Case Summary (G.R. No. L-17527)
Key Individuals and Context
- Petitioners: Patricio Tan, Felix Ferrer, Juan M. Hagad, Sergio Hilado, Virgilio Gaston, Conchita Minaya, Teresita Estacio, Desiderio Deferia, Romeo Gamboa, Alberto Lacson, Fe Hofilena, Emily Jison, Nieves Lopez, Cecilia Magsaysay (residents of Negros Occidental).
- Respondents: Commission on Elections (COMELEC) and the Provincial Treasurer of Negros Occidental.
- Geographic focus: Province of Negros Occidental and the territory proposed as the Province of Negros del Norte (comprising Cities of Silay, Cadiz, San Carlos and municipalities including Calatrava, Toboso, Escalante, Sagay, Manapla, Victorias, E.R. Magalona and Don Salvador Benedicto).
Petitioner, Respondent, Key Dates
- Batas Pambansa Blg. 885 approved and purported to take effect on December 3, 1985.
- Petition for prohibition filed December 23, 1985.
- Plebiscite held January 3, 1986 (petitioners sought to enjoin this plebiscite but were in Court recess).
- Supplemental petition filed January 4, 1986 asking, inter alia, that COMELEC desist from proclaiming results and that another plebiscite including all affected voters be ordered.
Applicable Law and Precedent
- Constitutional provision applied: 1973 Constitution, Article XI, Section 3: no province, city, municipality or barrio may be created, divided, merged, abolished, or its boundary substantially altered except in accordance with the criteria in the local government code and subject to approval by majority vote in a plebiscite in the unit or units affected.
- Statutory reference: Section 197 of the Local Government Code (P.D. 337) — requisites for creation of a province (minimum territory 3,500 sq. km., population 500,000, and average annual income certified).
- Prior decisions considered: Governor Zosimo Paredes v. Executive Secretary (G.R. No. 55628, March 2, 1984) and Emilio C. Lopez, Jr. v. Commission on Elections (L-56012, May 31, 1985).
Statutory Scheme Challenged (Batas Pambansa Blg. 885)
- Batas Pambansa Blg. 885 created Negros del Norte, designated its component cities and municipalities, set Cadiz as seat of government, required a plebiscite “in the proposed new province which are the areas affected” within 120 days, and assigned COMELEC to conduct the plebiscite with expenses charged to local funds.
- Petitioners alleged unconstitutionality because the statute limited the plebiscite to the areas constituting the proposed new province and excluded voters in the remaining portion of Negros Occidental. Petitioners also contested compliance with the Local Government Code requisites (notably territory).
Procedural Posture and Respondents’ Arguments
- COMELEC and the Provincial Treasurer filed comments defending B.P. Blg. 885 as presumptively valid, asserting compliance with P.D. 337 requisites and arguing that the plebiscite’s limited electorate was permissible under prior case law (Paredes). They further contended the matter was moot after the plebiscite and proclamation.
- Petitioners amended reliefs to seek a prohibition preventing proclamation, a mandamus ordering a new plebiscite including all qualified voters of Negros Occidental, a declaration that the January 3, 1986 plebiscite was legally null, and a prohibition against release of funds. The Court noted the Provincial Treasurer had not disbursed funds.
Factual Determinations on Territory and Area Evidence
- Parliamentary Bill No. 3644 (initial draft) stated the affected area at 285,656 hectares (2,856.56 sq. km.); enacted B.P. Blg. 885 recited a territorial figure of 4,019.95 sq. km. (more or less).
- Petitioners submitted certified land-area figures from the National Census and Statistics Office and the Provincial Treasurer’s certification showing component localities’ land areas which, when aggregated and adjusted (including one-fourth of Murcia’s area added to Don Salvador Benedicto), yielded approximately 2,765.4–2,856.56 sq. km. Respondents did not controvert petitioners’ area computations.
Core Constitutional Issue: Meaning of “unit or units affected”
- Article XI, Section 3 requires approval by majority vote in a plebiscite “in the unit or units affected.” The Court concluded that creation of a new province by excision necessarily substantially alters the boundaries of the parent province and therefore affects two distinct political units: (1) the parent province (Negros Occidental) and (2) the territory proposed to form the new province (Negros del Norte).
- The Court held that both units are “affected” and must participate in the plebiscite. Limiting voting to the seceding area alone contravenes the constitutional command because the parent province’s boundaries, territory, economy and electorate are materially affected by the division. Legislative limitation of the plebiscite electorate by B.P. Blg. 885 therefore conflicted with the Constitution.
