Case Summary (G.R. No. 135382)
Key Dates and Procedural Posture
Offense alleged to have occurred on or about April 28, 2014. RTC Branch 8, Pallocan West, Batangas City convicted the accused of rape and sentenced him (Decision dated August 31, 2016). The Court of Appeals affirmed with modification (Decision dated May 29, 2018). The Supreme Court rendered the controlling disposition reversing part of the conviction and convicting for sexual assault (Decision rendered September 3, 2020).
Summary of the Prosecution’s Version of Events
AAA testified that while charging her cellphone inside the church she was directed to the storeroom by the accused. After pointing to where bar soaps were kept, she was grabbed—first across the breasts, then at the front of her pants over her genitals—dragged farther into the storeroom, and the accused used his body to block the door. She resisted (placing her arms in an “X” position), sustained bruises, was pressed against a wall causing a head bump and disorientation, and the accused opened her zipper, inserted his fingers into her vagina (moving them in and out), then pulled out his penis and said “tumuwad ka.” She later regained consciousness seated on the floor with her pants and underwear pulled down to her knees, cried, and reported the assault to church members and police, resulting in a medico‑legal examination and photographs of injuries.
Forensic and Corroborative Evidence Offered by the Prosecution
Medico‑legal findings (Medical Report No. SA‑0139‑14) described multiple abrasions on the face, neck, chest, and forearms and “clear evidence of recent blunt penetrating trauma to the hymen and recent blunt trauma to the labia minora.” Dr. Jerico Cordero (interpreting the report) explained that deep fresh hymenal lacerations indicate injuries within a 24‑hour period and could have been caused by a blunt penetrating object such as a finger or a penis. Photographs of bruises and injuries were introduced (Exhibits I–M). Police testimony described the complainant’s hysterical demeanor during initial interview and an ocular inspection of the storeroom that corroborated the alleged scene as secluded.
Summary of the Defense and the “Sweetheart” Theory
The accused admitted a sexual encounter inside the storeroom: he acknowledged inserting his finger into AAA’s vagina and averred that AAA then fellated him. He asserted the relationship was consensual, claiming they were lovers (the “sweetheart” defense). Defense witnesses Conchita Pandi and Romel Elida testified as to perceived intimacy or prior interactions suggesting a relationship. The accused also testified that upon learning of the complaint he presented himself to authorities.
RTC Decision
The trial court convicted the accused of rape under Article 266‑A, paragraph 1(b) of the Revised Penal Code, finding the complainant’s testimony credible and relying on the medico‑legal report and photographs to establish force and penetrative injury. The RTC sentenced the accused to reclusion perpetua and ordered indemnity and exemplary damages.
Court of Appeals Decision
The CA affirmed the RTC’s finding of guilt for rape but modified the civil awards, ordering payment of P75,000 as civil indemnity, P75,000 as moral damages, and P75,000 as exemplary damages. The CA emphasized the complainant’s credible and consistent testimony, the presence of injuries indicating force, and the inadequacy of the sweetheart defense in the absence of independent proof (tokens, mementos, photographs). The CA also rejected the appreciation of voluntary surrender as a mitigating circumstance, concluding the accused’s appearance at the CIDG was intended to explain his side, not to unconditionally surrender.
Issues Presented to the Supreme Court
(1) Whether the CA erred in finding the accused guilty beyond reasonable doubt of rape by carnal knowledge. (2) Whether the CA erred in not appreciating the mitigating circumstance of voluntary surrender in favor of the accused.
Supreme Court’s Legal Approach and Guiding Principles
The Court applied established evidentiary principles in sexual‑offense cases: the complainant’s testimony must be scrutinized with care but may suffice if credible; the prosecution bears the burden of proving guilt beyond reasonable doubt; the presumption of innocence must be preserved; and where the accused pleads a sweetheart defense the burden shifts to him to prove the relationship and consent by compelling, independent evidence. Procedural rules on duplicity were also considered: where two offenses are charged in one information and the accused fails to object before trial, the court may convict of those offenses as charged and proved.
