Title
Guy vs. Court of Appeals
Case
G.R. No. 163707
Decision Date
Sep 15, 2006
Petition for letters of administration over Sima Wei's estate contested due to filiation claims, waiver validity, and procedural compliance; SC upheld CA, allowing filiation trial.

Case Summary (G.R. No. 163707)

Procedural History

– June 13, 1997: Private respondents filed a petition for letters of administration before RTC Makati, Branch 138.
– Petitioner opposed, moved to dismiss for lack of necessity of administration and failure to prove illegitimate filiation during decedent’s lifetime.
– Co-heirs filed joint motions to dismiss, challenging the counsel-signed certification against forum shopping and alleging prior waiver via a June 7, 1993 Release and Waiver of Claim.
– RTC denied dismissals (July 21, 2000; July 17, 2003).
– Court of Appeals affirmed denial in Decision of January 22, 2004, and denied reconsideration on May 25, 2004.
– Petitioner’s certiorari petition to the Supreme Court followed.

Applicable Law

– 1987 Philippine Constitution (post-1990 decisions).
– Rules of Court: Rule 7, Section 5 (certification against forum shopping); Rule 74, Section 1 (administration not required if no debts).
– Family Code (Arts. 172–175) on proof of filiation and prescription.
– Civil Code: Article 285 (pre-Family Code recognition prescriptions), Article 1044 (repudiation of inheritance).

Issues Presented

  1. Whether private respondents’ petition must be dismissed for improper certification against forum shopping.
  2. Whether the Release and Waiver of Claim bars private respondents from asserting successional rights.
  3. Whether private respondents are barred by prescription from proving their filiation.

Certification Against Forum Shopping

Rule 7, Section 5 mandates that the non-forum-shopping certification be executed by the principal party. Nevertheless, the Court applied a liberal interpretation in the interest of substantial justice. Relying on Sy Chin v. Court of Appeals, the procedural lapse of counsel-signed certification was excused due to absence of bad faith and the compelling merits of the dispute.

Validity of the Release and Waiver of Claim

A valid waiver of hereditary rights must be clear, unequivocal, and show intent to relinquish such rights. The Release and Waiver of Claim received ₱300,000.00 and an educational plan “in full settlement of any and all claims…against the estate,” but made no explicit reference to hereditary shares. Under Civil Code Article 1044, parents or guardians may not repudiate a minor’s inheritance without judicial authorization. The waiver was neither judicially sanctioned nor explicitly targeted hereditary rights; hence, it is void and cannot preclude private respondents’ succession claims. Moreover, ignorance of a right negates waiver, and respondents could not knowingly waive unestablished rights.

Prescription and Proof of Filiation

Article 285 of the Civil Code and Articles 172–175 of the Family Code establish distinct prescription periods based on the mode of proof:

  • Recognition by birth record or public/private instrument may be filed during the lifetime of the alleged parent.
  • Actions based on open and continuous possession must be brought during the parent’s lifetime, with heirs given five years post-majority under Article 173.
    Because private respondents have not yet presented evidenc

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