Case Summary (G.R. No. 170603)
Key Dates and Procedural Milestones
Petition for naturalization filed before the RTC on February 28, 2002; hearings set for December 12 and 17, 2002; RTC granted the petition on June 4, 2003; CA reversed and dismissed the petition on August 4, 2005; CA denied motion for reconsideration on November 24, 2005; Supreme Court rendered final disposition in the present petition by denying review (petition for review on certiorari), affirming the CA.
Applicable Law and Constitutional Basis
Governing constitutional framework applied in this decision: the 1987 Philippine Constitution (applicable because the Court’s decision date is post‑1990). Statutory and regulatory authorities governing naturalization in the case: Commonwealth Act No. 473 (Revised Naturalization Law) — Sections 2 (qualifications) and 4 (disqualifications); Republic Act No. 9139 (administrative naturalization statute); and references to Presidential Decrees (Nos. 836 and 1379) as they relate to related amendments and implementation.
Facts Alleged by Petitioner
Petitioner averred he was born in Manila on February 17, 1982; is a Chinese citizen who had continuously resided in the Philippines since birth; is single, able to speak and write English, Chinese and Tagalog; has a gainful occupation with approximate annual income of P100,000 plus benefits; had received schooling in institutions where Philippine history/government/culture were taught; and intends, in good faith, to renounce allegiance to China and to reside continuously in the Philippines upon admission as a citizen. Petitioner submitted documentary evidence (birth certificate, Alien Certificate of Registration, Immigrant Certificate of Residence, school records, employment and tax documents, bank certification, clearances, and medical/psychiatric evaluations) and presented two character witnesses.
Evidence Presented and Witness Testimony
Petitioner presented two witnesses: Atty. Artemio Adasa, Jr. (family legal consultant) and Mark Salcedo (classmate). Atty. Adasa testified to a long acquaintance with the petitioner’s family since ca. 1991–1992, observed family practices (Filipino holidays and fiestas), and gave general statements about the petitioner’s obedience, industriousness and good moral character. Salcedo testified to knowing the petitioner since 1991, seeing him frequently (claimed twice weekly), being a classmate at University of Santo Tomas, and offering primarily general statements about petitioner’s social mingling, academic life and non‑disqualifying conduct. The RTC admitted documentary exhibits and granted the petition on June 4, 2003, concluding petitioner had satisfactorily proven qualifications and absence of disqualifications.
Grounds of Appeal by the Republic (CA)
The Republic appealed, asserting two primary grounds: (1) the two character witnesses were not qualified or credible to vouch for petitioner’s character because their testimony was general, lacking specific instances or details; and (2) petitioner did not meet statutory qualifications, including an age requirement (Section 2 of C.A. No. 473 requires the applicant to be at least 21 years of age on the day of the hearing), because petitioner was only 20 years, nine months and twenty‑five days old at the first hearing (December 12, 2002). The Republic also argued R.A. No. 9139 (which reduced some requirements and lowered age in the administrative context) does not apply to judicial naturalization.
CA Ruling — Reasoning and Disposition
The Court of Appeals set aside the RTC decision and dismissed the petition without prejudice. The CA found the character witnesses lacked credibility and did not provide specific factual testimony sufficient to vouch reliably for petitioner’s qualifications. The CA also held petitioner had not satisfied the age requirement under C.A. No. 473 at the time of hearing. The CA nevertheless expressed that its dismissal was not intended to bar a future application once petitioner satisfies statutory requirements.
Issues Presented to the Supreme Court
The Supreme Court framed the dispositive issues for resolution: (1) whether R.A. No. 9139 applies to judicial petitions for naturalization under C.A. No. 473; and (2) whether petitioner’s witnesses were credible and sufficient under the standards of C.A. No. 473 and jurisprudence to establish petitioner’s qualifications and absence of disqualifications.
