Case Summary (G.R. No. 192926)
Factual Background
On 28 May 2010, President Gloria Macapagal‑Arroyo issued EO 883, which provided that officers and employees occupying legal positions in the government executive service who had obtained graduate law degrees and successfully passed the bar examinations would initially be granted the rank of CESO III or higher, subject to evaluation and recommendation by the concerned department head and the Career Executive Service Board. EO 883 invoked prior executive orders that had granted CESO rank to holders of certain graduate programs as precedent for treating lawyers likewise. EO 883 also declared that the CESO rank granted thereunder would vest upon compliance with its requirements and would not prescribe.
CESB Resolution and Endorsements
On 2 June 2010, the Career Executive Service Board issued Resolution No. 870, which concluded that there was no legal impediment to the President vesting CESO rank in executive officials even during periods covered by the constitutional ban on midnight appointments. The CESB reasoned that an appointment to a CES rank was not synonymous with an appointment to a position in the legal sense because the conferment of rank merely completed a prior appointment and did not bestow authority to exercise an office’s functions. The CESB thereafter endorsed to President Arroyo its recommendation to vest CESO rank to thirteen officials, including three CESB members who had signed the resolution. On 10 June 2010, President Arroyo appointed the thirteen officials to varying CESO ranks.
Revocation by EO 3 and Petition Filing
On 30 July 2010, President Benigno S. Aquino III issued EO 3, which expressly revoked EO 883 (Section 1) and modified or repealed conflicting executive issuances (Section 2). EO 3’s recitals stated that EO 883 encroached upon the CESB’s exclusive authority under the Integrated Reorganization Plan and EO 292 to promulgate rules, standards, and procedures governing the Career Executive Service. On 4 August 2010, Petitioner filed the present petition for certiorari and prohibition, challenging the constitutionality of EO 883 and CESB Resolution No. 870 as violative of Section 15, Article VII, 1987 Constitution, the constitutional prohibition on appointments during the specified pre‑election and end‑of‑term period.
Petitioner's Contentions
Petitioner argued that appointments to positions and ranks in the Career Executive Service are executive acts that fall within the prohibition of Section 15, Article VII when made during the proscribed period. He maintained that CESB Resolution No. 870 sought to circumvent the constitutional ban by drawing a distinction between the terms appoint and appointment and that the CESB had no power to give a new meaning to presidential issuances, statutes, or the Constitution.
CESB and OSG Positions
The CESB urged dismissal on the ground of mootness in view of EO 3’s revocation of EO 883 and, alternatively, defended the vesting of CESO rank on the basis of an opinion by Atty. Ferdinand Rafanan that conferment of a CESO rank was not equivalent to appointment to an office because it did not confer authority to exercise office functions but merely completed a prior appointment or satisfied eligibility requirements. The CESB relied on the IRP provision that appointments to CES classes shall be made by the President from a list recommended by the Board and emphasized that grant of CESO rank under EO 883 was not automatic and required CESB guidelines; it further asserted that President Arroyo had not conferred CESO rank pursuant to EO 883. The Office of the Solicitor General joined the CESB in urging dismissal as moot, but alternatively contended that EO 883 was unconstitutional under Section 15, Article VII, and that, even if valid, EO 883 did not automatically confer CESO rank.
Issues Presented to the Court
The petition presented, principally, whether EO 883 and CESB Resolution No. 870 violated Section 15, Article VII by effecting appointments or vesting CESO rank during the appointment ban; whether the acts of the President and the CESB amounted to prohibited midnight appointments; and whether the petition remained justiciable after EO 3 revoked EO 883.
The Court's Threshold Disposition: Mootness
The Court dismissed the petition on the threshold ground of mootness. The Court observed that EO 3 had expressly revoked EO 883 and had thereby impliedly rendered CESB Resolution No. 870 without force and effect. Because the challenged issuances had ceased to produce legal consequences, the Court found no reason to reach the merits. The Court emphasized that adjudication of the merits in the absence of an actual, live controversy would violate the constitutional requirement of case and controversy as a precondition to judicial review.
