Case Summary (G.R. No. 129754)
Legal Issue: People's Initiative to Amend the Constitution
The core issue is whether the people’s right to directly propose amendments to the 1987 Constitution through the initiative system under Section 2, Article XVII can be exercised absent a valid implementing law, and whether COMELEC acted with jurisdiction in entertaining the Delfin Petition requesting assistance in signature gathering for constitutional amendment through initiative.
Background and Procedural History
Atty. Jesus S. Delfin filed a petition with COMELEC seeking orders to fix time for signature gathering nationwide, to mandate necessary publications, and to instruct municipal election registrars to assist in signature verification for a proposed amendment lifting term limits for certain elected officials. The petition did not yet contain the required signatures but sought COMELEC’s imprimatur and regulatory assistance. Petitioners filed a petition for prohibition before the Supreme Court challenging COMELEC's jurisdiction to entertain a petition lacking the required number of voter signatures and contending the absence of an adequate implementing law.
Constitutional Provision on Initiative and Its Legislative Implementation
Section 2, Article XVII of the 1987 Constitution expressly grants the people the power to propose constitutional amendments through initiative upon petition of at least 12% of all registered voters, with a 3% minimum in every legislative district, limiting such initiative to amendments (not revisions), and mandating Congress to provide implementing legislation.
While the initiative system was described by the 1986 Constitutional Commission as “innovative” and unprecedented in Philippine constitutional history, the provision is not self-executory; it depends on Congress enacting a law to provide procedural mechanics.
Republic Act No. 6735 and Its Sufficiency
Republic Act No. 6735 was enacted as the system of initiative and referendum but focuses primarily on initiative concerning laws and local ordinances, with scant and insufficient provisions specifically addressing initiative for constitutional amendments. It defines initiative broadly, including constitutional amendments, and sets forth signature requirements matching the Constitution. However, it lacks fundamental procedural details for constitutional initiatives, such as the content and form of petitions specifically for amendments, procedure for verification, and the conduct of plebiscites.
Notably, the Act omits a dedicated subtitle or comprehensive guidelines for initiatives on constitutional amendments, contrary to its detailed treatment of national and local legislative initiatives. The Bicameral Conference Committee’s records reveal caution and deficiency in addressing constitutional initiatives adequately.
COMELEC Resolution No. 2300 and Its Validity
COMELEC Resolution No. 2300, issued pursuant to R.A. No. 6735, sets rules for conducting initiatives, including constitutional amendment initiatives. However, given R.A. No. 6735’s inadequacy and absence of a sufficient legislative standard governing constitutional initiatives, the COMELEC has no valid authority to promulgate binding rules and regulations for such initiatives. The power to enact implementing rules for constitutional amendments by initiative must stem from a valid law with explicit standards and guidelines.
Jurisdiction of COMELEC Over the Delfin Petition
Under the Constitution and R.A. No. 6735, COMELEC’s jurisdiction over a people's initiative to amend the Constitution arises only when a petition signed by the required number of registered voters is filed. The Delfin Petition lacked these signatures as it sought merely to initiate the signature gathering process and to avail of COMELEC's assistance and resources. This preliminary filing does not confer jurisdiction on COMELEC to act substantively on the initiative.
The COMELEC’s acceptance and partial action on this petition exceeded its jurisdiction and constituted grave abuse of discretion, necessitating judicial intervention via prohibition.
Nature of Proposed Constitutional Change: Amendment vs. Revision
Although the substantive issue of whether lifting term limits constitutes an amendment or a revision was raised, the Court ruled it unnecessary to resolve given the procedural infirmities of the petition. It noted that the Constitution limits initiative to amendments, not revisions. The distinction was significant but ultimately academic for the purpose of the current ruling.
Supreme Court Rulings and Reasoning
- The petition for prohibition is viable despite the ongoing case before COMELEC as COMELEC acted without jurisdiction by entertaining a petition lacking the required valid initiatory petition.
- The constitutional provision on initiative is not self-executory and requires implementing legislation from Congress.
- R.A. No. 6735, while intended to cover initiatives on constitutional amendments, is insufficient and incomplete since it fails to provide detailed rules and procedures necessary to implement that system effectively.
- Consequently, COMELEC Resolution No. 2300, insofar as it governs initiatives on constitutional amendments, is void for lack of valid legislative basis and standards.
- COMELEC acted without jurisdiction or with grave abuse of discretion in entertaining the Delfin Petition, which lacked the required signatures and proper initiatory petition.
- COMELEC is permanently enjoined from taking cognizance of any initiative petition to amend the Constitution until a valid enabling law is enacted.
Separate and Dissenting Opinions
- Justice Francisco argued that R.A. No. 6735 adequately covers initiative on constitutional amendments and that COMELEC resolution is valid. He agreed COMELEC should not entertain petitions without the required signatures but cautioned against rendering the people’s constitutional right to initiate amendments ineffectual. He emphasized protecting freedom of speech and participation in political processes, including signature gathering.
- Justice Panganiban concurred with dismissing the Delfin Petition for prematurity due to lack of signatures but dissented from declaring R.A. No. 6735 and COMELEC Resolution 2300 invalid, viewing them as adequate to implement the constitutional initiative right. He emphasized upholding popular sovereignty and people empowerment.
