Title
Amendments to Labor Code Book vs. Rules
Law
Dole Department Order No. 09, S. 1997
Decision Date
May 1, 1997
The amendment to the rules implementing Book V of the Labor Code in the Philippines covers various aspects of labor laws, including the right to engage in peaceful picketing, restrictions on injunctions, criminal prosecution for strike violations, termination of employment procedures, execution of decisions, and general provisions on labor disputes.

Law Summary

Coverage of Right to Self-Organization

  • State policy to promote free and responsible right to self-organization.
  • Only legitimate/registered unions and workers' associations have representation rights.
  • Eligibility to join unions includes employees in various enterprises; supervisory employees may join separate unions; managerial employees excluded.
  • Alien employees may join if reciprocity is certified.
  • All employees eligible for membership from first day.
  • Workers not covered by employer-employee relationships may form workers' associations for mutual aid.

Registration of Labor Organizations

  • Applications for federations, national or industry unions and trade union centers filed with Bureau; independent unions file with Regional Office.
  • Local/chapter charters filed within 30 days.
  • Required documents include officers' list, members' list, minutes, financial reports, constitution/by-laws.
  • Additional requirements for federations and trade unions, such as resolution of affiliation and memberships.

Registration of Workers Associations

  • Applications filed with Regional Office if operations limited to one region, otherwise with Bureau.
  • Supporting documents include membership lists, constitution/by-laws, minutes of organizational meetings.

Common Provisions in Registration

  • Applications verified by oath of Secretary or Treasurer and attested by President.
  • Registration fee required.
  • Offices have 30 days to act; incomplete applications notified within five days; failure to complete within 30 days leads to denial.
  • Denial decisions are written with reasons; may be appealed.
  • Registration grants legal personality, subject only to cancellation proceedings.

Chartering and Affiliation

  • Registered federations/national unions may charter locals/chapters by filing specific documents.
  • Workers associations may also charter branches.
  • Local/chapters obtain legal personality from filing date.
  • Independent unions affiliate by filing resolutions.

Reporting Requirements

  • Amendments to constitution/by-laws, annual financial reports, updated officer lists, member lists must be submitted annually.

Cancellation of Registration

  • Petitions filed regionally or with the Bureau depending on organization scope.
  • Any party-in-interest may file, except violations under Article 241 limited to members.
  • Grounds include failure to comply with Labor Code articles, violations, acts enumerated under the Code.
  • Decisions have 30 days; appeals allowed on certain grounds; decisions are final.
  • Local chapter charter revocation is possible for disloyalty.
  • Cancellation of federation affects locals unless covered by CBA.

Determination of Representation Status

  • State policy promotes free trade unionism with expeditious, non-litigious procedures.
  • Modes include voluntary recognition, certification, run-off, or consent elections.

Voluntary Recognition

  • Employer may recognize union in unorganized establishments.
  • Joint statement filed and posted.
  • Regional Office records recognition within 24 hours; union gains exclusive rights.

Certification Elections

  • Legitimate labor org or employer may file petitions.
  • Jurisdiction rules outlined; petitions consolidated if multiple.
  • Filing periods governed by CBA status and prior elections.
  • Petition contents specified including support signatures.
  • Med-Arbiter assigned, elections may include forced intervenor.
  • Motions for intervention allowed during freedom period.
  • Hearings aim for stipulations, consent elections or issue definition.
  • Non-appearance waiver rules.
  • Decisions within 20 days.
  • Grounds for dismissal or granting specified.
  • Appeals may be filed to Secretary; finality rules outlined.
  • Consent elections bar certification for one year except in voluntary recognition scenarios.
  • Failure of election does not bar new petitions.
  • Motion to postpone does not stay elections.

Conduct of Certification Elections

  • Pre-election conferences to set mechanics.
  • Qualified voters defined; challenges handled with sealed ballots.
  • Elections held during regular business hours and company premises.
  • Notices posted five days prior.
  • Safeguards for ballot secrecy, preparation, marking, and handling.
  • Minutes kept; votes canvassed immediately after polls close.
  • Valid election requires majority of eligible voters.
  • Certification and proclamation by election officer or Med-Arbiter under specific conditions.
  • Appeal procedures and finality of decisions outlined.

