Case Summary (G.R. No. L-55538)
Factual Background
The children’s father, Dionesio Divinagracia, left Zosima after she confronted him with a previous marriage to another woman. He allegedly never returned to the conjugal abode and was described as having swindled several persons, including Congressman Maglana (in the amount of P50,000), Galagar (in the amount of P10,000), and Eloy Gallentes and others. Two criminal cases for estafa were allegedly filed against him.
Zosima asserted that her children were teased by classmates and were embarrassed by their father’s alleged misconduct. She claimed that continuing to carry the father’s surname gave an undesirable social stigma tied to their father’s supposed criminal activities and abandonment. Acting on these concerns, Zosima filed a petition on August 10, 1978 in the Court of First Instance of Bohol, docketed as Special Proceeding No. 768, to change the children’s surname from Divinagracia to Naldoza, her own surname.
Trial Court Proceedings
After due publication and hearing, the trial court dismissed the petition. It found that the circumstances invoked by Zosima did not constitute sufficient grounds for a change of surname. In particular, the trial court did not find as adequate grounds for the surname change (i) that the father was a swindler, (ii) that he had abandoned the children, and (iii) that his marriage to Zosima was a second marriage that had not been annulled or declared bigamous.
The trial court further reasoned that adopting the mother’s surname would give a false impression of family relationship. It also treated the change as something that, in the circumstances, should not be allowed to override the children’s legitimate status as shown by their birth records.
Issues Raised on Appeal
On appeal, Zosima’s assignments of error were consolidated into the central question of whether there was sufficient justification for the two minors to discontinue using their father’s surname and to use only their mother’s surname.
The Parties’ Contentions
Zosima’s position rested on the asserted welfare and social considerations affecting the minors. She sought to obliterate any connection between the children and their father by having them bear the surname Naldoza alone. She also framed the request in terms of embarrassment caused by the father’s alleged swindling and abandonment.
The Solicitor General and the respondents, on the other hand, invoked the governing principle that a change of name should not be granted solely at the mother’s behest, especially when the petitioners are minors and the change would affect their established parental identity and legitimacy indicators.
Legal Basis and Reasoning
The Supreme Court treated the controlling legal framework as follows. Legitimate children “are supposed to bear principally the surname Divinagracia, their father’s surname” under Art. 364, Civil Code. The Court then emphasized that a petition to drop the father’s surname and use the mother’s surname alone was a serious step that ordinarily required careful judicial scrutiny.
The Court held that a change of name is allowed only when there are “proper and reasonable causes for such change” under Sec. 5, Rule 103, Rules of Court. It further ruled that, where the petitioners are minors, courts must consider whether the change would redound to their welfare or would prejudice them. It stated that the mother’s desire should not be the sole consideration.
In evaluating prior case law, the Court discussed Oshita vs. Republic, L-21180, March 31, 1967, 19 SCRA 700, where the petition to change a surname from Oshita to Bartolome was granted to a petitioner who was a legitimate daughter of a Filipino mother and a Japanese father who had elected Philippine citizenship. That case involved embarrassment due to ill-feeling against Japanese people, and the Court noted there was no showing of fraudulent purpose or prejudice to public interest. The Court also cited Alfon vs. Republic, G.R. No. 51201, May 29, 1980, 97 SCRA 858, where a legitimate petitioner had already used her mother’s surname form in school and voting records and had a reasonable ground to change from the father’s surname to the maternal surname to avoid confusion.
The Court found the instant case distinguishable because, in the cited precedents, the petitioners were already of age. Here, the petitioners were minors, and the Court underscored that permitting the minors to discard the father’s surname entirely would remove the prima facie evidence of paternal provenance or ancestry, which was not a matter to be decided solely by the mother.
The Court sustained the trial court’s conclusion that the reasons advanced were not substantial enough to justify the petition. It reasoned that allowing the change of surname would cause confusion as to the minors’ parentage. It also warned that the result might create the impression that the minors were illegitimate because they would carry the maternal surname only. This was said to be inconsistent with their legitimate status as indicated in their birth
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Case Syllabus (G.R. No. L-55538)
- The case concerned whether two minors should be allowed to discontinue using their father’s surname and instead use only their mother’s surname.
- The petition was filed by Zosima Naldoza, acting as natural guardian and guardian ad litem of the minors.
- The respondents were the Republic of the Philippines and Judge Fernando S. Ruiz of the Court of First Instance of Bohol, Branch IV.
- The trial court dismissed the petition for change of name.
- The petitioner appealed to the Court under Republic Act No. 5440.
Marital and Family Background
- Zosima Naldoza married Dionesio Divinagracia on May 30, 1970.
- The couple had two children: Dionesio, Jr., born on October 23, 1970, and Bombi Roberto, born on July 22, 1973.
- The minors were described as presumably legitimate.
- The father left the mother after Zosima confronted him with a previous marriage with another woman.
- The father allegedly never returned to the conjugal abode.
- The father was alleged to have swindled Congressman Maglana (P50,000) and other persons, including Galagar (P10,000) and Eloy Gallentes, among others.
- The minors allegedly suffered teasing from classmates, linked to the father’s alleged fraudulent conduct.
- Zosima sought to “obliterate any connection” between the minors and their father due to these circumstances.
Petition for Change of Surname
- On August 10, 1978, Zosima filed in the Court of First Instance of Bohol a petition to change the minors’ surname from Divinagracia to Naldoza.
- The petition was docketed as Special Proceeding No. 768.
- After due publication and hearing, the trial court dismissed the petition.
Trial Court’s Grounds for Denial
- The trial court found that the circumstances asserted by the petitioner did not constitute sufficient grounds for change of surname.
- The trial court did not regard as adequate grounds the allegations that the father was a swindler, had abandoned the children, and had a prior marriage that rendered his later marriage problematic because it had not been annulled or declared bigamous.
- The trial court reasoned that adopting the mother’s surname alone would create a false impression of family relationship.
- The trial court’s denial reflected concern for consistency with the minors’ status and recorded parentage.
Issues on Appeal
- The Court treated the appeal as presenting essentially one question: whether there was justification for the minors to abandon their father’s surname and use their mother’s surname only.
- The Court framed the inquiry around the legal effect of removing the paternal surname in a case involving presumptively legitimate minors.
Appellant’s Theory
- Zosima sought a surname change to prevent the minors from bearing their father’s surname.
- Zosima’s petition was anchored on the asserted wrongdoing and abandonment by the father.
- Zosima desired to sever any association between the minors and the father due to the father’s a