Case Summary (A.C. No. 5161)
Procedural History and Stipulation
The case was heard on pleadings and a stipulation of facts. The parties stipulated facts about proclamations of election, notarial oaths taken outside the floor, payments of salaries, procedural acts in both houses (including motions and committee referrals), and the recorded roll-call votes used in the joint session certification. Petitioners filed for prohibition to restrain executive and administrative respondents from proceeding to implement the resolution (printing ballots, holding the plebiscite, using public funds).
Issues Presented
(1) Does the Supreme Court have jurisdiction to entertain the petition challenging the validity of the congressional resolution proposing a constitutional amendment? (2) If jurisdiction exists, was the resolution adopted in compliance with Article XV of the Constitution requiring proposal by a vote of three‑fourths of all the members of each House voting separately? (3) Are duly authenticated enrolled legislative acts or resolutions conclusive upon the courts, or may courts go behind such enrollments and consult legislative journals or other evidence?
Majority Disposition and Prudential Conclusion
The petition was dismissed. The Court held it unnecessary to resolve the factual question whether the suspended/excluded members were to be counted for purposes of the three‑fourths computation because the court’s inquiry was foreclosed by two doctrines emphasized by the majority: (a) political‑question nonjusticiability in this context of the amendment process, and (b) the enrolled‑bill / conclusive‑authenticity doctrine regarding duly authenticated legislative acts and resolutions.
Majority Reasoning — Political Question and Coleman v. Miller
The majority treated the proposal and the ratification stages of amending the Constitution as political in nature and largely committed to political departments. It relied on the U.S. Supreme Court decision in Coleman v. Miller to support the proposition that the efficacy of submission and ratification of constitutional amendments is in the political domain and not wholly subject to judicial review. The majority concluded that proposal to amend is a highly political function, committed to Congress in its sovereign legislative capacity, and that there is little judicial role to intrude into that process where political considerations predominate.
Majority Reasoning — Enrolled‑Bill Rule and Conclusiveness
The Court further relied on the notion that a duly authenticated enrolled bill or resolution is conclusive proof of its contents and of due enactment, grounded in respect for coordinate branches and supported by statutory provisions then extant (section 313 of the old Code of Civil Procedure, as amended by Act No. 2210) and authorities (including Wigmore and American jurisprudence). The majority treated the enrolled‑bill rule and the political‑question doctrine as practically complementary: reverence for the political department’s official certifications constrains judicial inquiry into legislative procedure and votes. On those grounds, the majority declined to go behind the authenticated certification of adoption of the resolution.
Treatment of Precedent: United States v. Pons and Section 313
The majority addressed petitioners’ reliance on United States v. Pons (34 Phil., 729), concluding that Pons did not displace the enrolled‑bill doctrine. The Court noted that section 313 of the old Code provided methods of proving legislative proceedings (j journals or authenticated enrolled copies) and contained a proviso making signed enrolled acts conclusive—reasoning that the enrolled‑bill rule had statutory and doctrinal support in the jurisdiction. The majority therefore saw no ground to disturb the certification of congressional action.
Concurring Opinion (Justice Bengzon, with Padilla)
Justice Bengzon concurred in the result but emphasized that he viewed the Court as having jurisdiction. Nonetheless, he declined to invalidate the challenged statute because he considered the enrolled copy of the resolution and the legislative journals conclusive; he endorsed the enrolled‑bill concept and cited extensive U.S. state court authority holding that courts may determine whether a constitutional amendment was properly adopted but expressed deference in practice to legislative certifications and the practical operation of section 313 and related rules. He observed arithmetic from the congressional record that, on its face, met the three‑fourths numerical requirement as the enrolled certificate recorded it.
Concurring and Dissenting Opinion (Justice Hilado, joined by Paras)
Justice Hilado concurred in the result but dissented from the majority’s suggestion that, had the suspended members been counted, the required three‑fourths would still have been lacking. Hilado took the position that suspension is a political determination within the legislative branch and that, because the Court lacks jurisdiction to review the validity of suspension, it must accept the legislative determination of membership status. Therefore, suspended members should not be counted in computing the three‑fourths requirement; he also argued for a textual reading that Article XV refers to members voting, and suspended or disqualified members cannot be presumed to have voted against a proposal.
