SEC rules on subordination, margin, clearing

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SEC: SEC rules on subordination, margin, clearing

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Title Supreme Court: SEC rules on subordination, margin, clearing

Law: Sec

Decision Date: Jan 22, 1997

The Securities and Exchange Commission adopts new rules for Satisfactory Subordination Agreements and Margin, enhancing capital requirements for brokers and dealers while streamlining approval processes and increasing initial margin limits from 40% to 50%.

margin rules

net capital

rule

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