Case Summary (G.R. No. 250980)
Procedural Posture and Relief Sought
Rogelio Caloring appealed the Court of Appeals (CA) judgment affirming the Regional Trial Court (RTC) conviction for Kidnapping for Ransom. The CA had affirmed with modification the RTC’s March 26, 2013 decision and imposed civil damages. Caloring’s appeal to the Supreme Court was pending when he died on March 10, 2021. The Supreme Court resolved the case thereafter.
Amended Information and Pleas
The Amended Information charged the accused collectively with kidnapping the four named victims on or about August 30, 2005, alleging conspiracy and use of firearms and demanding ransom. At arraignment, the accused (except Rey Alada, for whom no arraignment appears in the records) entered pleas of not guilty. The defense admitted the identities of accused, territorial jurisdiction, and the minority ages of the three Sermonia children.
Trial and RTC Decision
Following trial, the RTC found all accused except Godofredo Navanes guilty beyond reasonable doubt of Kidnapping for Ransom and sentenced them each to reclusion perpetua. The RTC ordered the accused to pay moral and exemplary damages of P30,000 each to the victims and spouses, plus legal interest and costs. The RTC treated Navanes as having extinguished liability by death after arraignment and before promulgation.
Court of Appeals Ruling and Modification
The CA, in its June 7, 2019 decision, affirmed the conviction of Caloring, Benjamin Olidan, and PO1 Zapatos for Kidnapping for Ransom and modified the civil awards: awarding P100,000 each as civil indemnity, moral damages, and exemplary damages to each private complainant, and directing interest at 6% per annum from finality until fully paid.
Death of Accused-Appellant and Notices to the Court
During pendency before the Supreme Court, official communications from the Bureau of Corrections and the New Bilibid Prison confirmed Rogelio Caloring’s death on March 10, 2021. The Court treated these submissions as notice of death while the appeal remained unresolved.
Effect of Death on Criminal and Civil Liability
Applying Article 89(1) of the RPC, the Court held that Caloring’s death pending final disposition extinguished his criminal liability as to personal penalties and extinguished pecuniary liability insofar as the death occurred before final judgment; the Court also relied on jurisprudence (People v. Bayotas) to affirm that death pending appeal terminates criminal liability and the civil liability that is based solely on the offense (civil liability ex delicto in senso strictiore). The Court thus dismissed the case against Caloring on account of his death.
Survival of Civil Claims and Separate Civil Action Principle
The Court reiterated that civil liability predicated on sources of obligation other than the delict (e.g., law, contract, quasi-contract, quasi-delict) can survive the accused’s death and may be pursued in a separate civil action against the estate or executor/administrator, subject to applicable rules and prescription considerations. If a private party instituted a civil action concomitantly with the criminal action before extinction, prescription may be interrupted under Article 1155, Civil Code; this preserves the private party’s ability to pursue recovery.
Duplicitous Information and Waiver Doctrine
The Amended Information in fact charged kidnapping of four victims in a single information, which rendered it duplicitous because the rule requires one offense per information. The Court explained the rule’s rationale (to give clear notice and avoid confusion in defense) and noted that failure to move to quash before pleading constitutes a waiver of the defect under Rule 117, Section 9. None of the accused, including Caloring, objected to the duplication prior to pleading; therefore the defect was deemed waived and, ordinarily, the accused could be convicted of as many offenses as were charged and proved.
Limitation on Multiple Convictions in This Case
Although the duplicitous Information was waived, practical circumstances prevented the Court from convicting all surviving accused of four separate counts in this particular case: Caloring’s death extinguished his liability during appeal; other accused had final convictions except for Rey Alada, and the only appellant before the Supreme Court was Caloring. The Court applied Section 11(a), Rule 122 of the Rules of Court to avoid adversely affecting co-accused who did not appeal.
Void Conviction of Rey Alada for Lack of Arraignment
The Court vacated the RTC’s finding of guilt against Rey Alada because the record contained no proof that he was ever arraigned. Arraignment is indispensable to inform the accused of the nature and cause of accusation and to protect due process; trial in absentia is authorized under Article III, Section 14(2) of the 1987 Constitution only after arraignment and upon proper notice. Because Alada was not arraigned and remained
Case Syllabus (G.R. No. 250980)
Case Citation, Panel, and Procedural Posture
- First Division, G.R. No. 250980, March 15, 2022.
- Appeal by accused-appellant Rogelio Caloring from the Court of Appeals (CA) Decision dated June 7, 2019 in CA-G.R. CR-HC No. 06209.
- The CA had affirmed with modification the Regional Trial Court (RTC), Branch 225, Quezon City Decision dated March 26, 2013 in Criminal Case No. Q-05-136632.
