Case Summary (G.R. No. 170165)
Petitioners
Gudani and Balutan sought annulment of a directive (transmitted “per instruction” from the President through the AFP Chief of Staff) prohibiting AFP personnel from appearing before congressional or Senate hearings without presidential approval. They also sought injunctive relief to prevent a pending preliminary investigation and potential court-martial for alleged violation of the order.
Respondents
The AFP Chief of Staff enforced the presidential instruction and ordered the Provost Marshal to investigate the petitioners’ appearance before the Senate. The Pre-Trial Investigating Officer issued orders to appear for pre-trial, accompanied by charge sheets accusing petitioners of violating Articles of War 65 (willfully disobeying a superior officer) and 97 (conduct prejudicial to good order and military discipline).
Key Dates and Events
- 22 Sep 2005: Senator Biazon invited senior AFP officers to a 28 Sep 2005 Senate hearing.
- 26 Sep 2005: AFP Chief of Staff’s office issued a memorandum directing petitioners to attend the hearing.
- 27 Sep 2005 evening: a message from Gen. Senga’s office stated, “PER INSTRUCTION OF HER EXCELLENCY PGMA, NO AFP PERSONNEL SHALL APPEAR BEFORE ANY CONGRESSIONAL OR SENATE HEARING WITHOUT HER APPROVAL.”
- 28 Sep 2005: petitioners nonetheless testified before the Senate Committee; President issued Executive Order No. 464 that day.
- 30 Sep 2005: petitioners were directed to appear before the Office of the Provost Marshal General (OPMG) for investigation.
- 3–6 Oct 2005: investigation and investigative report recommending charges.
- 4 Oct 2005: Gen. Gudani was compulsorily retired (age 56); military jurisdiction had already attached.
- 24 Oct 2005: pre-trial orders and charge sheets served.
Applicable Law and Constitutional Provisions
Governing legal sources relied upon in the decision include the 1987 Constitution (notably the commander-in-chief clause and the legislative inquiry power), Commonwealth Act No. 408 (Articles of War, including Articles 63, 65, 97), Executive Order No. 464 (subject of a separate case, Senate v. Ermita), and prior judicial precedents (e.g., Abadilla v. Ramos on retention of military jurisdiction after retirement; Kapunan on restraints justified by military discipline). The Court used the 1987 Constitution as the constitutional framework for analysis.
Issues Presented
- Whether the President, acting as commander-in-chief, may require prior presidential approval before members of the AFP appear and testify before Congress;
- Whether petitioners could be subjected to military investigation and disciplinary proceedings for appearing before the Senate despite the presidential/Chief of Staff instruction; and
- Whether compulsory retirement removed Gen. Gudani from military jurisdiction.
Scope of Review and Procedural Posture
The Court limited its role to judicial review of whether respondents could properly initiate preliminary investigation preparatory to court-martial based on petitioners’ acts; it expressly refrained from determining petitioners’ guilt. The petition sought certiorari and prohibition to prevent the military proceeding; the Court treated the central question as one of legal power and jurisdiction rather than an evaluation of contested facts (e.g., whether petitioners actually knew of the order before testifying).
Undisputed and Key Factual Findings Relevant to Review
- Petitioners were invited and did attend and testify before the Senate hearing on 28 September 2005.
- The day before, an instruction originating from the President and transmitted by the AFP Chief of Staff instructed that AFP personnel not appear before congressional hearings without presidential approval.
- After the testimony, the AFP publicly stated the petitioners “disobeyed a legal order” and announced initiation of general court-martial proceedings; petitioners were relieved of assignments and subjected to an OPMG investigation and subsequent pre-trial charges.
Effect of Executive Order No. 464 and the Senate Decision
The Court distinguished the present dispute from Senate v. Ermita, which addressed the scope and limits of executive privilege as embodied in E.O. 464 and invalidated certain sections of that executive order. Here, petitioners were not being discipled for violating E.O. 464 but for disobeying a direct order from the AFP Chief of Staff that was phrased as “per instruction” of the President. The Court emphasized that Senate v. Ermita resolved questions about executive privilege and its invocation, but it did not decide the separate constitutional issue whether the President in her role as commander-in-chief may require prior approval before military personnel attend congressional hearings.
Commander-in-Chief Power and Its Reach
The Court held that, under the 1987 Constitution, the President’s powers as commander-in-chief include authority to control speech, movement, and certain activities of members of the armed forces in ways that differ from civilian norms. Military discipline, the chain of command, and the constitutional allocation of authority (President as commander-in-chief) justify restrictions on travel and speech of military personnel where reasonable and directed to military exigencies. Precedents such as Kapunan were invoked to illustrate that certain liberties may be curtailed in the military context for discipline and effectiveness.