Supreme Court on the Applicability of R.A. No. 9139 vs. C.A. No. 473
The Court held that R.A. No. 9139 and C.A. No. 473 are distinct statutes addressing different modes of naturalization: R.A. No. 9139 governs administrative naturalization (a remedial, liberalized, administrative route intended primarily for native‑born aliens residing in the Philippines since birth), while C.A. No. 473 governs judicial naturalization for all aliens generally. The Supreme Court reasoned that absent an express amendment or repeal, R.A. No. 9139 does not alter the qualifications and disqualifications of judicial naturalization under C.A. No. 473. Applying R.A. No. 9139’s relaxed standards to judicial petitions would inappropriately broaden its coverage beyond its intended class (native‑born aliens) and undermine the legislative choice to preserve separate procedures and qualifications. Accordingly, petitioner’s judicial application was governed by C.A. No. 473.
Supreme Court on Witness Credibility and Evidentiary Requirements
The Supreme Court emphasized that character witnesses in naturalization proceedings function as insurers of the applicant’s moral character; they must testify to specific facts and events that justify the inference the applicant meets the statutory qualifications and lacks statutory disqualifications. The Court found that petitioner’s witnesses mainly recited statutory qualifications and gave generalized impressions without concrete, personal observations about petitioner’s conduct sufficient to establish credibility. Atty. Adasa’s testimony reflected familiarity with the petitioner’s family rather than detailed, personal knowledge of petitioner’s specific acts and character; Salcedo’s testimony similarly consisted largely of general statements. The Court reiterated established precedent that credibility is tied to personal standing and reputation in the community and that the applicant bears the burden of proving both his own good moral character and the credibility of his witnesses. Under these standards, petitioner failed to prove his entitlement to naturalization.
Supreme Court on the Government’s Right to Appeal or Challenge Naturalization Grants
The Court rejected petitioner’s contention that the Republic’s failure to oppose the petition at trial precludes appellate or subsequent contestation. It reaffirmed that naturalization proceeding
Case Syllabus (G.R. No. 170603)
Citation and Procedural Posture
- G.R. No. 170603; Decision promulgated January 29, 2007; reported at 542 Phil. 259; Third Division; authored by Justice Callejo, Sr., with Justices Ynares-Santiago, Austria-Martinez, and Chico-Nazario concurring.
- Petition for Review on Certiorari assails the Decision of the Court of Appeals (CA) in CA‑G.R. CV No. 80437 which reversed the Regional Trial Court (RTC) of Manila, Branch 8, decision in Naturalization Case No. 02‑102984 and the CA’s Resolution denying reconsideration.
- Relief sought: reversal of the CA’s setting aside of the RTC’s grant of petitioner’s judicial petition for naturalization and reinstatement of the RTC’s June 4, 2003 grant.
Antecedents and Petition Filing
- Petitioner Edison So filed a judicial Petition for Naturalization under Commonwealth Act No. 473 (Revised Naturalization Law, as amended) on February 28, 2002, docketed Naturalization Case No. 02‑102984.
- Allegations in the petition included:
- Birth date and place: born February 17, 1982, in Manila.
- Citizenship and residence: a Chinese citizen who has lived at No. 528 Lavezares St., Binondo (Tondo), Manila since birth.
- Employment and income: employee deriving an average annual income of around P100,000.00 with free board, lodging and other benefits; gainful occupation; part‑time employment and deposit account evidenced.
- Education and languages: able to speak and write English, Chinese and Tagalog; elementary and high school records from Chang Kai Shek College; Transcript of Records from University of Santo Tomas (UST); petitioner graduated cum laude with B.S. Pharmacy and was on his second year of medical studies at UST Medicine and Surgery (as later averred).
- Family, social and cultural assimilation: mingled socially with Filipinos, observed Filipino customs (Christmas, New Year, fiestas), studied in schools where Philippine history, government and culture are taught.
- Moral and legal qualifications: claimed to be of good moral character; believes in principles underlying the Philippine Constitution; not opposed to organized government; not a polygamist; not convicted of crimes involving moral turpitude; not suffering from mental alienation or incurable contagious disease; intention to renounce allegiance to China and to reside continuously in the Philippines until admission.
