Case Summary (G.R. No. 211015)
Petitioner’s Position and Relief Sought
SBMA petitioned for certiorari and prohibition to annul Comelec’s Ruling of April 17, 1996 and Resolution No. 2848 (June 27, 1996), asserting grave abuse of discretion and lack of jurisdiction in allowing and preparing for a local initiative that, in SBMA’s view, effectively sought amendment of a national law and withdrawal or conditional alteration of municipal concurrence that is no longer within the local legislative capacity.
Key Dates and Legislative Instruments
Applicable constitutional basis: 1987 Constitution. Relevant statutes and instruments: Republic Act No. 7227 (Bases Conversion and Development Act of 1992), Republic Act No. 6735 (Initiative and Referendum Act), Republic Act No. 7160 (Local Government Code of 1991), Omnibus Election Code, and related election laws. Notable dates in the record include the enactment of RA 7227 (March 13, 1992), turnover of the Subic base (November 24, 1992), municipal concurrence Pambayang Kapasyahan Blg. 10 (April 1993), Proclamation No. 532 defining SSEZ metes and bounds (February 1, 1995), Comelec Resolutions adopting a calendar (No. 2845, June 18, 1996) and promulgating rules (No. 2848, June 27, 1996), and the present petition (filed July 10, 1996).
Facts: Creation of SSEZ and Municipal Action
RA 7227 created the SSEZ and the SBMA, authorized capital and asset transfers to SBMA (including lands defined in Section 12), and required local government units’ concurrence. Morong’s Sangguniang Bayan adopted Pambayang Kapasyahan Blg. 10, Serye 1993 expressing unconditional concurrence. Private respondents (Garcia, Calimbas, et al.) filed a petition to annul that kapasyahan and, within 30 days after submission to the Office of the President, invoked the local initiative mechanism under the Local Government Code to attempt to annul and replace the municipal concurrence with a conditional concurrence listing multiple specific demands.
Facts: Administrative Responses and Prior Litigation
Comelec initially denied the local initiative on July 6, 1993 (Resolution No. 93-1623) on the ground the subject was a resolution and not an ordinance; subsequently it directed authentication of signatures (Resolution No. 93-1676). Private respondents filed certiorari and mandamus (G.R. No. 111230) challenging Comelec’s denial; the Supreme Court in that earlier case addressed whether a municipal resolution may be the subject of initiative. After Proclamation No. 532 (Feb. 1, 1995) delineated the SSEZ to include lands within Morong, Comelec issued Resolution No. 2845 (June 18, 1996) setting a referendum calendar and Resolution No. 2848 (June 27, 1996) establishing rules and guidelines for the plebiscite scheduled for July 27, 1996. SBMA sought judicial relief to enjoin the initiative/referendum.
Procedural Posture and Interim Action
During the Supreme Court hearing on July 23, 1996, Comelec transmitted an order holding the scheduled referendum in abeyance pending resolution of the present petition, rendering SBMA’s TRO/PI application moot. The Court took the case under submission with directions and admitted pertinent comments and pleadings.
Issues Presented
The Court formulated the issues as: (1) whether the present petition is barred by the finality of the earlier Garcia decision; (2) whether Comelec committed grave abuse of discretion in promulgating and implementing Resolution No. 2848; and (3) whether the local initiative seeks to amend a national law or otherwise exceeds the legislative competence of the local sanggunian (i.e., whether the proposal is ultra vires).
Governing Legal Concepts: Initiative and Referendum
Under the 1987 Constitution and implementing statutes, initiative and referendum are distinct mechanisms of direct democracy. RA 6735 and the Local Government Code distinguish: initiative (power of the people to propose and enact legislation independently, including local legislation) and referendum (power of the electorate to approve or reject measures already enacted by a legislative body). Initiative procedures require the proponents to present propositions to the local legislative body, allow the body an opportunity to act, and, if it fails to act, permit the proponents to collect signatures to compel an election on the proposition. Referendum procedures are triggered by a legislative body’s submission of an enacted ordinance or resolution for voter approval.
Court’s Analysis: Final-Judgment Bar Rejected
The Court concluded that the prior Garcia decision did not bar the present petition because the earlier case decided only whether a municipal resolution (as distinct from an ordinance) may be the proper subject of initiative and referendum. The present petition raises different questions—principally whether Comelec’s Resolution No. 2848 was properly promulgated and whether the particular proposal, as drafted, could be validly submitted for a people-initiated vote.
Court’s Analysis: Comelec’s Grave Abuse — Initiative Treated as Referendum
The Court held that Comelec committed grave abuse of discretion in promulgating and implementing Resolution No. 2848 because it treated an initiative as a referendum throughout the resolution. The record shows the word “referendum” was used repeatedly while no reference to “initiative” appeared in the operative provisions, and the mechanisms adopted—ballot language, referendum committees, canvass procedures—reflected referendum practice. The Court emphasized statutory and conceptual distinctions: an initiative is initiated by the people and requires Comelec supervision not merely of vote-counting but of the adequacy of the proposition’s form and language, possible division into separate propositions, and exclusion of multi-subject submissions; a referendum is the electorate’s approval or rejection of measures enacted by a legislative body and follows a different administrative regimen.