- Justice Puno similarly contended that R.A. No. 6735 and COMELEC Resolution 2300, when interpreted liberally in light of legislative intent, sufficiently implement the people’s initiative right, and urged respect for legislative enactment and the principle of statutory construction favoring effectivity of laws.
- Justice Vitug stressed the insufficiency of the Delfin Pe
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Case Syllabus (G.R. No. 129754)
Introduction and Nature of the Case
- The case emerges from a petition for prohibition under Rule 65 of the Rules of Court concerning the people's right to directly propose constitutional amendments through initiative under Section 2, Article XVII of the 1987 Constitution.
- The controversy centers on a Petition to Amend the Constitution filed by Jesus Delfin (Delfin Petition) before the Commission on Elections (COMELEC), seeking to lift term limits for elective officials via people’s initiative.
- The Court emphasizes that the people’s initiative system was newly incorporated in the 1987 Constitution, described by its original proponents as “innovative,” diverging from prior Constitutions (1935 and 1973) which recognized only Congress or constitutional convention for amendments.
- The petitioners allege that no sufficient implementing law exists to give effect to the initiative process for constitutional amendments, questioning the jurisdiction of COMELEC to entertain the Delfin Petition.
Background and Filing of the Delfin Petition
- On 6 December 1996, Jesus Delfin, founding member of the Movement for People’s Initiative, filed a petition before COMELEC seeking:
- Dates for nationwide signature gathering,
- Publication of the Petition for Initiative and related notices,
- Assistance from municipal election registrars in establishing signature stations.
- The proposed amendments targeted sections of the 1987 Constitution (Articles VI, VII, and X) concerning term limits, with the question posed to voters: whether to approve lifting term limits.
- Delfin stated that signature-gathering would be the first step with at least 12% of registered voters’ signatures required before formal filing.
- COMELEC initially issued an order directing publication and set a hearing date.
- Multiple parties appeared including PIRMA, Senator Raul Roco, and other intervenors.
- Senator Roco moved to dismiss the petition on procedural and jurisdictional grounds.
Petitioners’ Arguments in the Special Civil Action for Prohibition
- Petitioners, including Senator Miriam Defensor Santiago, contend:
- The constitutional people’s initiative to amend requires an implementing law from Congress, which remains unpassed despite Senate Bill 1290 pending.
- Republic Act No. 6735 (R.A. 6735), while providing for some forms of initiative, lacks specific provisions and a subtitle on initiative on the Constitution, indicating deferral to future legislation.
- R.A. 6735’s effectivity upon publication is inappropriate for constitutional amendments, which take effect only upon ratification.
- COMELEC Resolution No. 2300 is ultra vires for prescribing rules on constitutional initiatives since COMELEC lacks authority absent an implementing law.
- Lifting term limits constitutes a constitutional revision, not a mere amendment, exceeding people-initiative powers.
- No public funds have been appropriated for the initiative, and costs estimated (e.g., P180 million for voter registration) are draining public resources.
- Petitioners urge prompt judicial resolution due to the public importance and lack of other adequate remedies.
Respondents’ and Intervenors’ Counter-Arguments
- Delfin and supporting respondents argue:
- No expenses would be incurred by the government as signature gathering costs are borne by the proponents.
- R.A. 6735 governs people’s initiative on the Constitution, and COMELEC Resolution No. 2300 is a valid exercise of regulatory power, supported also by Supreme Court precedents.
- Senate Bill 1290 duplicates provisions in R.A. 6735 and does not negate its validity.
- Lifting term limits is an amendment, not a revision, as it alters limited provisions, not the entire document.
- The petition filed is an “initiatory pleading,” necessary to start signature gathering under COMELEC supervision.
- Senator Raul Roco, while affirming R.A. 6735’s coverage of constitutional initiative, contends COMELEC lacks jurisdiction over premature petitions that do not meet signature requirements.
- Intervenors Demokrasya-IPAGTANGGOL ANG KONSTITUSYON (DIK), MABINI, IBP, and LABAN stress deficiencies in R.A. 6735 and argue COMELEC Resolution No. 2300 cannot substitute for required legislation.
- They also claim lifting term limits is a revision, not subject to initiatives, and lack of appropriated funds precludes valid initiative.
Legal Issues Formulated by the Court
- Whether R.A. 6735 includes and adequately covers initiative on amendments to the Constitution.
- The validity of the relevant parts of COMELEC Resolution No. 2300 regarding constitutional initiatives.
- Whether lifting term limits constitutes a revision or an amendment.
- COMELEC’s jurisdiction to entertain a petition for signature-gathering assistance without the minimum signatures.
- Appropriateness of Supreme Court’s intervention despite pending COMELEC proceedings.
Court’s Procedural Holding on the Petition’s Viability
- The Court grants due course to the petition for prohibition despite pending case before COMELEC.
- Petition for prohibition under Rule 65 is the proper remedy when COMELEC proceeds without or in excess of jurisdiction and no adequate remedy exists.
- COMELEC had failed to rule on motions to dismiss and entertained the Delfin Pe