Precedent Revisited and Abandoned
- The Court reviewed earlier authority (Paredes) that had allowed plebiscites to be confined to the seceding barangay(s) in the municipal context, noting ambiguity in the phrase “unit or units affected” and prior discretionary treatment.
- Because the present controversy involved the creation of a new province (the largest political unit) with substantial territorial, economic and administrative consequences, the Court concluded that the earlier deference to exclusionary plebiscites in smaller-unit contexts should be abandoned. The decision expressly abandons the Paredes line insofar as it sanctioned exclusion of voters of an existing political unit from plebiscites determining division of that unit.
Legislative Drafting Change and Its Inadequacy
- The Court observed that the draft Parliamentary Bill had used plural language (“areas affected”), which is consistent with inclusion of more than one participating unit, while the enacted statute’s phrasing “in the proposed new province which are the areas affected” improperly narrowed the electorate to the seceding territory. The Court regarded that narrowing as unjustified legislative alteration that cannot override the constitutional requirement.
Mootness, Fait Accompli, and Judicial Duty
- Respondents’ argument that the case was moot because the plebiscite had been held and the new province proclaimed was rejected. The Court refused to accept “fait accompli” as a basis to decline judicial review, emphasizing the judiciary’s duty to correct constitutional violations and to deter future enactments that would seek to create irreversible facts on the ground to evade judicial scrutiny. The Court thus entertained the petition despite the plebiscite and proclamation having already occurred.
Interpretation of Section 197 (Territory vs. Land Area)
- Respondents urged that Section 197’s territorial minimum (3,500 sq. km.) should include territorial waters (e.g., three-mile marginal sea). The Court rejected this contention and held that in context Section 197’s use of “territory” clearly refers to land area. The statute’s clause that “the territory need not be contiguous if it comprises two or more islands” demonstrates the legislative reference to masses of land. The Court reasoned that including water would produce absurd results and contravene the o
Case Syllabus (G.R. No. L-17527)
Case Caption, Citation and Date
- Full citation: 226 Phil. 624 EN BANC [ G.R. No. 73155. July 11, 1986 ].
- Parties: Petitioners — Patricio Tan, Felix Ferrer, Juan M. Hagad, Sergio Hilado, Virgilio Gaston, Conchita Minaya, Teresita Estacio, Desiderio Deferia, Romeo Gamboa, Alberto Lacson, Fe Hofilena, Emily Jison, Nieves Lopez and Cecilia Magsaysay; Respondents — The Commission on Elections and the Provincial Treasurer of Negros Occidedental.
- Opinion authored by Justice Alampay; decision date July 11, 1986.
- Judgment: Batas Pambansa Blg. 885 declared unconstitutional; proclamation of Negros del Norte and appointment of its officials declared null and void.
- Concurrences: Abad Santos, Feria, Yap, Fernan, Narvasa, Gutierrez, Jr., Cruz, and Paras, JJ., concur.
- Separate opinion: Chief Justice Teehankee files a separate opinion concurring in the result. Justice Melencio-Herrera concurs in the result.
Statutory Provision Challenged (Batas Pambansa Blg. 885)
- Batas Pambansa Blg. 885 enacted to create a new province to be known as Negros del Norte; law took effect on December 3, 1985.
- Key provisions quoted in the petition:
- Section 1 (as enacted): "The Cities of Silay, Cadiz, and San Carlos and the municipalities of Calatrava, Taboso, Escalante, Sagay, Manapla, Victorias, E.R. Magalona; and Salvador Benedicto, all in the northern portion of the Island of Negros, are hereby separated from the province to be known as the Province of Negros del Norte."
- Section 2 (as enacted): "The boundaries of the new province shall be the southern limits of the City of Silay, the Municipality of Salvador Benedicto and the City of San Carlos on the south and the territorial limits of the northern portion to the Island of Negros on the west, north and east, comprising a territory of 4,019.95 square kilometers more or less."
- Section 3: "The seat of government of the new province shall be the City of Cadiz."
- Section 4 (as enacted): "A plebiscite shall be conducted in the proposed new province which are the areas affected within a period of one hundred and twenty days from the approval of this Act. After the ratification of the creation of the Province of Negros del Norte by a majority of the votes cast in such plebiscite, the President of the Philippines shall appoint the first officials of the province."
- Section 5: "The Commission on Elections shall conduct and supervise the plebiscite herein provided, the expenses for which shall be charged to local funds."
- Section 6: "This Act shall take effect upon its approval."