- Petitioner asserted exemption from filing Declaration of Intention under Section 6 of C.A. No. 473 due to birth and schooling in the Philippines.
Notices, Publication, and Hearing
- RTC Order dated March 22, 2002 set hearings for December 12 and 17, 2002 at 8:30 a.m., enjoined persons to show cause, ordered publication of the petition, annexes and order once a week for three consecutive weeks in the Official Gazette and a Manila newspaper, and ordered posting in public places in Manila City Hall.
- Petitioner caused publication in the Official Gazette on May 20 and May 27, 2002, and in the newspaper Today on May 25 and June 1, 2002.
- Notices were sent to the National Bureau of Investigation, Department of Justice, Department of Foreign Affairs, and the Office of the Solicitor General (OSG); no opposition was filed in the trial court.
Documentary Evidence Filed and Admitted
- Petitioner’s exhibits admitted by the RTC included, among others:
- Certificate of Live Birth; Alien Certificate of Registration; Immigrant Certificate of Residence.
- Elementary and High School Permanent Records from Chang Kai Shek College.
- Transcript of Records from the University of Santo Tomas.
- Certification of Part‑Time Employment (dated November 20, 2002); Income Tax Returns and Certificate of Withholding Tax for 2001; Metrobank certification of depositor.
- Police clearances showing no charges/convictions for crimes involving moral turpitude.
- Medical certificates and psychiatric evaluation from the Philippine General Hospital.
- Joint Affidavit of Atty. Artemio Adasa, Jr. and Mark B. Salcedo attached.
Testimonial Evidence Presented at Trial
- Atty. Artemio Adasa, Jr. (character witness)
- Testified he knew petitioner since 1991 as legal consultant/adviser to the So family business and attended family social functions and parties.
- Described petitioner as obedient, hardworking, of good moral character; observed petitioner residing at No. 528 Lavezares Street; stated petitioner practiced Philippine traditions and mingled socially with neighbors.
- Asserted petitioner was not disqualified under C.A. No. 473 (not opposed to organized government, not a polygamist, no convictions, not suffering from mental alienation or incurable contagious disease).
- Testimony largely recited statutory qualifications and referenced observations about the family’s practices rather than specific personal acts of the petitioner.
- Mark B. Salcedo (character witness and classmate)
- Testified he had known petitioner for about ten years; first met at a 1991 birthday party; were classmates at UST (Pharmacy).
- Stated he saw petitioner twice a week, attended fiestas and gatherings, visited petitioner’s residence; described petitioner as a person of good moral character who believes in Philippine constitutional principles.
- Named classmates/friends petitioner associated with (Samuel Falmera, Marlon Kahocom, Elmer Ramos, Sharmaine Santos).
- Testimony included general affirmations of petitioner’s qualifications but lacked detailed, specific instances of petitioner’s conduct beyond social interactions and school activities.
- Petitioner’s own testimony
- Testified to possessing required qualifications and absence of disqualifications; answers in some instances were limited to terse responses (yes/no) or general statements to counsel’s questions, as noted by respondent.
RTC Decision (Trial Court)
- RTC granted the petition on June 4, 2003, finding:
- The witnesses had known petitioner for the period required by law and affirmed that petitioner had all qualifications and none of the disqualifications under C.A. No. 473.
- Petitioner satisfactorily supported his petition with evidence.
- Dispositive (fallo) portion: granted the petition and declared Edison So admitted as a citizen of the Philippines upon taking oath, subject to payment of costs of P30,000.00; decision to take effect as soon as final.
Appeal to Court of Appeals — Grounds and Contentions
- Respondent (Republic through OSG) appealed on two principal grounds:
- The two character witnesses, Atty. Adasa and Mark Salcedo, were not qualified character witnesses.
- Petitioner is not qualified for admission as a Philippine citizen.
- Specific contentions raised by respondent included:
- Character witnesses did not know petitioner well enough; their testimony was general, parroting statutory qualifications, and lacked specific details of petitioner’s life and character.
- Witnesses did not reside in the same pla