Case Summary (G.R. No. 188551)
Key Dates and Procedural Milestones
Offense: approximately 2:00 a.m., August 1, 1999. Information filed by the Assistant City Prosecutor of Manila: December 1, 1999 (charge: frustrated homicide). Arraignment: petitioner pleaded not guilty. Trial testimony and proceedings occurred between 2000–2004 (transcripts cited). Trial court conviction and sentence (RTC) were promulgated and appealed to the Court of Appeals (CA). The CA affirmed the conviction; petitioner’s motion for reconsideration was denied. Petitioner filed a Petition for Review on Certiorari to the Supreme Court.
Applicable Law and Constitutional Basis
Constitutional framework: 1987 Philippine Constitution (decision date is after 1990, so the 1987 Constitution is applicable). Penal law: Revised Penal Code (Information cites Articles 249 and 50 [sic] as the statutory basis for the charge of frustrated homicide). Evidentiary and jurisprudential authorities relied upon in the courts’ reasoning include prior Supreme Court decisions cited in the record (e.g., Anilao v. People; Mahawan v. People; People v. Erguiza; People v. Lucas; Esqueda v. People).
Facts Established at Trial
Around 2:00 a.m. on August 1, 1999, while Mendol was about to ride his tricycle at the corner of Estrada and Arellano Streets, petitioner—standing in front of his store located near that intersection—allegedly fired a .9mm Tekarev pistol at Mendol four times, striking him once in the upper right chest. Mendol was immediately transported to Ospital ng Makati for treatment; timely medical attention prevented his death. A sketch of the crime scene, medical certificate, and receipts for medical expenses were introduced by the prosecution. The prosecution presented three eyewitnesses who positively identified petitioner as the shooter.
Charge, Plea and Trial Evidence
Charge: frustrated homicide for performing all acts of execution which should have produced homicide but failing due to causes independent of his will (timely medical assistance). Plea: not guilty. Prosecution evidence: testimonies of Mendol, Velasco, and Garcelazo (all positively identifying petitioner), and the attending physician; documentary proof including crime-scene sketch, medical certificate, and medical expense receipts. Defense evidence: petitioner’s testimony, his wife’s testimony, Barangay tanod Asumbrado’s testimony, paraffin test results offered by the defense (negative result), and transcript of stenographic notes of the court-ordered ocular inspection. The trial court granted an ocular inspection requested by the defense.
Trial Court Findings and Sentence
The Regional Trial Court gave greater weight to the credible, positive testimonies of the prosecution’s eyewitnesses over the defense’s alibi, finding petitioner guilty beyond reasonable doubt of frustrated homicide. Sentence: indeterminate term with minimum of six months and one day of prision correccional and maximum of eight years and one day of prision mayor; indemnity (actual damages P34,305.16) and moral damages (P30,000.00) awarded to the victim.
Court of Appeals’ Disposition
On appeal, the Court of Appeals affirmed the RTC’s findings. The CA emphasized that assessment of witness credibility is primarily within the trial court’s province because it is better positioned to observe witness demeanor. The CA found the victim’s positive and unequivocal identification of petitioner to be dispositive and held that the negative paraffin test was not conclusive and is of little import when there is positive identification by witnesses. The CA denied petitioner’s motion for reconsideration.
Issues Presented to the Supreme Court
- Whether the prosecution established petitioner’s guilt beyond reasonable doubt. 2) Whether a defense of alibi, when corroborated by a disinterested party, can overcome the positive identification by three witnesses.
Supreme Court Holding
The Supreme Court denied the petition and affirmed the CA’s decision in toto. The Court held that the prosecution proved petitioner’s identity and intent to kill beyond reasonable doubt and that the defense of alibi was not established by clear and convincing evidence to overcome positive identification.
Reasoning on Identity and Witness Credibility
The Court reiterated controlling principles: categorical and consistently positive identification of an accused by eyewitnesses, without proof of ill motive or substantial discrepancies, prevails over denial or defensive claims. All three prosecution witnesses gave positive and consistent accounts identifying petitioner as the shooter; their testimony placed petitioner facing Arellano Street at the locus criminis, with a proximate and unobstructed front view. Although the incident occurred in the early morning, the presence of a street lamp five meters from petitioner’s position permitted clear observation. The witnesses were familiar with petitioner because of his store, further supporting reliable identification. Given these circumstances, identity was established with moral certainty.
Reasoning on Intent to Kill
The Court applied established tests for proving intent to kill: the means used, the nature, location and number of wounds, and the assailant’s conduct before, during, and immediately after the attack. Petitioner fired a firearm and discharged multiple shots; one shot hit the victim in the chest. Petitioner continued to shoot even after the victim had been struck and while the victim attempted to escape—conduct probative of intent to kill. The attending physician’s testimony that the victim would have died absent immediate medical treatment underscored the gravity of the wound and corroborated the lethal quality of the assault, supporting the prosecution’s proof of intent to kill.
