Case Summary (G.R. No. 71980)
Petitioner and Respondent
Petitioner: People of the Philippines (Plaintiff–Appellee).
Respondents/Defendants–Appellants: Leonardo Flores, Alex King Cruz, Servillano Parinas, Ernesto Sarsoza.
Key Dates
Crime: Night of September 21, 1984.
Autopsy (Rural Health Unit): September 22, 1984.
Second autopsy (NBI): September 30, 1984.
Trial court decision: July 30, 1985.
Supreme Court decision: March 18, 1991.
Constitutional context: 1987 Constitution took effect during the pendency of the appeal and abolished the death penalty.
Applicable Law
- Article 335, Revised Penal Code, as amended by Republic Acts No. 2632 and 4111 (rape with homicide provision).
- Article 63, Revised Penal Code (single indivisible penalty rule).
- Indeterminate Sentence Law (applicable to the theft conviction).
- Constitutional prohibition on the death penalty under the 1987 Constitution (effect on sentence conversion and on automatic review).
Facts (confession and trial testimony)
Flores was apprehended shortly after the body was discovered and, after initial investigation, identified Cruz, Parinas and Sarsoza as his companions. Flores ultimately pleaded guilty and then volunteered to testify for the prosecution. His in-court testimony recounted a prior drinking/ marijuana-smoking gathering, Cruz proposing to “get her money, kill her and rape her,” and the group’s proceeding to the irrigation site. Flores described how they seized Mercedes, tore her clothing with a bayonet, took turns in having sexual intercourse with her while others held her limbs, and how Sarsoza stabbed and Cruz slashed her neck. Flores recounted that an ipil-ipil branch was inserted into the victim’s vagina at Sarsoza’s order, and that he took the victim’s ring and later removed the engraved name. Flores described disposal of the victim’s body in the canal and his later apprehension following flight from police.
Physical and Forensic Evidence
Autopsy (RHU) recorded multiple incised, stab and hacking wounds (head, neck, chest, back, hands and fingers), internal findings showing vaginal abrasions and an ipil-ipil wood piece of 1 1/4 inches in diameter lodged in the vaginal canal, and internal hemorrhage as cause of death. NBI autopsy corroborated massive hemorrhage from multiple wounds and concluded genital findings compatible with sexual intercourse on the alleged date. Laboratory tests found human blood group B on the panty; the ipil-ipil branch yielded no spermatozoa or seminal stains. Comparative hair analysis revealed heterogeneity consistent with hair from several persons. Photographs and autopsy exhibits were introduced at trial.
Procedural History in Trial Court
At arraignment the three co-defendants pleaded not guilty; Flores initially pleaded guilty, was advised and had the plea deferred to permit counsel; later his plea of guilty was entered again after admonition. The trial court deferred judgment until presentation of evidence. Flores testified for the prosecution. The Regional Trial Court found the four guilty of the special complex crime of multiple rape with homicide and robbery, appreciated conspiracy and multiple aggravating circumstances, and imposed four death penalties on each accused together with civil indemnities, moral damages, loss of earning capacity computation and funeral expenses. The case was elevated to the Supreme Court for automatic review; during pendency the 1987 Constitution abolished the death penalty and eliminated automatic review.
Issues Raised on Appeal
The appellants principally contended: (a) conviction rested solely on the confession/testimony of Flores; (b) conspiracy was improperly attributed to them; (c) their own testimony (alibi) and supporting witnesses were improperly disbelieved; and (d) contrary to proof, Flores alone was the perpetrator.
Admissibility and Weight of the Confession/Testimony of a Co‑accused
The Court distinguished extrajudicial and judicial confessions. Flores’s extrajudicial confession was inadmissible because he was not assisted by counsel; however, his in-court (judicial) confession/testimony was admissible against co‑accused because the co‑defendants had the opportunity to cross-examine him. The Court emphasized that judicial confessions or testimony given in open court by a co-accused may be competent evidence against others tried with him. The Court accepted Flores’s trial testimony as positive, credible and detailed; the trial court’s assessment of his candor supported its credibility determination. The Court noted that, provided a co-conspirator’s in-court testimony is given sincerely, unhesitatingly, and with details not the product of afterthought, it may suffice even if uncorroborated.
