Case Summary (G.R. No. 206666)
Procedural history before COMELEC and the Supreme Court
Following Estrada’s filings for elective office, multiple petitions to disqualify him arose. COMELEC Second Division dismissed the 2013 disqualification petition filed by Risos‑Vidal (SPA No. 13‑211 (DC)) on April 1, 2013 and the En banc denied reconsideration on April 23, 2013. Risos‑Vidal filed a petition for certiorari in the Supreme Court seeking annulment of those COMELEC resolutions. Alfredo Lim was permitted to intervene at the Supreme Court level and presented substantially the same arguments that Estrada’s pardon did not remit the perpetual disqualification and that, if Estrada were disqualified, Lim (second placer) should be declared the mayor.
Single controlling legal question presented
Although five issues were framed by the petitioner, the Supreme Court identified one essential question: whether COMELEC committed grave abuse of discretion in ruling that Estrada’s pardon restored his right to vote and be voted for and thus qualified him to run for public office.
Petitioner’s (Risos‑Vidal) principal arguments
Risos‑Vidal asserted the pardon was conditional because Estrada’s acceptance indicated assent to a precondition in the preambular clause that he had publicly committed not to seek elective office. She relied on Articles 36 and 41 of the Revised Penal Code to argue that restoration of the right to hold public office and suffrage and remission of accessory penalties (such as perpetual absolute disqualification) must be expressly stated in a pardon; she contended Estrada’s pardon did not expressly restore those specific political rights.
COMELEC / OSG and Estrada’s principal defenses
COMELEC and the OSG defended the COMELEC resolutions, emphasizing (i) COMELEC’s prior 2010 rulings concerning Estrada’s presidential candidacy which had held the pardon restored his rights, (ii) that the pardon’s language (“restored to his civil and political rights”) was plain and sufficient, and (iii) that a rigid, formalistic reading of Articles 36 and 41 to require specific formulaic words was unnecessary and impermissible if it unduly restricted the President’s constitutional pardoning power. Estrada urged that the pardon was absolute in form and effect, restored his full civil and political rights (including eligibility), and that COMELEC’s factual determinations about pardon and eligibility were not subject to reversal except for grave abuse of discretion.
Standard of review and scope of certiorari
The Court reiterated that review of COMELEC decisions by certiorari is limited to grave abuse of discretion — a patent and gross exercise of judgment equivalent to lack or excess of jurisdiction. The Court emphasized deference to COMELEC given its constitutional competence over election matters; a successful certiorari must show COMELEC acted in a whimsical, arbitrary or capricious manner or otherwise refused to perform a positive duty enjoined by law.
Majority’s disposition: petition denied; COMELEC resolutions affirmed
Applying the limited certiorari standard, the Court denied the petition for certiorari and the petition‑in‑intervention and affirmed the COMELEC Second Division’s April 1, 2013 resolution and the COMELEC En banc’s April 23, 2013 resolution. The Court held that Estrada’s pardon was absolute and that it restored his civil and political rights, including the right to seek public elective office.
Majority’s reasoning on presidential pardoning power
The Court stressed the plenary nature of the President’s pardoning power under the 1987 Constitution (Article VII, Section 19) and that Articles 36 and 41 of the Revised Penal Code must be construed so as not to erode that constitutional prerogative. The Court explained that Articles 36 and 41 are best read as procedural or conventional prescriptions (requiring express restoration where intended) which must be harmonized with the President’s constitutional authority; they do not, in the Court’s view, limit the President’s power to restore rights by clear, express language.
Majority’s textual reading of the pardon
The Court found the dispositive language of the pardon — “He is hereby restored to his civil and political rights” — to be complete, unambiguous and constitutionally sufficient to satisfy the express‑restoration requirements of Articles 36 and 41. The Court rejected the argument that the third preambular Whereas clause (that Estrada had publicly committed to no longer seek elective office) converted the pardon into a conditional pardon, treating preambular clauses as non‑operative and not controlling where the dispositive clause is clear.
Consideration of relevant jurisprudence (Monsanto and others)
The Court discussed Monsanto v. Factoran and distinguished concurring views that urged a strict formulaic requirement; it treated Monsanto’s majority as not adopting an unduly strict rule and used Monsanto to support that a clear assertion of restoration of civil and political rights suffices. The Court also reasoned that prior COMELEC determinations and its own jurisprudence support that a pardon restoring civil and political rights includes the political rights of suffrage and to hold office.