Court’s Direction on Proper Comelec Supervision of Initiatives
Because initiatives are lawmaking acts by the people, Comelec’s supervisory role must extend to ensuring clarity, single-subject compliance, and separability of propositions so voters can understand and vote meaningfully. The Court criticized Comelec’s failure to apply initiative-specific procedures and instructed that Comelec should issue and apply relevant guidelines and rules for the orderly exercise of initiative and referendum, supervise formulation of propositions (with assistance from the Secretary of Local Government where provided by law), and adjudicate in the first instance questions concerning form, language, and obvious excesses beyond local legislative capacity.
Court’s Analysis: Jurisdiction to Adjudicate Capacity and Contental Limits
The Court clarified the respective roles of the Comelec and the judiciary: courts decide actual controversies and review final actions or grave abuse by government instrumentalities, whereas Comelec has administrative and initiatory quasi-judicial jurisdiction to adjudicate preliminary questions on the sufficiency, form, and content of a proposed initiative and to determine whether parts of a proposal are clearly outside the capacity of a local sanggunian to enact. Thus, certain content-based challenges that are manifestly beyond l
...continue readingCase Syllabus (G.R. No. 211015)
Court and Citation
- Decision authored by Justice Panganiban of the Supreme Court of the Philippines, En Banc.
- Reported at 330 Phil. 1082; G.R. No. 125416; Decision date: September 26, 1996.
- Concurring Justices: Narvasa, C.J., Padilla, Regalado, Davide, Jr., Bellosillo, Melo, Vitug, Kapunan, Francisco, and Hermosisima, Jr.
- Romero and Mendoza on official leave; Puno, J., no part due to relationship.
- Final disposition: petition granted; Resolution No. 2848 annulled and set aside; initiative remanded to the Commission on Elections; no costs.
Nature of the Action and Relief Sought
- Petitioner SBMA filed an action for certiorari and prohibition.
- The petition sought nullification of the Commission on Elections’ (Comelec) Ruling dated April 17, 1996 and Comelec Resolution No. 2848 (June 27, 1996) insofar as they denied SBMA’s plea to stop a local initiative/referendum proposing to recall and/or annul Pambayang Kapasyahan Blg. 10, Serye 1993 of the Sangguniang Bayan of Morong, Bataan.
- Petitioner alleged grave abuse of discretion by Comelec in scheduling and preparing for a local initiative that, petitioner claimed, would effectively seek amendment of a national law.
Relevant Statutes, Constitutional Provisions and Authorities Cited
- 1987 Constitution — recognizes people’s power to ordain legislation through initiative and referendum (Article VI, Sec. 32 referenced).
- Republic Act No. 7227 (Bases Conversion and Development Act of 1992) — Sec. 12 created the Subic Special Economic Zone (SSEZ) and required concurrence by the Sangguniang Panlungsod of Olongapo and the Sangguniang Bayan of Subic, Morong and Hermosa; Sec. 13 created the Subic Bay Metropolitan Authority (SBMA) and provided authorized capital stock and asset dispositions.
- Republic Act No. 6735 (Initiative and Referendum Act, 1989) — definitions and procedural provisions for initiative and referendum; Sec. 3 and Sec. 13 cited; Sec. 18 permitting courts to declare nullity of approved propositions.
- Republic Act No. 7160 (Local Government Code of 1991) — Ch. 2, Title XI, Book I, including:
- Sec. 120 (Local Initiative Defined);
- Sec. 122 (Procedure in Local Initiative; Sec. 122(b) invoked by proponents);
- Sec. 124(b) limiting subjects of local initiative to matters within the legal powers of sanggunian to enact;
- Sec. 126 (Local Referendum Defined).
- Omnibus Election Code and Electoral Reforms law also referenced as applicable to referendum procedures.
- Secondary authorities cited: Justice Isagani A. Cruz’ definitions; Black’s Law Dictionary; Fr. Joaquin G. Bernas on constitutional commentary.
Factual Background and Chronology
- March 13, 1992: Congress enacted RA 7227, providing for creation of the Subic Special Economic Zone subject to concurrence by specified local legislative bodies; SBMA created to implement policy.
- Authorized capital stock of SBMA set at P20 billion, fully subscribed and paid by the Republic, including lands embraced in Sec. 12.
- November 24, 1992: U.S. Navy turned over Subic military reservation to the Philippine government; SBMA commenced implementation and preservation of installations.
- April 1993: Sangguniang Bayan of Morong passed Pambayang Kapasyahan Blg. 10, Serye 1993 expressing concurrence to join the SSEZ as required by Sec. 12 RA 7227.
