for repeated offenses.
A

Legal Basis for Enforcement

  • Enforcement actions are pursuant to Section 37 of R.A. No. 7653 (The New Central Bank Act).
  • Specifically addresses non-compliance with the submission of the Monetary Board's opinion on the probable effects of borrowings.

Requirement Under Section 123 of R.A. No. 7653

  • Borrowers (Government or its political subdivisions or instrumentalities) must submit the Monetary Board’s opinion.
  • The opinion must include probable effects on monetary aggregates, price level, and balance of payments.

Penalties for First Offense

  • Monetary penalty imposed, computed according to Appendix 67 of the Manual of Regulations for Banks.
  • Stern warning to the bank regarding the consequences of subsequent offenses.

Penalties for Second Offense

  • Suspension of lending operations to the Government or its political subdivisions/instrumentalities for 6 months.
  • Written reprimand issued to the officers or members of the committee and/or Board of Directors who approved the loan.

Penalties for Third Offense

  • Suspension of lending operations to the Government or its political subdivisions/instrumentalities for 1 year.

Effective Date

  • The Circular takes effect 15 days after its publication in a newspaper of general circulation.

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