Consideration of Exceptions and Their Application
The Court acknowledged prior instances in which it relaxed the case and controversy requirement, notably where an issue was capable of repetition yet evading review or where a defendant’s voluntary cessation of challenged conduct manifested an intent to place a constitutional question beyond judicial scrutiny. The Court examined these exceptions and concluded that they did not obtain here. The Court found no showing that the question whether vesting CESO rank constitutes an appointment for purposes of the appointment ban would certainly evade review; that question could be decided outside the appointments‑ban period. The Court also found no allegation of an intent by the President or the CESB to evade judicial review by rendering the controversy moot.
Standing, Prejudice, and Absence of Injury
The Court stress
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Case Syllabus (G.R. No. 192926)
Parties and Procedural Posture
- Petitioner Atty. Elias Omar A. Sana filed a petition for certiorari and prohibition challenging the validity of Executive Order No. 883 and CESB Resolution No. 870 for allegedly violating Section 15, Article VII of the Constitution.
- Respondent Career Executive Service Board answered and asked for dismissal on the ground that the controversy was rendered moot by Executive Order No. 3.
- The petition was filed on 4 August 2010 after President Gloria Macapagal-Arroyo had issued EO 883, President Arroyo had designated 13 officials to various CESO ranks, and President Benigno S. Aquino III had issued EO 3 revoking EO 883.
- The Court dismissed the petition on the threshold ground of mootness and declined to reach the constitutional merits.
Key Factual Allegations
- Executive Order No. 883 granted the rank of CESO III or higher to officers occupying legal positions in the government executive service who had obtained graduate law degrees and successfully passed the bar examinations.
- EO 883 invoked prior executive orders that granted CESO rank to holders of certain graduate programs such as MPSA and MNSA as precedent for extending rank to government lawyers.
- CESB Resolution No. 870 concluded that vesting a CESO rank is not an "appointment" in the constitutional sense and found no legal impediment to conferring CESO rank during the election-appointment ban.
- The CESB endorsed to President Arroyo recommendations to vest CESO rank to 13 officials, including three members of the CESB who had signed Resolution No. 870.
- On 10 June 2010, President Arroyo appointed the 13 recommended officials to varying CESO ranks.
- On 30 July 2010, President Aquino issued Executive Order No. 3, which expressly revoked EO 883 and declared the repeal or modification of conflicting executive issuances.
Statutory and Regulatory Framework
- The constitutional provision at issue was Section 15, Article VII of the Constitution, which imposed a ban on presidential appointments during the two months immediately before the next presidential elections up to the end of the term, with limited exceptions.
- EO 883 invoked Republic Act No. 1080 and provisions of the Administrative Code concerning classification of the Career Executive Service and cited prior executive orders granting CESO rank for certain graduate programs.
- CESB defenses relied on Article IV, Part III, paragraph (c) of the Integrated Reorganization Plan (IRP) and on Section 8, Chapter 2, Subtitle A, Title I, Book V of the Administrative Code as vesting rulemaking and prescriptive authority over CES entrance to the CESB.
- EO 3 invoked Section 2, Article IX-B of the 1987 Constitution, the IRP, and EO 292 to support its revocation of EO 883 as an encroachment on the CESB’s rulemaking authority under PD No. 1 and EO 292.
Issues Presented
- Whether Executive Order No. 883 and CESB Resolution No. 870 violated Section 15, Article VII of the Constitution by effectuating appointments to CESO ranks during the prohibited appointment period.
- Whether vesting a CESO rank to an incumbent executive official constitutes an "appointment" for purposes of the constitutional ban.
- Whether the petition was rendered moot by Executive Order No. 3 revoking EO 883.
Contentions of the Parties
- Petiti