- The RTC had convicted the accused, finding them guilty beyond reasonable doubt of Kidnapping for Ransom under Article 267 of the Revised Penal Code; the CA affirmed convictions for Rogelio Caloring, Benjamin Olidan y Erlandez, and PO1 Jose Lonmar Zapatos y Fiel but modified the civil awards.
- The Supreme Court received notice and records including the accused-appellant’s Notice of Appeal (June 25, 2019) and the CA and RTC decisions; the Supreme Court resolved additional matters arising during appeal, including the death of accused-appellant.
Parties, Accused, Victims, and Representations
- Plaintiff-Appellee: People of the Philippines.
- Accused: Crispin Araneta y Pelaez; Annabelle Olidan y Araneta (surname sometimes spelled Oledan); Benjamin Olidan y Erlandez (surname sometimes spelled Oledan); Godofredo Navanes y Lorizo (Lorenzo/Lorezo in parts of records); Lynfer Bicodo y Baylon; Rogelio Caloring (accused-appellant); Rey Alada; PO1 Jose Lonmar Zapatos y Fiel (PNP-SAF); PO1 Antonio Castillo y Domingo (PNP-ASG); and a certain "Henry".
- Private complainants / victims: Vinz Sermonia y de la Cruz (11 years old), Klevwelt Sermonia y dela Cruz (11 years old), Genritz Sermonia y de la Cruz (9 years old) (collectively the Sermonia children), and Eulalia Cuevas y Madara; also the spouses Sermonia as civil claimants.
- Defense counsel for the accused participated in arraignment and pre-trial; the defense admitted identities of accused, territorial jurisdiction, and ages of the three minor complainants at pre-trial.
Factual Allegations and Amended Information
- Amended Information alleges that on or about August 30, 2005, in Filinvest II, Quezon City, the accused, conspiring and using firearms, willfully, unlawfully, and feloniously kidnapped Vinz, Klevwelt, Genritz (children aged 11, 11, and 9 respectively) and Eulalia Cuevas and thereafter demanded ransom in exchange for their release, to the damage and prejudice of the victims who were rescued by the parents of the three children.
- The offense charged: Kidnapping for Ransom under Article 267 of the Revised Penal Code.
- The Amended Information in effect charged the kidnapping of four victims, which the Court later characterized as effectively alleging four counts of Kidnapping for Ransom in a single Information.
Arraignment, Pre-trial Stipulations, and Pleas
- At arraignment the accused, with assistance of counsel, entered pleas of "not guilty" to the offense charged, except that records reflect no arraignment for Rey Alada.
- At pre-trial the defense admitted: the identities of all accused, territorial jurisdiction of the RTC, and the minority ages of Vinz and Klevwelt (11 each) and Genritz (9).
- The defense stipulated to the ages of the three children.
- Trial on the merits proceeded after pre-trial; both prosecution and defense rested their cases.
RTC Decision (March 26, 2013) — Findings and Sentence
- The RTC found all accused, except Navanes, guilty beyond reasonable doubt of Kidnapping for Ransom (Art. 267 RPC).
- The RTC ruled Navanes’ criminal and civil liability extinguished by his death after arraignment and prior to promulgation of judgment.
- Dispositive portion ordered:
- Each of the convicted accused sentenced to reclusion perpetua.
- Ordered to pay solidarily to Vinz, Klevwelt, Genritz, Eulalia Cuevas and the spouses Sermonia: P30,000.00 each as moral damages and P30,000.00 each as exemplary damages.
- Ordered interest: legal interest of 6% per annum on total of these amounts reckoned from the finality of the Decision until it becomes final and executory, and thereafter 12% legal interest per annum on the total amount until fully paid.
- Costs of suit imposed.
CA Resolutions Prior to Final CA Decision
- CA issued Resolutions dismissing the appeals of Araneta (Feb 25, 2015) and Annabelle (July 31, 2015); Bicodo withdrew her appeal (Resolution dated Feb 15, 2017).
- Thus the CA was left to resolve appeals of accused-appellant Rogelio Caloring, Benjamin, and PO1 Zapatos.
CA Decision (June 7, 2019) — Affirmation with Modification (Monetary Awards)
- The CA affirmed the conviction of accused-appellant, Benjamin, and PO1 Zapatos for Kidnapping for Ransom and sentenced them to reclusion perpetua.
- The CA modified the monetary awards: each private complainant was to receive civil indemnity, moral damages, and exemplary damages of P100,000.00 each, and all damages to earn interest at 6% per annum from finality of judgment until fully paid.
- Dispositive portion (as modified by CA):
- Appellants Rogelio Caloring, Benjamin Olidan y Erlandez, and PO1 Jose Lonmar Zapatos found guilty beyond reasonable doubt of Kidnap