Recharacterization of the Offense: Sexual Assault, Not Rape by Carnal Knowledge
Although the RTC and CA convicted for rape by carnal knowledge, the Supreme Court concluded that the proven facts, taken as credible, support conviction for sexual assault under Article 266‑A(2) rather than rape by carnal knowledge under Article 266‑A(1)(b). The Court accepted the complainant’s testimony and the medico‑legal evidence; however, AAA’s direct account established forcible digital penetration (finger inserted into her vagina) and later loss of consciousness. While the accused admitted finger insertion and a subsequent sexual act (fellatio), the Court found no proof beyond reasonable doubt that the accused achieved carnal knowledge (i.e., penile penetration) while the complainant was unconscious. The presence of the accused’s penis being massaged and the complainant’s later discovery of disarrayed clothing raised the possibility of penile intercourse, but possibility alone is insufficient to overcome the presumption of innocence. Given the evidentiary composition, the Court held the only offense proved beyond reasonable doubt was sexual assault by forcible insertion of a finger and related forced sexual acts as defined under Article 266‑A(2). The Court noted that although the accused admitted a second act (forced fellatio), that specific act was not charged in the Information and thus could not form the basis of an additional conviction.
Assessment of the Sweetheart Defense
The Supreme Court reaffirmed that the sweetheart defense imposes on the accused the burden of proving both the existence of a lover relationship and consent by compelling, independent proof (tokens, mementos, photographs). The defense relied primarily on the accused’s testimony and the testimonial impressions of two witnesses; the Court deemed this insufficient to establish consensual relations or consent on the occasion in question. Consequently, the sweetheart theory failed to negate the prosecution’s showing that force was used.
Voluntary Surrender as a Mitigating Circumstance
Contrary to the CA’s conclusion, the Supreme Court found that the mitigating circumstance of voluntary surrender should be appreciated. The Court applied the elements required for voluntary surrender: (a) the offender was not actually arrested; (b) the offender surrendered to a person in authority; and (c) the surrender was spontaneous and voluntary. The Court clarified that an explicit acknowledgment of guilt is not required; it suffices that the accused spontaneously submitted himself to authorities, thereby saving the state the trouble and expense of capture. Given
Case Syllabus (G.R. No. 135382)
Case Identification and Procedural History
- G.R. No.: 242690; Decision rendered by the Supreme Court on September 03, 2020; opinion penned by Justice Caguioa.
- Appeal from the Court of Appeals (CA) Decision dated May 29, 2018 in CA‑G.R. CR‑HC No. 08996, which affirmed with modification the Regional Trial Court (RTC) Decision dated August 31, 2016 (RTC Branch 8, Pallocan West, Batangas City).
- Trial court (RTC) convicted Wodie Fruelda y Anulao (the accused-appellant) of rape under Article 266-A, paragraph 1(b) of the Revised Penal Code and imposed sentence and damages.
- CA affirmed the conviction but modified the monetary awards.
- Supreme Court review raised issues on classification of the offense (rape by carnal knowledge vs. sexual assault) and the appreciation of the mitigating circumstance of voluntary surrender.
Accusatory Allegations (Information)
- The Information charged that on or about April 28, 2014 at around 8:00 in the morning at Brgy. Kumintang Ibaba, Batangas City, the accused, motivated by lust and lewd designs and by means of force and intimidation, willfully, unlawfully and feloniously inserted his fingers into the genital organ of one [AAA] and thereafter had carnal knowledge of said [AAA], while the offended party was deprived of reason or otherwise unconscious and against her will and consent, contrary to law.
- The Information thus referenced factual assertions supporting both an act of insertion (finger) and carnal knowledge while the victim was deprived of reason or unconscious, implicating Article 266‑A (2) and Article 266‑A (1)(b) of the Revised Penal Code.
- The accused pleaded not guilty at arraignment; pre‑trial terminated; trial on the merits proceeded.
Factual Context and Setting
- Incident occurred inside the storeroom (bodega) of Jesus the Anointed One Church on April 28, 2014, around 8:00 A.M.
- The private complainant (AAA) was a full‑time worker of the church in charge of the storeroom stocks (bars of soap, fabric conditioners, etc.) and was charging her cellphone inside the church premises when the accused arrived.
- The accused was the personal driver of Bishop Arthur Gonzales and a longtime member/worker of the church.
- The accused asked where the storeroom was; the complainant pointed it out and retrieved soap at his request; the accused entered and trailed her into the storeroom.
