Title
Pioneer Insurance and Surety Corporation vs. The Insurance Company, successor by merger to Clearwater Insurance Company
Case
G.R. No. 256177
Decision Date
Jun 27, 2022
Pioneer Insurance challenged enforcement of a $344,991.68 arbitral award favoring Clearwater, citing public policy and procedural defects. The Supreme Court upheld the award, emphasizing pro-enforcement under the New York Convention and rejecting Pioneer’s objections.

Case Summary (G.R. No. 256177)

Facts of the Case

Pioneer is a domestic insurance corporation engaged in non-life insurance, while Clearwater Insurance Company, organized under Delaware law, underwent a merger with TIG Insurance Company in 2016. Clearwater initiated a petition in the RTC for the confirmation and enforcement of an arbitral award dated April 25, 2013, from a panel of arbitrators in the United States. The dispute arose from a retrocession agreement known as the SK 100 agreement, under which Pioneer assumed a portion of Clearwater’s liabilities. Following arbitration proceedings, where Pioneer failed to participate, the panel ordered Pioneer to pay approximately $344,991.68 to Clearwater, inclusive of various fees and costs.

Procedural History

After failing to pay the arbitral award, Clearwater sought judicial confirmation. Pioneer opposed the petition, raising several procedural and substantive issues. On September 21, 2016, the RTC dismissed Pioneer’s procedural challenges, asserting that it could not review the merits of the arbitral award under the Alternative Dispute Resolution (ADR) Law. Consequently, the RTC confirmed the arbitral award, leading Pioneer to file a Petition for Review with the CA, which was ultimately denied. The CA upheld the RTC's decision, stating that Pioneer had not proven any public policy violations and failed in its arguments regarding jurisdiction and the lack of sufficient verification.

Issues Raised

Pioneer asserted that Clearwater's petition was deficient for failing to include a Secretary's Certificate, to confirm the authority of its legal counsel. Additionally, Pioneer contended that the arbitral award violated public policy since Clearwater’s claim had allegedly prescribed under the New York Civil Practice Law and Rules' six-year limitation period. It also claimed that the Philippine courts lacked jurisdiction as the arbitration clause stipulated proceedings in a US District Court.

Court's Ruling on Procedural Issues

The Supreme Court analyzed the procedural argument regarding the Secretary's Certificate. It determined that the Special ADR Rules governing this case did not require such a certificate, nor did it impose strict compliance with similar requirements found in traditional civil procedure. Consequently, Clearwater's submission, which included an affidavit from its senior vice president granting authority for the verification and certification, sufficiently complied with the applicable rules.

Ruling on Public Policy and Prescription

Regarding the substance of the case, the Court affirmed the CA's findings that Pioneer failed to demonstrate that enforcing the arbitral award would contravene public policy. The prescription argument raised by P

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