Case Summary (G.R. No. 71908)
Petitioners
Named petitioners were numerous members of the Batasan Pambansa who, having secured at least one-fifth of the Batasan’s membership, filed Resolution No. 644 and an accompanying verified complaint seeking impeachment of the President and who thereafter challenged the Committee’s and the Batasan’s disposition of that resolution and complaint.
Respondents
Respondents included Nicanor E. Yniguez (Speaker), Manuel M. Garcia, Guardson R. Lood, Renato L. Cayetano, Antonio M. Diaz, Damian V. Aldaba, Juan Ponce Enrile, and other members of the Committee on Justice, Human Rights and Good Government, and the Committee itself. They acted to determine sufficiency and to dismiss the complaint and to report that dismissal, which the Batasan noted and archived.
Key Dates and Procedural Milestones
- August 13, 1985: Petitioners filed Resolution No. 644 and the verified impeachment complaint with the Batasan; Speaker referred the matter to the Committee on Justice, Human Rights and Good Government.
- August 14, 1985: The Committee found the complaint insufficient in form and substance, dismissed the complaint, and submitted its report; the Batasan noted the report and sent it to the archives. MP Ramon V. Mitra’s motion to recall the resolution and complaint was denied by the Batasan.
- September 7, 1985: The present petition was filed with the Supreme Court.
(Decision rendered by the Supreme Court on February 4, 1986 is relevant to choice of governing Constitution for analysis; the Court relied on the 1973 Constitution in its reasoning.)
Applicable Law (Constitutional Provisions and Rulemaking Authority)
The Court analyzed the dispute under the 1973 Constitution. The relevant constitutional provisions invoked by the parties and the Court included the impeachment clauses (Article XIII, particularly Sections 2 and 3 as interpreted in the decision) and the Batasan’s authority to adopt rules of procedure (Article VIII, Sec. 8(3) under the 1973 Constitution). Petitioners also invoked the Constitution’s amending procedures (Article XVI) in arguing that the Batasan’s rules impermissibly amended the Constitution.
Facts Relevant to the Judicial Challenge
The Committee on Justice determined the complaint was insufficient in form and substance and dismissed it on August 14, 1985; this committee action was noted by the Batasan and archived. Petitioners sought an order from the Supreme Court (prohibition, mandamus, injunction) to (a) declare Sections 4, 5, 6 and 8 of the Batasan’s Impeachment Rules unconstitutional, (b) annul Committee Report No. 154 which dismissed Resolution No. 644 and the attached complaint, and (c) compel the Committee to recall and report out the archived resolution and complaint so that the Batasan could proceed with an impeachment trial.
Procedural History Before the Supreme Court
A related petition (G.R. No. L-71688) filed August 17, 1985 by Arturo M. de Castro and Perfecto L. Cagampang sought certiorari and mandamus to annul the Committee’s dismissal and compel the Committee and the Batasan to give due course to the complaint; that petition was dismissed as raising a political question and falling within the exclusive powers of the Batasan. The present petition was not dismissed outright; respondents were required to comment because petitioners challenged the constitutionality of the Batasan’s Rules, implying that the Batasan might have transgressed constitutional limits, which could raise a justiciable issue.
Relief Sought by Petitioners
Petitioners requested: (1) declaratory relief that Sections 4, 5, 6 and 8 of the Batasan’s Impeachment Rules are unconstitutional; (2) annulment of the Committee’s report dismissing the complaint; (3) preliminary injunction restraining enforcement of the questioned provisions; and (4) a preliminary mandatory injunction (mandamus) compelling the Committee to recall the archived resolution and complaint and report them out so that the impeachment trial could proceed before the Batasan as a body.
Petitioners’ Constitutional Arguments
Petitioners argued that the Batasan Rules (Sections 4, 5, 6 and 8): (a) effectively amended Section 3, Article XIII of the 1973 Constitution by empowering a committee or a smaller body to override an impeachment resolution endorsed by at least one-fifth of Batasan members without complying with the Constitution’s amendatory process; (b) vested the Committee with the power to terminate impeachment proceedings at various stages, usurping the prerogative of the Batasan as a collegiate body; and (c) imposed an unlawful condition precedent in Section 8 by requiring a majority vote of all members of the Batasan to approve a resolution setting forth Articles of Impeachment, whereas the Constitution required only endorsement by at least one-fifth for initiation and prescribed a two-thirds concurrence only for conviction.
