Title
Tan vs. Balajadia
Case
G.R. No. 169517
Decision Date
Mar 14, 2006
Respondent mistakenly claimed to be a lawyer in a complaint due to a secretary's error; no intent to misrepresent found, but warned to exercise caution.

Case Summary (G.R. No. 169517)

Key Dates

Incident dates alleged in the records: two parking incidents on May 5, 2005 (one at 10:00 a.m., another at 1:00 p.m.).
Filing of the criminal complaint with the City Prosecutor: May 8, 2005.
Decision date: March 14, 2006.
Applicable constitution for legal framework: 1987 Philippine Constitution (decision rendered in 2006).

Procedural Background and Parties’ Contentions

Petitioners charged respondent with indirect contempt for assuming to be an attorney and acting as such without authority by stating in the complaint-affidavit that he was a practicing lawyer. Respondent, in his Comment, asserted the allegation was an honest mistake: Atty. Aquino’s secretary prepared the subject complaint-affidavit by copying from Atty. Aquino’s own complaint-affidavit; two complaint-affidavits were drafted for the two parking incidents, and the one concerning the 10:00 a.m. incident inadvertently contained Atty. Aquino’s description (identifying him as a practicing lawyer and his office address). The 1:00 p.m. complaint-affidavit allegedly correctly described respondent as a businessman with office address Room B-204. The secretary, Liza Laconsay, executed an affidavit admitting the drafting mistake. Petitioners replied that respondent should nonetheless be held liable and could not shift blame to the secretary.

Applicable Law

Section 3(e), Rule 71 of the Rules of Court (indirect contempt provision) is dispositive: after a charge in writing and opportunity to comment and be heard, a person may be punished for indirect contempt for “assuming to be an attorney or an officer of a court, and acting as such without authority.” The jurisprudence cited by the court recognizes that unauthorized practice of law by assuming to be an attorney and acting as such constitutes indirect contempt punishable by fine or imprisonment (cases cited include People v. Santocildes, Jr.; Re: Elmo S. Abad; People v. De Luna; United States v. Ney). The court also reaffirmed the settled rule that intent is a necessary element in criminal contempt; punishment requires proof that the accused intended to commit the prohibited act (People v. Godoy).

Issue Presented

Whether respondent Benedicto M. Balajadia is liable for indirect contempt for allegedly misrepresenting himself as a practicing lawyer in the complaint-affidavit filed with the City Prosecutor.

Court’s Factual Findings

The record contains an affidavit by Liza Laconsay admitting the drafting error, and documentary evidence (certifications from the Office of the Bar Confidant and the Integrated Bar) establishing respondent was not a member of the Bar. The court found that the inclusion of the statement that respondent was a practicing lawyer in paragraph 5 of the complaint-affidavit resulted from inadvertence by the secretary who copied Atty. Aquino’s affidavit text into the complaint-affidavit prepared for respondent.

Court’s Legal Analysis

The court applied the established rule that intent is an essential element for criminal contempt under Section 3(e), Rule 71. The court distinguished the present facts from prior decisions where liability for unauthorized practice was found: those cases involved overt acts or clear manifestations of intent to practice law without authority (examples in the jurisprudence include signing court pleadings on behalf of clients, appearing in court as an attorney, manifesting intent to practice after being denied admission to

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