Title
Llorin, Jr. vs. Court of Appeals
Case
G.R. No. 103592
Decision Date
Feb 4, 1993
Apex Mortgage enforced an escalation clause in a loan agreement, adjusting interest rates per Central Bank regulations. The Supreme Court upheld its validity, noting Apex's unilateral rate reductions demonstrated fairness, despite the absence of a de-escalation clause.

Case Summary (G.R. No. 103592)

Applicable Law

The relevant legal framework for this case arises from the 1987 Philippine Constitution and includes the Usury Law and relevant Presidential Decrees, especially Presidential Decree No. 1684, which stipulates the conditions under which interest rates can be increased or decreased.

Loan Agreement and Escalation Clause

Llorin obtained a loan from Apex Mortgage, which stipulated a monthly payment plan with a 12% annual interest rate, escalating under specific circumstances dictated by an escalation clause embedded in the promissory note. This clause allowed Apex to unilaterally adjust interest rates in response to legislative or regulatory changes without prior notice to Llorin.

Interest Rate Adjustments

The trial court documented various adjustments to the interest rate according to Central Bank Circulars: from 12% to 21% in 1980, 21% to 25% in 1984, and subsequently to 36%, with later reductions as per legal requirements. Llorin raised concerns about the validity of these escalations and requested a recomputation of the loan amount.

Procedural History and Court Rulings

Apex filed a complaint for collection when payment demands were not met. The trial court ruled in favor of Apex on April 12, 1991, affirming the validity of the escalation clause. Following Llorin's petition for certiorari, the Court of Appeals upheld the trial court’s decision on January 17, 1992, which prompted this review.

Legal Arguments by Petitioner

Llorin contended that the escalation clause's validity was compromised by its one-sided nature favoring the lender and the absence of a de-escalation clause. He argued that similar clauses in the Supreme Court case of Banco Filipino Savings and Mortgage Bank were ruled invalid under analogous legal principles.

Court's Analysis on Escalation Clause

The Court established that the legality of such escalation clauses had been recognized in Philippine jurisprudence, specifically referencing the Banco Filipino case, where the constitutionality of such clauses was upheld under the right conditions. However, it emphasized the necessity for a corresponding de-escalation clause to ensure mutuality in the contract.

Distinction from Banco Filipino Case

The Court distinguished this case from the Banco Filipino ruling by noting that the escalation clause here included provisions for

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