Respondents’ Defenses
Respondents’ principal defenses were: (1) the matter concerns the internal proceedings and prerogatives of the Batasan, over which the Court lacks jurisdiction; (2) questions raised are political in nature and nonjusticiable; (3) the Impeachment Rules are consistent with the Constitution; (4) even if the Rules were invalid, the Batasan as a body could dismiss the complaint independent of those Rules; (5) mandamus cannot be directed against a coordinate legislative body to compel performance of duties within its exclusive sphere. Specific respondents also asserted lack of standing by petitioners or reiterated that impeachment powers are exclusively legislative.
Issues Framed by the Court
The Court framed the core issues succinctly: (1) Whether the Supreme Court has jurisdiction to order the Committee to recall and report out the archived impeachment resolution and complaint; (2) Whether, assuming recall, the Court can compel the Batasan to conduct an impeachment trial on the charges; and (3) Whether the challenged Rules (Sections 4, 5, 6 and 8) violate the Constitution’s impeachment provisions.
Court’s Ruling on Jurisdiction and Political Question
The Court concluded it lacked authority to compel the Batasan as a body to conduct the impeachment trial. The dismissal of the impeachment complaint by the Committee was effectively confirmed by the Batasan when it denied MP Mitra’s motion to recall the archived resolution and complaint. That Batasan action was an act of the Batasan as a body in the exercise of constitutional powers. The Court reiterated the separation-of-powers principle: courts will not issue mandamus to a coordinate legislative body to compel performance of duties within that body’s exclusive constitutional sphere. The Court cited precedent (including Alejandrino v. Quezon and Abueva v. Wood) to emphasize that ordering subordinate officers would amount to an order directed effectively to the legislative body itself and would risk unseemly conflict between branches.
Court’s Analysis of the Justiciability of Committee Action
Although petitioners raised constitutional objections to the Rules, the Court treated the essential relief sought as compulsion for the Batasan to proceed to trial. The Court held that even if the order were addressed to the Committee to recall the complaint, such an order would be tantamount to directing the Batasan itself to act and therefore would be ineffectual or improper. The Court emphasized that writs of mandamus and injunction should not be issued where they would be fruitless, cause conflict between branches, or attempt to control the internal deliberations of a legislative body and its committees.
Court’s Analysis of the Constitutionality of the Rules
The Court found no basis to declare Sections 4, 5, 6 and 8 of the Batasan’s Impeachment Rules unconstitutional under the 1973 Constitution. The Court observed that the Constitution prescribes only minimal impeachment parameters—initiation by at least one-fifth of members and conviction by at least two-thirds—but leaves procedural details to the Batasan’s rulemaking power (Article VIII, Sec. 8(3)). Thus the Batasan lawfully adopted rules to determine sufficiency in form and substance, to require evidence and memoranda, to set time frames for committee reports, and to require a majority vote of all members for approval of a resolution setting forth Articles of Impeachment. The Court reasoned that these procedural rules do not amend the Constitution; rather they regulate the preparatory and trial phases and can be adopted, amended, or waived by the Batasan itself.
Court’s Rationale Regarding Section 8 and Majority Dismissal
The Court specifically addressed the argument that Section 8 imposes an unconstitutional condition by requiring a majority vote of all members of the Batasan for approval of the resolution setting forth Articles of Impeachment. The Court found the provision consistent with the Constitution because a dismissal by majority of all members makes it mathematically impossible to achieve the two-thirds vote necessary for conviction; therefore, the Batasan
Case Syllabus (G.R. No. 71908)
Procedural Posture and Relief Sought
- Petition for prohibition to restrain respondents from enforcing Sections 4, 5, 6 and 8 of the Batasan Rules of Procedure in Impeachment Proceedings and for mandamus to compel the Batasan Committee on Justice, Human Rights and Good Government to recall from the archives and report out the resolution together with the verified complaint for the impeachment of the President of the Philippines.
