Title
Mutualization of Stock Life Insurers PD 1280
Law
Presidential Decree No. 1280
Decision Date
Jan 6, 1978
Presidential Decree No. 1280 amends the Insurance Code to allow stock life insurance companies in the Philippines to become mutualized through the acquisition of outstanding shares, with provisions for fair valuation and compulsory surrender of shares.
A

Protection Against Minority Stockholder Obstruction

  • The amendment addresses the issue where a small number of dissenting stockholders could block mutualization desired by the majority.
  • It provides a mechanism to acquire remaining shares after at least 90% have been acquired by trustees under the mutualization plan.

Acquisition Offer Procedure

  • If 90% of outstanding shares are acquired, the insurer's board may offer to purchase the remaining shares at a "fair value".
  • This offer requires Commissioner of Insurance permission, who may impose conditions.
  • The offer is made by registered mail to each shareholder not yet acquired and is valid for 30 days for acceptance.
  • Accepted offers require transfer of share certificates within 60 days and payment by the insurer.
  • Acquired shares are transferred to trustees and held under the plan.

Fair Value Determination for Non-Accepting Shareholders

  • Shareholders rejecting the offer may apply to the Secretary of Finance within 15 days after the offer expiration to determine fair value.
  • The Secretary may decide the value personally or appoint three impartial appraisers.
  • Appraisers submit a written report with their findings; parties can object or approve within 10 days.
  • After hearing, the Secretary issues a final order setting share value and payment terms; this act has the force of a judgment.

Costs and Finality of Proceedings

  • Costs of appraisal proceedings are shared equally between insurer and shareholder.
  • The Secretary's factual findings are conclusive; legal questions may be appealed.
  • The order becomes final and executory 15 days after receipt if not appealed.

Mandatory Transfer and Payment

  • Once the order is final, shareholders must transfer shares and surrender certificates, receiving payment as ordered.
  • Shares acquired are transferred to trustees and held under the plan.

Effect of Failure to Apply for Valuation

  • Shareholders not applying for fair value determination are deemed to have accepted the offer.
  • This extends the acceptance period for such shareholders accordingly.

Enforcement and Irrevocability of Offers

  • Offers made under this section are irrevocable until all proceedings are completed or shares acquired.
  • Shareholders who refuse to surrender certificates after payment can be compelled by order of the Secretary of Finance.
  • Such order can substitute for actual certificate surrender and cancellation.

Repeal and Effectivity

  • All inconsistent laws, decrees, and regulations are repealed or modified accordingly.
  • The decree takes effect immediately upon issuance.

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