Conspiracy and Concerted Action
The Court found conspiracy established beyond reasonable doubt by Flores’s judicial confession and by the demonstrated coordination and mutual assistance in committing the acts. The particular manner of commission—one holding the victim while another tore garments, and the taking-turns in rapes—showed coordinated acts pursuant to a common design. The Court also observed that the physical nature and extent of the injuries and abuse rendered it improbable that a single person could have perpetrated all acts described without assistance.
Evaluation of Alibi and Witness Credibility
The appellants’ alibi evidence was rejected. Their purported corroborative witnesses were relatives or close associates (second cousin, aunt, cousin, brother), and no other independent viewers of the television programs were produced. The Court found their asserted timing calculations unreliable and noted the short distances between places they claimed to be and the crime site, making attendance at the scene physically possible. Where an alibi is supported mainly by the accused and their relatives without credible independent testimony, it is insufficient to displace the prosecution’s case.
Characterization of Offenses; Distinction Between Rape with Homicide and Theft
Although the information charged rape with homicide and robbery, the Court concluded the primary impulse was sexual assault culminating in homicide; the appropriation of items (ring, watch, money) was an afterthought and therefore constituted theft, a separate offense, rather than robbery incidental and contemporaneous with force used for the primary sexual assault. The crime as proven was the special complex crime of rape with homicide under Article 335; Article 63’s single indivisible penalty rule applied to that complex crime.
Sentencing: Death Penalty, Constitutional Impact and Conversion
The trial court imposed four death penalties on each accused by reason of four counts and conspiracy. During the appeal the 1987 Constitution’s prohibition of the death penalty became effective. The Supreme Court, in light of the constitutional change, converted the death sentences to reclusion perpetua. Because conspiracy and four counts were established, each appellant was ordered to suffer four penalties of reclusion perpetua. Flores, having expressed willingness to accept reclusion pe
...continue readingCase Syllabus (G.R. No. 71980)
Case Caption and Procedural Posture
- Case reported at 272-A Phil. 264; Third Division; G.R. No. 71980; Decision promulgated March 18, 1991; opinion by Chief Justice Fernan with Justices Gutierrez, Jr., Feliciano, Bidin, and Davide, Jr., concurring.
- Plaintiff-Appellee: People of the Philippines. Defendants-Appellants: Leonardo Flores, Alex King Cruz, Servillano Parinas and Ernesto Sarsoza.
- Case originated in the Regional Trial Court, Lingayen, Pangasinan, presided by Judge Cornelio W. Wasan, Sr.; lower court rendered a 62-page decision (dated July 30, 1985) finding all four accused guilty of the special complex crime of multiple rape with homicide (four counts) and robbery, and imposed four death penalties each (among other civil liabilities and monetary awards).
- Matter elevated to the Supreme Court for automatic review due to imposition of death penalty by the lower court. During pendency, the 1987 Constitution abolished the death penalty and eliminated automatic review for death sentences; the Supreme Court required appellants to indicate whether they wished to continue the appeal.
- Leonardo Flores withdrew his appeal, accepted reclusion perpetua; his appeal was dismissed and entry of judgment made June 15, 1989. Appellants Cruz, Parinas and Sarsoza elected to pursue their appeals to the Supreme Court.
Facts — Prelude and Victim Identification
- Date and place of incident: Night of September 21, 1984, in barangay Inamotan, municipality of Manaoag, province of Pangasinan; victim later identified as Mercedes M. Dulay, a 29-year-old registered nurse.
- Victim’s routine: Mercedes worked at Villaflor Clinic, Dagupan City; usually walked about one kilometer to the irrigation site to take a tricycle to Urdaneta, then bus to Dagupan; normally arrived home between 6:00 and 8:00 p.m.; on the night in question she was alone at the irrigation site.