- Petitioners were members representing more than one-fifth of all members of the Batasan who filed Resolution No. 644 and an attached verified complaint calling for the impeachment of President Marcos on August 13, 1985.
- Relief prayed: declaration that Sections 4, 5, 6 and 8 of the Batasan Impeachment Rules (approved August 16, 1984 by vote of 114–58) are unconstitutional; annulment of Committee Report No. 154 dismissing Resolution No. 644 and its complaint; issuance of a writ of preliminary injunction restraining enforcement of the questioned provisions; issuance of a writ of preliminary mandatory injunction commanding the Committee to recall the archived resolution and complaint so the Batasan can conduct the impeachment trial forthwith.
Relevant Facts and Chronology
- August 13, 1985: Petitioners filed with the Batasan Resolution No. 644 and a verified complaint for the impeachment of the President.
- Speaker referred the resolution and complaint to the Committee on Justice, Human Rights and Good Government.
- August 14, 1985: The Committee found the complaint not sufficient in form and substance, disapproved Resolution No. 644, dismissed the charges, submitted its report, which the Batasan noted and sent to the archives.
- August 14, 1985: MP Ramon V. Mitra filed a motion to recall Resolution No. 644 and the attached complaint from the archives; the Batasan disapproved the motion.
- September 7, 1985: Present petition filed with the Supreme Court.
- Prior related filing: G.R. No. L-71688 (Arturo M. de Castro and Perfecto L. Cagampang) filed August 17, 1985, sought certiorari and mandamus to annul the same Committee resolution; that petition was denied due course and dismissed outright by this Court.
Text of the Challenged Provisions (as quoted in the record)
- SEC. 4. Notice to Complainant and Respondent.
- Committee shall determine whether the complaint is sufficient in form and substance; if not sufficient, it shall dismiss and submit its report; if sufficient, it shall furnish respondent a copy and advice to answer within 15 days; answer may include affirmative defenses; with Committee leave, complainant may reply and respondent rejoinder.
- SEC. 5. Submission of Evidence and Memoranda.
- After receipt or expiration of pleadings, Committee determines whether sufficient grounds exist; if none, it shall dismiss and report; if grounds exist, Committee requires submission of affidavits/counter-affidavits and authenticated documents or may require oral testimony; may examine and allow cross-examination; after submission of evidence, may require memoranda then submit for resolution.
- SEC. 6. Report and Recommendations.
- Committee shall submit a report containing findings and recommendations within thirty (30) session days from submission for resolution; if majority of all Committee members find probable cause, it shall submit with its report a resolution setting forth the Articles of Impeachment; if not, complaint shall be dismissed subject to Section 9.
- SEC. 8. Vote Required for Trial.
- A majority vote of all the members of the Batasan is necessary for the approval of the resolution setting forth the Articles of Impeachment; if approved, set for trial on the merits by the Batasan; if not approved, the complaint for impeachment is dismissed.
Petitioners’ Core Contentions (as presented)
- The questioned provisions are unconstitutional because they effectively amend Sec. 3 of Article XIII of the 1973 Constitution without following Article XVI amendatory procedures, by empowering a smaller body (the Committee) to supplant and overrule a complaint endorsed by at least one-fifth of all Batasan members.
- The provisions allow the Committee and then the Batasan to derail or terminate impeachment proceedings at various stages, usurping the prerogative of the Batasan as a collegiate body to initiate and try impeachments.
- Section 8 is unconstitutional for imposing an extra condition precedent not required by the Constitution — requiring a majority vote of all the members of the Batasan for approval of the resolution setting forth the Articles of Impeachment, whereas the Constitution only requires initiation by at least one-fifth of members and conviction by at least two-thirds.
- Petitioners ask the Court to compel recall from the archives of Resolution No. 644 and its attached complaint so the impeachment trial can be conducted forthwith by the Batasan as a body.
Respondents’ Principal Contentions (as presented)
- Speaker Nicanor Yniguez and Committee members contend the petition should be dismissed because:
- It is a suit against the Batasan itself over which the Court has no jurisdiction.
- It raises political questions non-justiciable by the courts.