Run-Offs

  • Held if no majority and at least 50% cast votes.
  • Conducted within 5 days between top two vote-getters.
  • Winner certified according to election rules.

Intra-Union Disputes

  • Any union member may file complaints; some require 30% support.
  • Complaints must specify parties, violations and relief.
  • Administrative remedies must be exhausted.
  • Conciliation efforts mandated.
  • Decisions within 20 working days with possible penalties including expulsion or cancellation.
  • Appeals to Bureau; finality and execution rules provided.

Election of Officers of Labor Organizations

  • Election committees formed 60 days prior to term expiration.
  • Committees set rules, qualifications, supervise election, resolve protests, proclaim winners.
  • Protests handled promptly.
  • Appeals resolved by Regional Director.

Registration of Collective Bargaining Agreements

  • Parties must file copies within 30 days with proof of posting and ratification.
  • Fees assessed.
  • Agreements from awards registered similarly except ratification proof dispensed with.
  • Contract-bar rule enforces five-year term of representation status.
  • Exceptions for agreements with substandard provisions or fraudulent documents.
  • Appeals handled by Bureau.

Central Registry

  • Forms prescribed for registration.
  • Certificates and supporting documents transmitted promptly to Bureau.
  • Decisions cancelling registration also transmitted.

Administration of Trade Union Funds

  • Dues collection rights preserved despite disputes.
  • Actions on fund administration treated as intra-union disputes.
  • Financial examinations authorized on complaint with at least 20% member consent.
  • Sixth month and 60-day no complaint periods apply.
  • Decisions subject to appeal.

Grievance Machinery and Voluntary Arbitration

  • Grievance machinery to be established by CBA parties.
  • Procedures for handling grievances provided.
  • In absence of agreement, standard steps apply.
  • Voluntary arbitrator has exclusive jurisdiction over grievances.
  • Voluntary arbitration encouraged for other disputes.
  • Proceedings and awards governed by timelines and procedures.
  • Costs shared by parties.

Labor Education and Research

  • Department tasked with developing labor education.
  • Unions must conduct seminars on labor laws and related matters.
  • Special funds to be maintained for education and research.

Labor-Management Councils

  • Creation promoted for workers to participate in policies affecting them.
  • Department provides support services.
  • Worker representatives nominated or elected depending on union presence.

Picketing, Strikes and Lockouts

  • Strikes/lockouts valid for bargaining deadlocks, unfair labor practices.
  • Procedural requirements for notices.
  • Disclosure of financial info in bargaining.
  • Strike/lockout votes governed by secret ballot rules.
  • Prohibition on obstruction, intimidation.
  • Regulations on hiring replacements.
  • Peaceful picketing guaranteed.
  • Injunctions limited to specified articles.
  • Criminal jurisdiction for violations.

Termination of Employment

  • Security of tenure assured for regular/probationary/project employment with conditions.
  • Due process standards detailed for just and authorized causes.
  • Notice requirements specified.
  • Right to contest dismissal preserved.
  • Decisions within 20 working days.
  • Preventive suspension rules defined.
  • Certificates of employment and monthly dismissal reports required.

Execution of Decisions and Awards

  • Decisions become final after 10 days unless provided otherwise.
  • Five-year period to enforce decisions.
  • Authority to issue writs and deputize law enforcement detailed.
  • Administrative fines for non-compliance.

General Provisions

  • Penalties for violations of Article 264 specified.
  • Measures against frivolous appeals.
  • Enforcement measures including fines.
  • Contempt procedures for misbehavior before labor authorities.
  • Motions for dismissal and incidental motions not entertained separately.
  • Restriction on outsider intervention in labor disputes.
  • Complaint deemed filed upon agency receipt.
  • Check-off from non-members authorized.

Supersession and Effectivity

  • Inconsistent rules repealed.
  • Rules effective two weeks after publication in national newspapers.
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