- On the morning of September 22, 1984, Mercedes’ naked body was found prostrate in an irrigation canal with a branch of ipil-ipil inserted in her vaginal canal and with several hack and stab wounds; death certificate states time of death between 8:00 and 9:00 p.m. of September 21, 1984 (Exhibit N-5).
Sequence of Events as Related by Flores (Judicial Confession at Trial)
- Apprehension and initial investigation: A few hours after report of the killing, police at Manaoag apprehended Leonardo Flores, took him to the Manaoag police station, and investigated him.
- Flores initially implicated his companions (Ernesto Sarsoza alias Ramon, Alex King Cruz alias Boy and Servillano Parinas alias Anong) and later volunteered to testify for the prosecution at trial to “tell all the truth about the case.”
- Timeline given by Flores:
- About 6:00 p.m. on Sept. 21, 1984: Flores was at Jose Cacayan’s house with Cruz, Parinas and Sarsoza; they drank one bottle of White Castle and smoked five sticks of marijuana, each smoking one; they passed around the fifth stick.
- Approximately an hour later they parted ways; all four returned to Cacayan’s house around 7:30 p.m.
- Cruz proposed they “get her money, kill her and rape her”; the three others agreed, Sarsoza said “I am going to rape and kill her.”
- They proceeded to the Samiley irrigation site (about 50 meters from Cacayan’s house, five minutes away) and waited ~30 minutes in a forested area five electric posts away from the national road.
- When Mercedes came within five meters: Flores placed his left arm around her neck; Cruz pulled her dress and, with a one-foot long bayonet, tore her dress, bra and half-slip; Parinas struck her head twice with a stone; Sarsoza held her legs, forced her to lie on the barrio road.
- Mercedes begged for her life, offering her belongings; Cruz insisted they kill her. Flores initially asked not to kill her, but Parinas and Sarsoza urged killing so she could not report them.
- The sequence of rape: Cruz first lowered his pants (went on top of Mercedes, mashed her breasts, “took her womanhood”); then Parinas took his turn; then Sarsoza; Flores was last to have intercourse while being held by the others in turns. Flores, Parinas and Sarsoza each participated sequentially.
- After sexual assaults, Sarsoza stabbed Mercedes’ breast with his bayonet; Cruz slashed her neck, causing her death.
- Flores and Sarsoza dumped her body in a canal about one meter from the road while Cruz and Parinas watched. Sarsoza cut a 14-inch branch of ipil-ipil with his bolo, gave it to Flores and ordered him to insert it into the victim’s vagina under threat of killing Flores.
- After insertion of the ipil-ipil branch, Flores accidentally touched Mercedes’ college ring (engraved “Baguio General Hospital” and bearing Mercedes’ name) and took it; he retrieved her shoulder bag, took P100 cash, then threw the bag into nearby forested area. Cruz took the wrist watch from Mercedes’ arm.
- Flores then went home, erased Mercedes’ name from the ring, worked in the field next day, and later encountered policemen while going to town. He fled; policemen fired a warning shot; barrio people pursued and assaulted him, after which he revealed his companions. A police officer recovered a blood-stained bayonet from Flores’ waist and Mercedes’ ring from his pocket.
Arrest, Statements and Pretrial Pleas
- Arraignment and pleas:
- At arraignment, Cruz, Parinas and Sarsoza pleaded not guilty. Flores initially pleaded guilty but the court deferred action, recorded a plea of not guilty for him to allow time for counsel engagement.
- On December 19, 1984 Flores was rearraigned, reiterated his guilty plea after admonition; court entered plea of guilty but deferred judgment until prosecution presented evidence.
- Before presentation of government evidence, Flores volunteered to testify for the prosecution in court and gave a detailed judicial confession under oath.
- Extrajudicial statement: At the Manaoag police station Flores executed a sworn statement (extrajudicial) stating they had been drinking because it was his birthday, naming his companions and recounting the plan they had allegedly been planning for four days. He stated he did not want counsel for the extrajudicial statement and declared it voluntary.