- The Impeachment Rules conform to the Constitution; assuming invalidity, dismissal of the complaint would remain valid because the Batasan as a sovereign body has the power to dismiss impeachment complaints even without those rules.
- The Court cannot issue mandamus to compel the Batasan to give due course to an impeachment complaint.
- Renato L. Cayetano contends:
- The question is political; petitioners lack proper party status; the petition is an advisory opinion in absence of a real controversy; prohibition and mandamus are improper remedies; preliminary mandatory injunction is improper.
- Salacnib P. Baterina contends petitioners lack standing and impeachment power is lodged exclusively in the Batasan.
Prior Decision on Related Petition (G.R. No. L-71688) — Summary
- In G.R. No. L-71688 (filed Aug. 17, 1985), petitioners Arturo M. de Castro and Perfecto L. Cagampang sought certiorari and mandamus to annul the Committee resolution dismissing the same impeachment complaint and to compel due course.
- This Court denied due course and dismissed that petition outright, holding:
- The 1973 Constitution vests exclusive power to initiate, try and decide impeachment cases in the Batasan Pambansa; Committee action dismissing the complaint involves a political question not cognizable by the courts.
- The Constitution does not prescribe impeachment procedure; it is for the Batasan to enact rules of procedure.
- Interpretation and application of those rules are beyond the Court’s review.
- Mandamus will not lie against a coordinate branch to compel performance of duties within its sphere.
- The Court cannot issue mandamus to the Batasan to give due course to the impeachment complaint.
Issues Framed by the Court for Decision
- Whether the Supreme Court has jurisdiction to order the Committee on Justice, Human Rights and Good Government to recall from the archives and report out the resolution and complaint for impeachment.
- Whether, assuming the recall, the Court can order the Batasan to conduct a trial on the charges contained in the resolution and complaint.
- Whether Sections 4, 5, 6 and 8 of the Batasan Rules of Procedure in Impeachment Proceedings are unconstitutional for the reasons asserted by petitioners.
Court’s Analysis — Jurisdiction and Justiciability
- The Court observed that the petition’s substance is a request to compel the Batasan to proceed with an impeachment hearing because one-fifth of its members had filed a resolution and complaint.
- The petition asks the Court effectively to order the Batasan as a body to conduct the impeachment trial; the Court reiterated that the Batasan has the exclusive constitutional power to initiate, try and decide impeachments.
- The Court emphasized the doctrine of separation of powers under the 1973 Constitution, albeit modified by aspects of parliamentary system adoption.
- Mandamus will not lie from one branch of government to a coordinate branch to compel performance of duties within the latter’s sphere; the Court cannot compel the Batasan to give due course to the impeachment complaint.
- An order addressed to the Committee to recall the archive material would, in effect, be a direct order to the Batasan itself; precedent (Alejandrino v. Quezon and Abueva v. Wood) bars mandamus in such circumstances where the subordinate officers cannot act independently of the legislative body.
- The Court noted that mandamus should not issue where it would be ineffectual, create discord, or lead to unseemly conflicts between coordinate branches (quoting Alejandrino v. Quezon and Sutherland v. Governor of Michigan).
Court’s Analysis — Merits on Constitutionality of the Challenged Rules
- The Court found no basis for the contention that Sections 4, 5, 6 and 8 violate the Constitution on impeachment.
- The Constitution, the Court reiterated, says only that impeachment may be initiated by a vote of at least one-fifth of all Batasan members and that no official shall be convicted without the concurrence of at least two-thirds of all members; it does not prescribe procedure.
- The Batasan, pursuant to its power to adopt rules of proceedings (Article VIII, Sec. 8(3) cited), may adopt necessary rules to govern impeachment proceedings.
- The Rules providing for dismissal of complaints not sufficient in form or substance, for lack of sufficient grounds, or where probable cause is not established, and the provision requiring a majority vote of all members for approval of the resolution setting forth Articles of Impeachment, are not inconsistent with Section 3, Article XIII of the 1973 Constitution.
- The Court explained that a majority vote dismissing a complaint makes mathematically impossible the two-thirds vote required for conviction; thus Batasan may specify when proceedings may be terminated or dismissed.
- The Court characterized the Committee’s actions (testing sufficiency