Complainant’s (Prosecution) Version — Core Narrative
- While the complainant was in the storeroom, the accused suddenly grabbed her breasts; she shouted and he released her breasts but then grabbed the front of her pants directly over her genitals and dragged her further inside the bodega.
- The accused blocked/used his body to keep the door shut, fondled her breasts, tried to unzip her pants, and when he opened the zipper he inserted his fingers into her vagina, moving them in and out.
- The complainant resisted, crossing her arms in an “X” position which caused bruises; the accused pressed her against a wall causing her to bump her head, leaving her disoriented and dazed.
- The last thing she saw before loss of full consciousness was the accused pulling out his penis and saying “tumuwad ka”; when she regained composure she was seated on the floor with her pants and underwear pulled down to her knees and the accused was no longer there.
- She called a fellow member (Edna Rabano Ilagan) who accompanied her to Camp Miguel Malvar where she filed a complaint and had photographs of bruises taken; she was medically examined at Camp Vicente Lim in Laguna.
Prosecution Witnesses and Evidence
- Private complainant (AAA): narrated the sequence of events in detail, described forceful acts, injuries, loss of recollection after the accused said “tumuwad ka,” and subsequent condition (pants and underwear pulled down).
- Edna Rabano Ilagan: member and fellow of complainant; testified about receiving the complainant’s distress call, finding her crying with bruises, accompanying her to police, and observations of complainant’s emotional state.
- Police Inspector Julieta Magpantay (P/Insp. Julieta Magpantay): member of provincial police CID; interviewed complainant, observed hysterical condition and bruises, took photographs, conducted ocular inspection of crime scene with SPO3 Herbert Mendoza and verified allegations; accompanied complainant to medico‑legal examination; reported accused surrendered voluntarily and was present at Batangas CIDG.
- Dr. Jerico Cordero: Assistant Regional Chief and Medico‑legal Officer of Regional Crime Laboratory Office 4A; qualified as expert to interpret Medical Report No. SA‑0139‑14 executed by Dr. Dorothy Joy Collo (who had left the office and was not presented as witness); testified that presence of deep fresh hymenal lacerations indicated injuries inflicted within 24 hours and that a blunt object such as a finger or penis could have caused the penetrating injury; medico‑legal anatomic sketch showed multiple abrasions on jaw, neck, chest and forearms.
Defense Version and Witnesses
- Accused (Wodie Fruelda): denied rape charges, advanced the “sweetheart theory” — claimed a consensual illicit relationship with complainant (they were lovers/mistress relationship), admitted that on the morning of April 28, 2014 inside the storeroom he inserted his finger into complainant’s private part and that complainant thereafter performed fellatio on him, asserted the acts were consensual; stated he surrendered to authorities to explain his side and was held at the police station.
- Conchita Pandi: church member; testified she arrived at the storeroom about 7:30 A.M., waited outside a locked storeroom, saw accused exit and hand her soap, then saw complainant peeping out; testified complainant said she had been locked inside but Pandi pointed out physical impossibility of being locked from inside; testified that when police arrived she told them no rape occurred and she merely caught them together in the storeroom.
- Romel Elida (volunteer security guard): testified he saw complainant and accused together and observed prior flirtatious interactions between them; corroborated Pandi’s account of finding the complainant crying outside the storeroom after Pandi said she caught them inside.
Medico‑Legal Findings and Physical Exhibits
- Medical Report No. SA‑0139‑14 (Exhibit C‑1‑A): described multiple abrasions and measured lesions in precise locations and sizes (excerpts listed in the record). Notable measurements and descriptions included multiple abrasions on right mandibular region (19.0 x 1.5 cm, 9.0 cm from anterior midline), left mandibular region (4.0 x 0.5 cm), neck areas (9.8 x 2.0 cm; 8.0 x 2.0 cm), left pectoral region (10.0 x 7.0 cm), right pectoral region (4.5 x 2.0 cm), and multiple abrasions on right/left arms and forearms with specified dimensions.
- Medico‑legal conclusion in the report: “MEDICAL EVALUATION SHOWS CLEAR EVIDENCE OF RECENT BLUNT PENETRATING TRAUMA TO THE HYMEN AND RECENT BLUNT TRAUMA TO THE LABIA MINORA.”
- Photographs (Exhibits I, J, K, L, M, and Exhibits 1‑M in records): showed bruises and conveyed idea of a struggle, as found persuasive by the trial court.
- Ex