- September 5, 1993: Morong’s Pambayang Kapasyahan Blg. 10 submitted to the Office of the President.
- May 24, 1993: Enrique T. Garcia, Catalino A. Calimbas and others filed a petition with the Sangguniang Bayan of Morong to annul Pambayang Kapasyahan Blg. 10, Serye 1993 and to replace it with a conditional concurrence listing several specific conditions (items A–J).
- Sangguniang Bayan of Morong acted by promulgating Pambayang Kapasyahan Blg. 18, Serye 1993 requesting congressional amendment of certain RA 7227 provisions and informing proponents of actions taken regarding other items.
- Proponents invoked the power of initiative under RA 7160 Sec. 122(b) after no favorable action by the sanggunian.
- July 6, 1993: Comelec En Banc (Resolution No. 93-1623) denied the local initiative petition on ground that the subject was a resolution not an ordinance.
- July 13, 1993: Comelec directed Provincial Election Supervisor to act on authentication of signatures (Resolution No. 93-1676).
- August 15, 1993: Private respondents filed certiorari and mandamus (G.R. No. 111230) against Comelec and Sangguniang Bayan of Morong to set aside Comelec Res. 93-1623 and 93-1676.
- February 1, 1995: President issued Proclamation No. 532 delineating metes and bounds of SSEZ, including Grande Island and former naval base portions within Morong.
- June 18, 1996: Comelec issued Resolution No. 2845 adopting a Calendar of Activities for local referendum on Morong ordinance; scheduled referendum day July 27, 1996.
- June 27, 1996: Comelec promulgated Resolution No. 2848: rules and guidelines "to govern the conduct of the referendum proposing to annul or repeal Kapasyahan Blg. 10, Serye 1993."
- July 10, 1996: SBMA instituted present petition for certiorari and prohibition contesting Res. No. 2848, alleging Comelec was intent on proceeding with a local initiative that proposes amendment of national law.
- July 23, 1996: Oral arguments before the Court; Comelec transmitted an order to hold the July 27 referendum in abeyance pending resolution of G.R. No. 125416, rendering the temporary restraining order application moot.
Procedural History Before the Supreme Court in This Case
- Petition filed July 10, 1996 challenging Comelec Resolution No. 2848.
- Private respondents filed Comments; respondent Calimbas filed a Reply/Comment disclaiming support after consultation.
- Solicitor General filed Comment for Comelec raising discrete issues.
- Court admitted private respondent Garcia’s Comment and noted other pleadings and manifestations.
- Oral arguments on July 23, 1996; Court requested Comelec to inform whether referendum would push through; Comelec ordered referendum held in abeyance by facsimile on same date.
- Case submitted for resolution after abeyance order; Court proceeded to decide merits regarding Comelec’s Resolution No. 2848 and related jurisdictional and procedural questions.
Issues Presented to the Court
- Whether the present petition seeks to overturn a decision/judgment that has become final and executory (specifically G.R. No. 111230, Enrique Garcia, et al. vs. Comelec, et al.).
- Whether Comelec committed grave abuse of discretion in promulgating and implementing Resolution No. 2848 governing conduct of the referendum proposing to annul/repeal Pambayang Kapasyahan Blg. 10, Serye 1993.
- Whether the local initiative sought to be submitted covers a subject within the powers of the people of Morong to enact, i.e., whether the initiative seeks the amendment of a national law and is therefore ultra vires.
Parties’ Principal Contentions
- Petitioner (SBMA):
- Alleged Comelec committed grave abuse of discretion and lacked jurisdiction by scheduling a local initiative that effectively seeks amendment of a national law (the creation and scope of the SSEZ under RA 7227).
- Argued Morong cannot unilaterally withdraw concurrence or impose conditionalities after creation and proclamation of the SSEZ; that doing so would be ultra vires and would frustrate a national project.
- Private respondent Enrique T. Garcia:
- Argued petitioner failed to show an actual case or controversy.
- Contended petitioner seeks to overturn a final and executory decision/judgment (reference to earlier Garcia case).
- Maintained Comelec acted within its jurisdiction and did not abuse discretion.
- Stressed that local concurrence is required for establishment of SSEZ.
- Argued the subject matter remained a proposal, and legal objections are premature until after approval.
- Private respondent Catalino A. Calimbas:
- Initially joined proponents’ cause; later filed a Reply/Comment indicating after consultations he found the demands of the initiative/referendum not legally feasible.
- Solicitor General (for Comelec):
- Framed issues: whether Comelec can be enjoined from scheduling/conducting the local initiative; whether Comelec committed grave abuse of discretion in denying SBMA’s request to stop the initiative.
Prior Case (G.R. No. 111230) and Its Relevance
- Prior case: Enrique T. Garcia, et al. vs. Commission on Elections, et al. (237 SCRA 279, Sept. 30, 1994).
- The earlier case addressed whether a municipal resolution (pambayang kapasyahan), as distinct from an