Dissenting Opinion (Justice Perfecto) — Strong Judicial Review Position
Justice Perfecto vigorously dissented. He argued that the Court must not abdicate its constitutional duty to enforce the Constitution and that the enrolled‑bill doctrine and the political‑question rationale could not immunize manifest violations of the constitutional amendment procedure. He emphasized that, on arithmetical facts, the recorded yes votes did not constitute three‑fourths of the full membership (16 of 24 senators is short of 18; 68 of 96 representatives is short of 72), and that certifications by presiding officers that contradict governing numerical requirements cannot confer validity. He rejected the majority’s reliance on for
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Court and Decision
- Citation: 78 Phil. 1; G.R. No. 1123; March 05, 1947.
- Opinion announced by Justice Tuason (labelled "DECISION TUASON, J.").
- Case type: Petition for prohibition to prevent enforcement of a congressional resolution and related implementing legislation (Republic Act No. 73).
- Disposition in the principal opinion: Petition dismissed without costs.
- Concurrences and dissents recorded: Concurring opinion by Justice Bengzon (with Justice Padilla); concurring and dissenting opinion by Justice Hilado (joined by Paras, J.); dissent by Justice Perfecto; dissenting opinion by Justice Briones (in Spanish) joined by Justice Feria.
Parties
- Petitioners:
- Eight senators and seventeen representatives (identified later in record by name in stipulation and appended list).
- Presidents of three political parties: Democratic Alliance, Popular Front, and Philippine Youth Party.
- Petitioners sued in capacities including: members of Congress, taxpayers, electors, and party leaders.
- Respondents:
- Members of the Commission on Elections (named: Jose Lopez Vito, Francisco Enage, Vicente de Vera).
- Treasurer of the Philippines (Marciano Guevara).
- Auditor General (Paciano Dizon).
- Director of the Bureau of Printing (Pablo Lucas).
- Relief sought by petitioners:
- Prohibition to prevent respondents and their agents from taking steps to hold a plebiscite called by Republic Act No. 73 (set for March 11, 1947), to print ballots/resolution, expend appropriated funds (P1,000,000), and otherwise implement submission of the proposed constitutional amendment to the people.
Nature of the Contested Measure
- Instrument attacked: "Resolution of both houses proposing an amendment to the Constitution of the Philippines to be appended as an ordinance thereto" (adopted September 18, 1946), hereinafter “the resolution” or Exhibit B.
- Implementing statute under challenge: Republic Act No. 73 — provides for submission of the resolution’s proposed constitutional amendment to a plebiscite on March 11, 1947, and appropriates P1,000,000 for that purpose.
- Subject-matter of the proposed amendment (text in record):
- An Ordinance appended to the Constitution that, during the effectivity of the Executive Agreement of July 4, 1946 (not to extend beyond July 3, 1974), opens disposition/exploitation/development/utilization of public domain agricultural/timber/mineral lands, waters, minerals, coal, petroleum and other mineral oils, forces and sources of potential energy, other natural resources, and operation of public utilities to citizens of the United States and business enterprises owned/controlled directly or indirectly by U.S. citizens, on the same terms and conditions as citizens of the Philippines or Filipino-owned/controlled corporations.
- Provides that the amendment shall be valid as part of the Constitution when approved by a majority of votes cast in an election at which it is submitted to the people pursuant to Article XV.
Procedural Posture and Mode of Hearing
- Petition for prohibition filed in Supreme Court to restrain enforcement of the resolution and RA No. 73.
- Case submitted on pleadings and a stipulated statement of facts executed by the parties (dated November 25, 1946).
- Court notes it was unnecessary to go into the facts at length for purposes of decision in the principal opinion.
Stipulated Facts (as summarized from the parties’ stipulation)
- Election background:
- Elections held April 23, 1946.
- Three senators (Jose O. Vera, Ramon Diokno, Jose E. Romero) were proclaimed elected by majority vote of the Commission on Elections.
- Eight representatives (named individually in stipulation) likewise were certified by provincial boards as elected.
- Senate events:
- When the Senate convened May 25, 1946, the three senators-elect took part in the election of the President of the Senate, but a Senate resolution was adopted deferring administration of oath and seating of Vera, Diokno, Romero pending protest hearings.