Constitutional and Statutory Norms Invoked
- Article XI, Section 3 of the Constitution quoted and relied upon by petitioners:
- "SEC. 3. No province, city, municipality or barrio may be created, divided, merged, abolished, or its boundary substantially altered, except in accordance with the criteria established in the local government code, and subject to the approval by a majority of the votes in a plebiscite in the unit or units affected."
- Section 197 of the Local Government Code (quoting P.D. 337) reproduced and relied upon:
- "SEC. 197. Requisites for Creation. - A province may be created if it has a territory of at least three thousand five hundred square kilometers, a population of at least five hundred thousand persons, an average estimated annual income, as certified by the Ministry of Finance, of not less than ten million pesos for the last three consecutive years, and its creation shall not reduce the population and income of the mother province or provinces at the time of said creation to less than the minimum requirements under this section. The territory need not be contiguous if it comprises two or more islands.
- "The average estimated annual income shall include the income allotted for both the general and infrastructural funds, exclusive of trust funds, transfers and nonrecurring income."
Factual Background and Chronology
- Batas Pambansa Blg. 885 approved and took effect December 3, 1985.
- Petition filed with the Supreme Court on December 23, 1985 seeking prohibition to stop the plebiscite scheduled for January 3, 1986.
- Because Court was in recess during Christmas, petitioners filed a supplemental pleading on January 4, 1986 after the plebiscite had in fact been held on January 3, 1986.
- The January 3, 1986 plebiscite was confined to inhabitants of the territory proposed as Negros del Norte: Cities of Silay, Cadiz, San Carlos; municipalities Calatrava, Toboso, Escalante, Sagay, Manapla, Victorias, E.B. Magalona and Don Salvador Benedicto.
- Certificate of canvass reported 195,134 total votes cast: 164,734 in favor of creation; 30,400 against; affirmative votes represented majority and prompted proclamation of Negros del Norte and appointment of its officials.
- Petitioners sought, after plebiscite, a writ of Prohibition to prevent COMELEC from proclaiming results, a writ of Mandamus to require a new plebiscite including all qualified voters of the entire province of Negros Occidental, and a Prohibition to prevent Provincial Treasurer from releasing local funds for plebiscite expenses.
- Provincial Treasurer certified land area figures for component units based on National Census and Statistics Office Special Report No. 3 (Philippines 1980): listed land areas for Silay City, E.B. Magalona, Victorias, Manapla, Cadiz City, Sagay, Escalante, Toboso, Calatrava, San Carlos City; Don Salvador Benedicto land area not available in the certification.
- Parliamentary Bill No. 3644 (the precursor bill) stated Sec. 2 contained the boundaries and an area of "285,656 hectares more or less" (i.e., same as 2,856.56 sq. km).
- When enacted into Batas Pambansa Blg. 885, the statutory description and numerical area were altered to "4,019.95 square kilometers more or less."
- Petitioners submitted calculations based on government statistics showing the total land area of the component cities and municipalities would be approximately 2,685.2 sq. km before adding one-fourth of Murcia (80.2 sq. km) to account for land contributed to Don Salvador Benedicto, resulting in about 2,765.4 sq. km or, elsewhere in the petition, an asserted area of about 2,856.56 sq. km — figures well below the 3,500 sq. km territorial requirement under Section 197.
- Murcia's total land area asserted by petitioners: 322.9 sq. km; one-fourth thereof = 80.2 sq. km.
- No disbursement of public funds by the Provincial Treasurer for the plebiscite was shown to have occurred as of the Provincial Treasurer's Comment dated January 20, 1986.
Procedural Posture and Court Handling
- Motion by former Senator Ambrosio Padilla to appear as amicus curiae filed December 27, 1985 and granted by the Court on January 2, 1986.
- The Court required respondents to comment (January 7, 1986 resolution) rather than dismissing or giving due course at that stage; respondents filed their Comment via Office of Solicitor General on January 14, 1986.
- Respondents asserted presumption of legality for Batas Pambansa Blg. 885 and argued the plebiscite had rendered the case moot and academic.
- Respondents contended that "unit or units affected" meant only those areas forming the proposed new province and relied on the Court's prior decision in Governor Zosimo Paredes v. Executive Secretary, G.R. No. 55628, March 2, 1984, to support exclusion of the parent province's voters from the plebiscite.
- Petitioners amended their prayer after the plebiscite to seek a writ preventing proclamation, a writ of mandamus to require a new plebiscite involving all qualified voters of the entire province, and an order preventing release of local funds for the plebiscite.