COMELEC’s reliance on prior rulings and res judicata considerations
The Court upheld COMELEC’s exercise of judicial cognizance of its 2010 rulings on the same issue: the COMELEC had consistently held Estrada’s pardon restored his eligibility, and those rulings were final and non‑appealable under the constitutional framework and COMELEC procedural rules. The Court concluded Risos‑Vidal failed to show cogent grounds that would warrant reversal, and that COMELEC did not commit grave abuse of discretion in treating the matter as settled.
Consideration of electoral interests and the popular vote
The Court noted the public interest in protecting voters’ choices and construed any ambiguity in favor of the pardonee and the people who voted for him; the opinion states that where there is doubt about legal technicalities in election cases, courts should give primacy to the will of the electorate subject to the limits of the law.
On intervention by Alfredo S. Lim
The Court found Lim’s petition‑in‑intervention unnecessary to decide separately because his arguments substantially mirrored Risos‑Vidal’s. In the majority analysis the Court nevertheless discussed considerations on timeliness and intervention and found no separate ground to change the outcome, ultimately dismissing the petition‑in‑intervention as w
Case Syllabus (G.R. No. 206666)
Case Caption and Procedural Posture
- Decision reported at 751 Phil. 479, En Banc, G.R. No. 206666, January 21, 2015; ponente: Justice Leonardo-De Castro.
- Before the Court: (1) Petition for certiorari under Rule 64 in relation to Rule 65 filed by Atty. Alicia Risos-Vidal (Risos‑Vidal) seeking annulment of COMELEC Second Division resolution of April 1, 2013 and COMELEC En banc resolution of April 23, 2013 in SPA No. 13-211 (DC) dismissing her petition to disqualify Joseph Ejercito Estrada (Estrada); and (2) Petition‑in‑Intervention by Alfredo S. Lim (Lim) praying to be declared the duly elected Mayor of Manila because Estrada was disqualified.
- Relief sought by Risos‑Vidal: writ of certiorari annulling COMELEC resolutions for grave abuse of discretion amounting to lack or excess of jurisdiction.
- Lim sought intervention after the May 13, 2013 elections and asked to be declared the winning candidate (second placer with 313,764 votes), on grounds that Estrada’s disqualification renders votes for him stray.
- While the case was pending, elections were held on May 13, 2013; Estrada received 349,770 votes and was proclaimed Mayor of Manila.
Salient Facts
- September 12, 2007: Sandiganbayan convicted former President Joseph Ejercito Estrada in Criminal Case No. 26558 (People v. Estrada, et al.) of plunder (RA 7080, as amended), sentencing him to reclusion perpetua and accessory penalties of civil interdiction during the period of sentence and perpetual absolute disqualification; forfeitures were declared.
- October 25, 2007: President Gloria Macapagal‑Arroyo (PGMA) granted executive clemency (a pardon) to Estrada. The dispositive language included: “I hereby grant executive clemency to JOSEPH EJERCITO ESTRADA … He is hereby restored to his civil and political rights. The forfeitures imposed by the Sandiganbayan remain in force and in full … Upon acceptance of this pardon by JOSEPH EJERCITO ESTRADA, this pardon shall take effect.”
- October 26, 2007 (3:35 p.m.): Estrada “received and accepted” the pardon by affixing his signature and handwritten notation on the document.
- November 30, 2009: Estrada filed a Certificate of Candidacy for President; three COMELEC petitions opposed his candidacy in 2009–2010 (SPA Nos. 09‑024, 09‑028, 09‑104).
- January 20, 2010 COMELEC Second Division resolutions and subsequent En banc action effectively dismissed those challenges, concluding that the constitutional bar on re‑election applied to an incumbent president and that the pardon restored Estrada’s right to vote and be voted for; motions for reconsideration were denied; petitioner Pormento sought certiorari before this Court (G.R. No. 191988) but the petition was dismissed on mootness grounds on August 31, 2010 because Estrada lost the presidential election.
- October 2, 2012: Estrada filed Certificate of Candidacy for Mayor of Manila.
- January 24, 2013: Risos‑Vidal filed SPA No. 13‑211 (DC), petitioning Estrada’s disqualification under Section 40 of the Local Government Code (LGC) in relation to Section 12 of the Omnibus Election Code (OEC), asserting that his Sandiganbayan conviction for plunder (an offense involving moral turpitude and punishable by more than one year) disqualified him and that the pardon did not expressly restore/remit the perpetual absolute disqualification.
- April 1, 2013: COMELEC Second Division dismissed the disqualification petition for utter lack of merit, relying on its 2010 rulings that the pardon restored Estrada’s civil and political rights.
