Certification for Compliance Officers

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SEC MEMORANDUM CIRCULAR NO. 8, S. 2004: Certification for Compliance Officers

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Title Supreme Court: Certification for Compliance Officers

Law: Sec Memorandum Circular No. 8, S. 2004

Decision Date: May 13, 2004

The Securities and Exchange Commission mandates that companies appoint a certified compliance officer, who must pass a written examination on relevant laws and corporate governance, with penalties for non-compliance including fines and potential suspension of registration.

compliance officer

corporate governance

regulatory power

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