- Those three purportedly took oaths outside the floor before notaries on May 25, 1946, and later filed oaths with the Secretary of the Senate; some had additional oaths filed and salary payments made at subsequent dates; thereafter they were not allowed to sit or vote and their names did not appear on the Senate roll.
- House of Representatives events:
- Provincial boards certified ninety-eight representatives as elected; eight of those (listed by name) were the subject of a resolution to defer taking oaths and seating pending protests.
- The eight took part in the election of the Speaker (May 25, 1946) but were not sworn on the floor and not allowed to sit subsequently (except two who were allowed to sit on September 30, 1946); their oaths were taken before notaries or the Secretary of the House and filed with the Auditor; most received salaries; two had payments suspended in August.
- Two members (Zulueta, Narciso Ramos) had resigned before the contested resolution was passed.
- Voting record on the resolution (Exhibit 3 — joint-session minutes/certificate of Secretary of the House):
- Senate: 16 voted "yes", 5 voted "no", with no absences (as shown by the minutes cited in the majority and concurring opinions).
- House: 68 voted "yes", 18 voted "no", one abstained and one was absent (per Exhibit 3).
- Parties reserved rights to question materiality/admissibility of Congressional Records and alleged oaths but stipulated the documents into the record for purposes of the hearing.
Core Legal Issues Presented
- Whether the Supreme Court has jurisdiction to entertain a petition seeking prohibition to restrain actions to implement a congressional resolution proposing a constitutional amendment — including whether the matter is a non-justiciable "political question."
- Whether the certified/enrolled copy of the joint resolution (and the signatures/certification by presiding officers and secretaries of both Houses) is conclusive on the courts (the "enrolled bill rule") or whether courts may look behind the enrolled copy to legislative journals or other records (the "journal entry" doctrine).
- Whether, for purposes of computing the three-fourths vote required by Article XV, section 1 of the Constitution, certain senators and representatives who had been suspended or excluded should be counted as members of their respective Houses; equivalently, whether the resolution in fact obtained the constitutionally required three-fourths of all the members of each House voting separately.
- Petitioners’ legal personality (standing) to challenge constitutionality of RA No. 73 and the resolution.
- Validity and constitutionality of Republic Act No. 73 insofar as it purports to submit the proposed amendment to a plebiscite and expend public funds.
Court’s Threshold Analysis: Jurisdiction and Political-Question Doctrine (Majority)
- Majority’s ruling on jurisdiction:
- The Court addresses jurisdiction at the threshold and recognizes the respondents’ contention that courts should be bound by the conclusiveness of enrolled bills/resolutions and that the matter may be political/non-justiciable.
- Majority distinguishes, academically, between "jurisdiction" (a matter of substantive law) and "conclusiveness of an enactment or resolution" (a matter of evidence/practice), but concedes that in practice both doctrines function similarly as respect for coordinate political departments.
- Political question principle:
- Majority reiterates the established doctrine (citing treatises) that political questions are generally non-justiciable unless the Constitution or statute confers power for the courts to decide.
- The difficulty lies in defining what is a political question; precedents and authority are not always harmonious on scope.
- The majority adopts and extensively analyzes United States jurisprudence, particularly Coleman v. Miller (U.S. Supreme Court), for guidance about the political nature of the amendatory process.
- Key conclusion on political question:
- The majority reasons that proposal of amendments by Congress and the process attendant to proposal/ratification are inherently political — proposal being a "highly political function performed by Congress in its sovereign legislative capacity" — and that courts should be restrained from interfering with that political function.
- Because Article XV's amending process "consists of (only) two distinct parts: proposal and ratification," the majority reasons that both parts must carry the same political character logically; thus, courts should be particularly restrained regarding challenges to proposals and the internal legislative processes culminating in proposal.
Coleman v. Miller Discussion (as relied upon by majority)
- Majority reproduces and analyzes Coleman v. Miller (U.S. S. Ct.), noting:
- Coleman held that the efficacy of ratification by a state legislature of a proposed amendment to the Federal Constitution is a political question and not justiciable; congressional determination on ratification timing is not reviewable by courts.
- The U.S. decision was fractured (nine justices in three groups): some found all issues political/nonjusticiable; others found issues justiciable and would have reversed; others split; consequently the opinion contains divergent rationales.
- Majority treats the case (and the concurring opinions in it) as persuasive authority for the proposition that proposal and ratificat