Reasoning on Alibi and Physical Impossibility
The Court applied the standard that a defendant asserting alibi must, by clear and convincing evidence, establish (1) that he was in another place at the time of the offense and (2) that it was physically impossible for him to be at the scene. Petitioner’s alibi—that he was asleep at home with his wife when the shooting occurred—failed both prongs.
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Procedural Posture and Course of Litigation
- Petition for Review on Certiorari dated 20 August 2009 filed in the Supreme Court seeking review of the Court of Appeals (CA) 10 June 2009 Resolution in CA-G.R. CR. No. 30456, which denied petitioner’s Motion for Reconsideration of the CA’s 10 November 2008 Decision affirming conviction for frustrated homicide.
- Case caption and citations as presented: 705 Phil. 188; 109 OG No. 45, 7619 (November 11, 2013); FIRST DIVISION; G.R. No. 188551, February 27, 2013. Decision authored by Chief Justice SERENO.
- Initial criminal Information filed by the Assistant City Prosecutor of Manila dated 01 December 1999 charging petitioner with frustrated homicide.
- Arraignment: petitioner pleaded not guilty.
- Trial court (Regional Trial Court) rendered judgment finding petitioner guilty; dispositive sentence and awards (see “Trial Court’s Decision and Sentence”).
- Petitioner filed a Notice of Appeal dated 14 July 2006 to the Court of Appeals and thereafter filed required briefs; appellee filed a brief; petitioner filed a Reply brief.
- CA affirmed the RTC Decision on 10 November 2008; petitioner filed a Motion for Reconsideration dated 08 December 2008; CA denied the Motion for Reconsideration by Resolution dated 10 June 2009.
- Supreme Court required the prosecution to comment; victim submitted a Comment dated 15 December 2009; petitioner filed a Reply dated 01 March 2010.
- Supreme Court denied the Petition and affirmed the CA’s 10 June 2009 Resolution and 10 November 2008 Decision in toto.
Facts as Found in the Records
- Petitioner owned a house with a sari-sari store along Arellano Street, Manila.
- Victim Virgilio Mendol was a tricycle driver whose route traversed the road where petitioner’s store was located.
- At about 2:00 a.m. of 01 August 1999, a brawl occurred at the corner of Estrada and Arellano Streets, Manila.
- Mendol was about to ride his tricycle at that intersection while facing Arellano Street.
- Petitioner was standing in front of his store, approximately 30 meters away from Mendol, and shot Mendol four times, striking him once in the upper right portion of his chest.
- Mendol was brought to Ospital ng Makati for treatment and survived because of timely medical attention.
Charges and Allegations (Text of the Information)
- Information dated 01 December 1999 charged petitioner with frustrated homicide.
- The Information alleged that on or about August 1, 1999, in the City of Manila, with intent to kill, petitioner wilfully, unlawfully and feloniously attacked and shot Virgilio Mendol with a .9mm Tekarev pistol, Serial No. 40283, hitting him on the upper right portion of his chest and inflicting a gunshot wound which was necessarily fatal and mortal, thereby performing all acts of execution which should have produced the crime of Homicide but did not produce it by reason of causes independent of his will, specifically timely and able medical assistance rendered to Mendol which prevented his death; CONTRARY TO LAW.
Evidence Presented at Trial
- Prosecution witnesses: the victim Virgilio Mendol, Joseph Velasco (Velasco), Iluminado Garcelazo (Garcelazo), and the attending physician.
- Documentary evidence for the prosecution: crime scene sketch, Medical Certificate issued by the physician, and receipts of Mendol’s medical expenses.
- Defense requested and was granted an ocular inspection of the crime scene during trial.
- Defense witnesses listed in the records: petitioner himself, his wife, Velasco (noted in the record as a defense witness as well), and Barangay Tanod George Asumbrado (Asumbrado).
- Defense exhibits offered: results of the paraffin test of petitioner and the transcript of stenographic notes taken during the court’s ocular inspection of the crime scene.
- Petitioner asserted at various stages (including in his Reply brief) that prosecution witnesses did not actually see him fire the gun and that his paraffin test yielded a negative result.
Trial Court’s Findings and Sentence
- Trial court (RTC) found the positive testimonies of eyewitnesses more credible than the defense of alibi and convicted petitioner of frustrated homicide.
- Dispositive portion of the RTC judgment (as quoted in the records):
- Found petitioner “GUILTY beyond reasonable doubt of the crime of Frustrated Homicide under Articles 249 and 50 [sic] of the Revised Penal Code.”
- Sentenced petitioner to an indeterminate term: minimum of six (6) months and one (1) day of prision correccional, maximum of eight (8) years and one (1) day of prision mayor.
- Ordered petitioner to indemnify complainant Virgilio Mendol the sum of P34,305.16 for actual damages and P30,000.00 for moral damages.
- Petitioner filed a Notice of Appeal to the Court of Appeals dated 14 July 2006.
Court of Appeals Proceedings and Rulings
- CA required petitioner to file a brief; petitioner challenged the cred