Title
Source: Supreme Court
Guialani vs. Court of Appeals, 22nd Division
Case
G.R. No. 221253-54
Decision Date
Apr 26, 2021
Former barangay official accused mayor and treasurer of misconduct over a tax settlement with Ajinomoto; SC ruled treasurer committed simple misconduct, mayor not liable.

Case Summary (G.R. No. 221253-54)

Consolidated Petitions Overview

The consolidated petitions focus on two main actions: petitions for review on certiorari under Rule 45 and petitions for certiorari and prohibition under Rule 65. They aim to contest the Court of Appeals’ decisions that overturned the Office of the Ombudsman’s ruling, which found the respondents guilty of grave misconduct and dismissed them from service.

Background and Facts of the Case

After his election in 2013, Mayor Moreno appointed BaAez to review tax records and handle assessments. An assessment issued to Ajinomoto resulting from a tax reclassification led to a legal dispute, culminating in a mediated settlement agreeing to a significantly lower tax obligation. Guialani later filed a complaint arguing that the settlement required Sanggunian approval under the Local Government Code.

Proceedings Before the Ombudsman

The Ombudsman found Moreno and BaAez guilty of grave misconduct for failing to seek authorization from the Sanggunian for the settlement agreement. Consequently, they were dismissed from service, along with penalties that included cancellation of eligibility and forfeiture of benefits.

Court of Appeals Rulings

Respondents filed for certiorari in the Court of Appeals to contest the Ombudsman's decision. The appellate court granted a temporary restraining order and subsequently reversed the Ombudsman's decision, determining that no Sanggunian approval was needed for the settlement agreement and dismissing the administrative charges based on merit.

Legal Arguments

Guialani and the Ombudsman argue that the CA erred in ruling that the settlement did not require prior Sanggunian approval, emphasizing that a settlement creates binding obligations that necessitate legislative approval under the Local Government Code. They assert that the local treasurer’s powers do not extend to unilaterally settling tax liabilities without oversight.

Court’s Rulings on Administrative Liability

The Supreme Court ruled that the settlement required Sanggunian approval, as it represents the discretion to impose tax, which is a legislative function. The involvement of the local treasurer in mediation does not exempt the necessity of legislative consent, and failure to secure such authority constitutes misconduct.

Findings Against Respondent BaAez

The Court found BaAez guilty of simple misconduct for failing to obtain approval from the Sanggunian. Although there was no evidence of corruption or intent to violate the law, BaAez's disregard for procedural requirements was sufficient for liability.

Findings Against Respondent Moreno

The evidence was found insufficient to hold Mayor Moreno accountable for BaAez’s actions regarding the tax settlement. Moreno did not have direct involvement in the execution of t

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