Medical, Forensic and Physical Evidence
- Crime scene photographs were taken and admitted (Exhibits D to G-2).
- First autopsy (rural health unit physician, Manaoag) performed September 22, 1984 at 9:30 a.m. (Exhibit 1). Postmortem findings included:
- Multiple external injuries: lacerations, hematoma and incised wounds on head and post-auricular; zigzag hacking wound on left side of neck (longest 4 inches, shortest 3/4 inch); anterior neck near vocal chords stab wound 1 inch width, 1 1/4 inch depth; stab wound on right chest 1 1/2 inch width with 6 inch depth; deep posterior stab near axilla 7 1/4 in. deep with additional stab; multiple incised and hacking wounds on hands and fingers; hacking wound on palm near root of left small finger 1 1/2 in. length.
- Genital examination: introitus admitted 1 1/2 fingers easily; approx. 3 cc of clear fluid from vaginal opening; abrasions on vaginal mucosa.
- A piece of ipil-ipil wood, 1 1/4 inches in diameter, was found inserted in the victim’s vaginal canal.
- Cause of death attributed to “massive hemorrhage due to multiple stab wounds and hacking wounds.”
- National Bureau of Investigation (NBI) autopsy (requested by victim’s mother Carmen Molintas Dulay) performed Sept. 30, 1984 by Dr. Arturo G. Llavore (Autopsy Report No. NO-84-33-P, Exhibit N). Findings:
- Cause of death: “hemorrhage, severe, secondary to multiple stabbed and hacked wounds.”
- Genital findings “compatible with sexual intercourse with man and consistent with alleged date of commission.”
- Photographs from the autopsy were presented in court (Exhibits O to X-1).
- Forensic laboratory (Carolyn Custodio, supervising chemist, NBI):
- Tests for blood on the bayonet yielded negative results; human blood group B was found on the panty (Exhibit Z).
- No spermatozoa or seminal stains were found on the ipil-ipil branch (Exhibit Y).
- Comparative hair examination of head and pubic hair specimens recovered from the crime scene revealed dissimilarity in color, length, presence of medulla, diameter, medullary index and other characteristics; custodian concluded that hair samples belonged to several persons (Exhibits JJ to OO).
- Other physical evidence: Mercedes’ ring (engraved “Baguio General Hospital” and bearing her name) was recovered from Flores’ pocket; the ring’s engraved name was later erased by Flores; the gold ring was recovered (lower court excluded P1,000 ring from damages as it was recovered).
Victim’s Personal and Economic Details; Civil Damages Claimed
- Victim’s employment and earnings: Mercedes was a registered nurse at Villaflor Clinic, Dagupan City; monthly earnings P1,000 salary plus P500 assistant’s fee (Exhibit K).
- Funeral and wake expenses presented at trial: family spent P400 for 13-day wake food, P10,000 for coffin and funeral services (Exhibit J), and P300 for 9th and 40th day commemorations.
- While Mercedes lay in state, the family received a telegram (Exhibit M) dated Sept. 24, 1984 directing her to report for final interview for job at King Fahd Armed Forces Hospital, Jeddah, Saudi Arabia — indicating prospective employment opportunity.
- Lower court awarded heirs: joint damages included P30,000 indemnification, P120,000 moral damages (Article 2219 N.C.C.), P11,250 for funeral-related expenses; computation of loss of earning capacity using legal formula yielded P612,000 (2/3 of (80-29) = 51 years; 2/3 of 51 = 34 years × P18,000 yearly salary = P612,000). The lower court excluded P1,000 ring from damages since it was recovered.
- Supreme Court upheld prosecution evidence on expected income and funeral expenses (defense did not rebut).
Defendants’ Account, Alibi and Defense
- Cruz, Sarsoza and Parinas denied participation and asserted alibi:
- Their account: between 6:00 and 7:30 p.m. on Sept. 21, 1984