Title
Gonzales vs. Escalona
Case
A.M. No. P-03-1715
Decision Date
Sep 19, 2008
Court clerks and sheriff found guilty of gross misconduct for mishandling funds in a wrongful death case; penalties imposed despite resignation and death.

Case Summary (G.R. No. L-69765-67)

Complaint Overview

Felisa L. Gonzales filed a verified complaint against the respondents alleging conduct prejudicial to the best interest of the service and grave misconduct. The complaint arose from enforcement actions concerning a writ of execution issued after the RTC convicted Paterno Makipig, Jr. for reckless imprudence resulting in homicide and multiple physical injuries, awarding damages to the victims, including Gonzales, who suffered the loss of her son.

Damages and Enforcement Actions

The RTC awarded Gonzales P300,040.00 and additional damages to other victims totaling P29,020.00, and directed Sheriff Superada to enforce the judgment against the accused's employer, Serafica Enterprises. Gonzales alleged that prior to the writ’s issuance, Superada solicited P27,500.00 from her purportedly for expenses related to executing the writ, of which only P7,000.00 was given.

Allegations of Impropriety

Gonzales contended that without her consent, both respondents accepted twenty-four postdated checks from Serafica, totaling P329,060.00, made payable to Escalona. Upon encashment, Escalona deducted amounts for alleged fees, which Gonzales disputed as unapproved charges. The denial of wrongdoing by both respondents in their comments exacerbated the case, as they laid claims that the payment arrangements were made solely by Serafica.

Investigation Findings

The investigation, led by Executive Judge Lourdes G. Blanco, revealed that Escalona's acceptance of checks made payable to him was improper given the absence of procedural compliance with Rule 11 of the Rules of Court, which mandates that any expenses related to executing a writ must have court approval.

Ethical Standards and Responsibilities

The report underscored the expectations placed on public officers according to Section 1 of Article XI of the 1987 Philippine Constitution, stating that public officials must serve with integrity and accountability. The actions of the respondents were deemed detrimental to the public faith in judicial proceedings.

Guilt Established Through Conduct

Both Escalona and Superada’s conduct was described as a testament to their collaboration in the mishandling of funds designated for victims, to their personal advantage. The findings indicated they acted in concert in a manner that compromised the integrity of the legal process.

Consequences of Misconduct

The Investigating Judge characterized the actions of both respondents as grave misconduct, violating the Anti-Graft and Corrupt Practices Act (R.A. 3019). Despite Escalona's resignation prior to the filing of the case, it was recommended that the matter be recorded against him and that Superada, given his death, should not be dismissed from consideration of liability.

Final Findings and Penalties

The court ult

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