Importance of Chain of Command and Military Discipline
The decision underscores that obedience to lawful orders from superiors is fundamental to military discipline and that willful disobedience is punishable under Articles of War (Article 65). The Court stressed that allowing officers to defy superior orders on the ground that the subject matter is otherwise lawful under civilian norms would undermine military discipline and civilian control of the military.
Interaction with Congress’ Power of Legislative Inquiry
The Court recognized the constitutional power of Congress to conduct inquiries in aid of legislation (Art. VI, Sec. 21) and reaffirmed that this legislative power is subject to judicial review when constitutional limits are implicated. Where Congress legitimately seeks testimony from military officers and the President or the Chief of Staff withholds consent, the Court explained that judicial remedies exist: Congress may seek a court order compelling attendance; the judiciary is the proper forum to resolve contested claims (e.g., executive privilege, national security, commander-in-chief concerns). Thus the decision establishes that the President’s commander-in-chief authority does not render congressional inquiry powerless; rather, judicial process is the constitutional mechanism to reconcile competing branch interests.
Retention of Military Jurisdiction Despite Retirement
Relying on Abadilla v. Ramos, the Court held that once military jurisdiction properly attaches (i.e., when the alleged offenses and initiation of proceedings occurred before retirement), jurisdiction is retained even if an officer is subsequently retired. Thus Gen. Gudani’s compulsory retirement did not deprive military authorities of jurisdiction over the proceedings already initiated.
Court’s Holding and Relief Sought
The Supreme Court denied the petition for certiorari and prohibition. It concluded that the President, in her capacity as commander-in-chief, has the aut
Case Syllabus (G.R. No. 170165)
Citation, Court and Opinion
- Reported at 530 Phil. 398, En Banc; G.R. No. 170165; Decision dated August 15, 2006; penned by Justice Tinga.
- Petition for certiorari and prohibition filed by petitioners seeking annulment of a presidential directive and injunctive relief against military preliminary investigation and prospective court-martial proceedings.
- Vote/participation: Majority opinion by Tinga, J.; concurrence by Panganiban, C.J., Puno, Quisumbing, Ynares-Santiago, Sandoval-Gutierrez, Carpio, Austria-Martinez, Carpio Morales, Callejo, Sr., Chico-Nazario, Garcia and Velasco, Jr., JJ.; Corona, J., on leave; Azcuna, J., on official business.
- Procedural note: President Gloria Macapagal-Arroyo initially named but dismissed as respondent by the Court’s resolution of 15 November 2005 because of presidential immunity during incumbency (see note [1]).
Parties and Roles
- Petitioners:
- Brigadier General (Ret.) Francisco F. Gudani — then PMA Assistant Superintendent; formerly commander of Joint Task Force Ranao during the 2004 elections.
- Lieutenant Colonel Alexander F. Balutan — then Assistant Commandant of Cadets, PMA; member of Joint Task Force Ranao.
- Respondents:
- Lt./Gen. Generoso S. Senga — AFP Chief of Staff (issued the order directing non-appearance without presidential approval).
- Col. Gilberto Jose C. Roa — Pre-Trial Investigating Officer (served orders for pre-trial appearance).
- The Provost Marshal General of the AFP and the General Court-Martial (institutions charged with investigating and trying military offenses).
- Other actors:
- Senator Rodolfo Biazon — convener of Senate Committee on National Defense and Security; issued invitation to several AFP officers for hearing.
- Office of the Solicitor General (OSG) — represented respondents before the Supreme Court.
- Commodore Amable B. Tolentino — AFP Office for Legislative Affairs; delivered instruments at the Senate.
- Col. Henry A. Galarpe — of the Provost Marshal General’s office, acted in investigation.
Factual Background — Key Chronology and Events
- 22 September 2005: Senator Biazon invited senior AFP officers (including petitioners and Gen. Senga) to testify publicly before the Senate Committee on National Defense and Security at a hearing scheduled for 28 September 2005, in connection with allegations concerning the conduct of the 2004 elections and an alleged phone conversation involving President Arroyo and a COMELEC official.
- Petitioners’ roles in 2004 elections: Gen. Gudani designated commander and Col. Balutan a member of "Joint Task Force Ranao" tasked to maintain peace and order in Lanao del Norte and Lanao del Sur during the 2004 elections.
- 23 September 2005: Gen. Senga replied to Sen. Biazon he would be unable to attend due to a prior commitment in Brunei and directed other officers invited to attend.