- April 23, 2013: COMELEC En banc denied Risos‑Vidal’s motion for reconsideration.
- April 30, 2013: Risos‑Vidal filed the present certiorari petition with the Supreme Court.
- June 7, 2013: Lim moved for leave to intervene; Court granted intervention on June 25, 2013.
Text of the Pardon (as stated in the record)
- PARDON (dispositive excerpt): “IN VIEW HEREOF and pursuant to the authority conferred upon me by the Constitution, I hereby grant executive clemency to JOSEPH EJERCITO ESTRADA, convicted by the Sandiganbayan of Plunder and imposed a penalty of Reclusion Perpetua. He is hereby restored to his civil and political rights. The forfeitures imposed by the Sandiganbayan remain in force and in full, including all writs and processes issued by the Sandiganbayan in pursuance hereof, except for the bank account(s) he owned before his tenure as President. Upon acceptance of this pardon by JOSEPH EJERCITO ESTRADA, this pardon shall take effect.”
Relevant Statutes and Provisions Cited
- Article 36, Revised Penal Code (RPC): “A pardon shall not work the restoration of the right to hold public office, or the right of suffrage, unless such rights be expressly restored by the terms of the pardon. …”
- Article 41, RPC: accessory penalties of reclusion perpetua/reclusion temporal include civil interdiction and perpetual absolute disqualification “which the offender shall suffer even though pardoned as to the principal penalty, unless the same shall have been expressly remitted in the pardon.”
- Section 40, Local Government Code (LGC): disqualifications from local elective office including those “sentenced by final judgment for an offense involving moral turpitude … within two (2) years after serving sentence.”
- Section 12, Omnibus Election Code (OEC): disqualification for various offenses but exception “unless he has been given plenary pardon or granted amnesty.”
- Section 19, Article VII and Section 5, Article IX‑C, 1987 Constitution: Presidential pardoning and amnesty powers and limits.
- COMELEC rules (Rules/Resolution No. 9523 cited on petition timing and procedure) and Rules of Court on certiorari (Rules 64, 65).
Questions Presented to the Court (as framed by Risos‑Vidal)
- Whether the COMELEC committed grave abuse of discretion amounting to lack or excess of jurisdiction in:
- Holding that Estrada’s pardon was not conditional;
- Not finding Estrada disqualified under Section 40 of the LGC in relation to Section 12 of the OEC for conviction of plunder involving moral turpitude;
- Dismissing the petition on the ground that the issues had been resolved in prior cases (Pormento, SPA No. 09‑028; Mary Lou Estrada, SPA No. 09‑104);
- Not ruling that Estrada’s pardon neither restored his suffrage nor remitted perpetual absolute disqualification; and
- Not exercising COMELEC’s motu proprio power to disqualify Estrada.
Essential Legal Issue Identified by the Court
- Whether the COMELEC committed grave abuse of discretion amounting to lack or excess of jurisdiction in ruling that Estrada is qualified to vote and be voted for in public office as a result of the pardon granted by PGMA.
Arguments of the Petitioner (Risos‑Vidal)
- The pardon was conditional; Estrada’s acceptance indicates a conditional pardon tied to the third “whereas” clause: “Joseph Ejercito Estrada has publicly committed to no longer seek any elective position or office.”
- Even if accepted, the pardon did not expressly restore the right to hold public office or suffrage as required by Articles 36 and 41 RPC; therefore, perpetual absolute disqualification remained.
- Relies on the concurring opinions in Monsanto v. Factoran (Justices Padilla and Feliciano) to argue that restoration must be expressed in clear, explicit, and specific language.
- Contends COMELEC erred in taking judicial notice of its 2010 rulings and dismissing the petition as the pardon’s third whereas clause and the failure to expressly restore rights render Estrada ineligible.
Arguments of the Office of the Solicitor General / COMELEC (as represented by OSG)
- COMELEC properly exercised discretion and took judicial cognizance of its 2010 resolutions (SPA Nos. 09‑024/028/104) — within Section 2, Rule 129 Rules of Court power to take judicial notice of matters of public knowledge or records.
- The pardon granted to Estrada effectively restored his right to run for public office; the pardon was absolute.
- Articles 36 and 41 RPC should not be given an over‑rigid construction that would unduly restrict the President’s pardoning power; the phrasing in the pardon (“restored to his civil and political rights”) is sufficient.
- The third whereas clause is not an operative condition and is not integral to the dispositive grant of clemency.
Arguments of Estrada (Respondent)
- COMELEC’s factual findings on absoluteness of the pardon and its effects are binding and conclusive.
- He received an absolute pardon restor