Title
Philippine National Bank vs. Spouses Rocamora
Case
G.R. No. 164549
Decision Date
Sep 18, 2009
Spouses Rocamora contested PNB's deficiency claim after foreclosure, citing invalid interest rate hikes and delayed foreclosure. SC ruled in their favor, invalidating unilateral interest increases and PNB's non-compliance with PD 385, but denied damages due to lack of bad faith.

Case Summary (G.R. No. 217024)

Factual Antecedents

The Rocamoras obtained a loan categorized under the Cottage Industry Guarantee and Loan Fund (CIGLF) with terms that included escalating interest rates. They paid approximately P32,383.65 towards the loan, leading PNB to initiate foreclosure proceedings due to insufficient repayment. Following foreclosure, PNB claimed the Rocamoras still owed P206,297.47 after accounting for the proceeds of the sale.

Procedural History

Initially, the Regional Trial Court (RTC) of Puerto Princesa City dismissed PNB's complaint for a deficiency judgment, ruling that the escalation clause was invalid and that PNB's delay in foreclosure was contrary to the Mandatory Foreclosure Law (PD 385). This ruling was upheld by the Court of Appeals (CA), which found insufficient evidence to support the claimed deficiency amount and held that PNB had unilaterally increased interest rates without the Rocamoras' consent.

The Petition

PNB contends that the lower courts erred in invalidating the escalation clause included in the promissory note and argues that it is entitled to the deficiency judgment. PNB argues that the clause complies with prior jurisprudence and asserts that its actions were within the law's parameters regarding the timing of foreclosure.

Proof of Deficiency Claim Necessary

The court underscores that for PNB to establish a right to a deficiency judgment, evidence must substantiate the alleged obligation after deducting foreclosure proceeds. The findings from the RTC and CA indicated that PNB failed to provide coherent and consistent evidence for the claimed deficiency amount. The differing amounts documented by PNB itself raised questions about the credibility of its claim.

Escalation Clauses and Unilateral Changes

While escalation clauses are acknowledged within the realm of credit agreements, the court emphasizes that these clauses do not grant creditors unrestricted authority to unilaterally adjust interest rates. In line with previous rulings, any adjustment must reflect mutual agreement, and absent consent, such increases lack binding authority.

Delay in Foreclosure Proceedings

The case references PD 385, which mandates that financial institutions must immediately foreclosure if arrearages exceed 20% of the outstanding obligation. PNB commenced foreclosure proceedings three years following Rocamoras' default, which the court interpreted as a significant delay affecting the deficiency claim due to accrued penalties and interest during this period.

Award for Damages

The court clarifies that

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