- 26 September 2005: Office of the Chief of Staff issued a Memorandum (signed by Lt. Col. Hernando DCA Iriberri for Gen. Senga) directing Gen. Gudani and Col. Balutan to attend the 28 September hearing.
- Petitioners filed travel authority requests to the PMA Superintendent and departed Baguio for Manila to attend the hearing.
- 27 September 2005: Gen. Senga wrote Sen. Biazon requesting postponement of the 28 September hearing, stating he and some invited officers could not attend due to urgent operational matters.
- Evening of 27 September 2005 (~10:10 p.m.): Message transmitted from Gen. Senga’s office to PMA Superintendent reading: "PER INSTRUCTION OF HER EXCELLENCY PGMA, NO AFP PERSONNEL SHALL APPEAR BEFORE ANY CONGRESSIONAL OR SENATE HEARING WITHOUT HER APPROVAL. INFORM BGEN FRANCISCO F GUDANI AFP AND LTC ALEXANDER BALUTAN PA (GSC) ACCORDINGLY."
- 28 September 2005 (morning): Gen. Senga sent another letter to Sen. Biazon stating "no approval has been granted by the President to any AFP officer to appear" before the hearing.
- 28 September 2005 (hearing): Both petitioners appeared and testified before the Senate Committee as the hearing commenced despite the prior instruction.
- OSG additional facts:
- AFP couriers attempted late-night delivery of the radio message to Gen. Gudani’s Parañaque residence on 27 Sept but were denied entry by subdivision guards.
- A copy of Gen. Senga’s earlier letter to Sen. Biazon was handed to Gen. Gudani at the Senate by Commodore Tolentino before the hearing; Gen. Gudani replied he already had a copy.
- Gen. Senga attempted to call Gen. Gudani via Commodore Tolentino; Gen. Gudani refused the call; Gen. Senga instructed Tolentino to inform Gudani "it was an order"; Gudani still refused to accept the call.
- Aftermath same day:
- Gen. Senga’s office issued a statement noting petitioners' appearance "in spite of the fact that a guidance has been given that a Presidential approval should be sought prior to such an appearance," characterized the act as disobedience of a legal order in violation of Article of War 65 (Willfully Disobeying Superior Officer), and announced that petitioners would be subjected to General Court Martial proceedings; both were relieved of assignments.
- President Arroyo issued Executive Order No. 464 (E.O. 464) on 28 September 2005 enjoining executive officials (including military) from appearing in legislative inquiries without presidential approval; this Executive Order later subject of Supreme Court review in Senate v. Ermita.
- 30 September 2005: Gen. Senga, through Col. Henry A. Galarpe (Provost Marshal General’s office), directed petitioners to appear before the Office of the Provost Marshal General (OPMG) on 3 October 2005 for investigation.
- 3 October 2005: Petitioners appeared before Col. Galarpe and invoked their right to remain silent.
- 4 October 2005: Gen. Gudani was compulsorily retired from military service upon reaching age 56.
- 6 October 2005: OPMG Investigation Report recommended charging both petitioners with violation of Article of War 65 (assaulting or willfully disobeying superior officer) in relation to Article of War 97 (conduct prejudicial to good order and military discipline).
- 24 October 2005: Petitioners were separately served with Orders signed by Col. Gilberto Jose C. Roa, Pre-Trial Investigating Officer, directing their personal appearance for pre-trial investigation and to submit counter-affidavits and affidavits of witnesses with accompanying charge sheets for violations of Articles 65 and 97 of Commonwealth Act No. 408 (Articles of War).
- Relief sought by petitioners: (1) Declare presidential directive (as coursed through Gen. Senga) unconstitutional; (2) Quash charges on charge sheets; (3) Permanently enjoin Gen. Senga, Col. Galarpe, Col. Roa and successors from proceeding against them for testifying on 28 September 2005.
Issues Framed by the Court
- Proper legal issue limited by the Court:
- Not the guilt or innocence of petitioners on Articles 65 and 97 (no court-martial yet); rather, whether respondents could properly initiate preliminary military investigative proceedings (pre-trial) preparatory to a General Court Martial based on petitioners’ acts of testifying despite the order.
- Subsidiary issues addressed or considered:
- Whether the presidential directive (requiring prior presidential approval to appear before Congress) is constitutional as applied to the military.
- The effect of E.O. 464 and the Court’s ruling in Senate v. Ermita on the present case.
- Whether Gen. Gudani’s post-appearance compulsory retirement removed him from military jurisdiction.
- Whether petitioners’ appearance before the Senate, in defiance of the order, was protected by congressional authority (inquiries in aid of legislation) and constitutional rights to information, or whether military discipline and chain of command permit discipline for disobedience.
Petitioners’ Principal Contentions
- The presidential directi