Case Summary (G.R. No. 242362)
Petitioner’s Core Claims and Factual Background
Leonora alleged that she and Alfredo were married on June 9, 1984 but that no marriage license was actually obtained nor did she appear before the Local Civil Registrar of Imus, Cavite. She asserted that Alfredo later became psychologically incapacitated: he came home late or not at all, failed to provide financial support, treated her without spousal regard, engaged in extramarital affairs, and separated from the family in 1994. Leonora also alleged Alfredo contracted subsequent marriages in 1994 and 2000 and attached a PSA certification listing three marriage records bearing variants of Alfredo’s name.
Evidence Presented at Trial
Leonora testified about the marriage, separation in 1994, lack of financial support, and minimal contact (one brief school visit in 1999). She presented Clinical Psychologist Noel N. Ison as an expert witness. Ison conducted a clinical interview of Leonora and collateral interviews of Leonora’s sister and one daughter; he did not examine Alfredo personally because Alfredo did not respond to invitations. Based on available collateral information and psychological testing of Leonora, Ison concluded Alfredo suffered from Narcissistic Personality Disorder with borderline personality traits and opined this disorder had juridical antecedence, was grave and permanent relative to Leonora, and incapacitated him from performing essential marital obligations.
RTC Decision and Reasoning
The RTC (Decision dated December 27, 2017) denied Leonora’s petition. The court found insufficient proof of the alleged subsequent marriages because Leonora did not submit the corresponding marriage certificates. The RTC held that, even assuming the subsequent marriages occurred, infidelity alone is not sufficient to prove psychological incapacity under Article 36 of the Family Code; there must be other circumstances showing durable, aberrant attitudes and behavioral patterns constituting a personality structure that pre-existed or existed at the time of marriage. The RTC also questioned Ison’s report for lack of particulars and specific factual bases tying his generalized descriptions to Alfredo’s concrete acts and circumstances; it further noted Leonora’s own testimony that Alfredo had initially been “very kind, gentle and witty,” which undermined the claim of pre-existing incapacity.
Court of Appeals’ Procedural Rulings
Leonora filed a Petition for Review under Rule 42 with the Court of Appeals. The CA dismissed that petition as the wrong remedy (May 31, 2018 Resolution) because the RTC rendered judgment in the exercise of original jurisdiction and the proper mode of appeal was an ordinary appeal under Rule 41(a) or, if purely questions of law were involved, a petition for review on certiorari under Rule 45. The CA denied reconsideration (October 2, 2018), emphasizing the statutory nature of the right to appeal and the jurisdictional consequence of failing to perfect the correct remedy.
Issues Framed for the Supreme Court
The Supreme Court identified two issues: (1) whether the Court of Appeals erred in dismissing the appeal on procedural grounds, and (2) whether the totality of evidence supported a declaration that the marriage was void for psychological incapacity under Article 36 of the Family Code.
Procedural Holding of the Supreme Court
Applying the 1997 Rules of Civil Procedure (appeal filed in 2018, prior to the 2019 Rules), the Supreme Court agreed that the CA did not err in concluding that Rule 42 was the wrong remedy for an RTC decision rendered in original jurisdiction; the appropriate avenue would have been Rule 41(a) or Rule 45 as applicable. Nevertheless, invoking the Court’s discretion to relax rules in appropriate circumstances (citing the Malixi factors), the Supreme Court determined the substantive case was meritorious and therefore gave due course to the petition despite the procedural infirmity.
Substantive Standard for Psychological Incapacity
The Court reiterated controlling doctrine from Tan-Andal and subsequent cases: psychological incapacity under Article 36 is a legal concept concerning a durable aspect of personality structure that manifests in clear acts of dysfunctionality undermining the family and making it impossible for the spouse to understand and comply with essential marital obligations. Requirements include: (a) proof by clear and convincing evidence; (b) manifestation of enduring personality traits (personality structure) producing dysfunction; (c) juridical antecedence or existence of the incapacity at the time of marriage; and (d) the incapacity must be grave and attributable to a genuine psychic cause. Expert opinion may be persuasive but is not indispensable; ordinary witnesses may testify about consistent behaviors observed before marriage. Collateral psychiatric information is an accepted practice when direct examination is not available.
Application of Law to Facts and Supreme Court’s Findings
Considering the totality of evidence, the Supreme Court found that Leonora established Alfredo’s psychological incapacity. The Court emphasized these factual indicators: long unjustified absence from the family after 1994; al
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Procedural Posture and Relief Sought
- Petition for Review on Certiorari to the Supreme Court from the Court of Appeals’ May 31, 2018 and October 2, 2018 Resolutions in CA-G.R. SP No. 155807, which dismissed petitioner’s Rule 42 petition for being the wrong remedy.
- Underlying action: Petition for Declaration of Nullity of Marriage filed by Leonora O. Dela Cruz-Lanuza (petitioner/Leonora) in the Regional Trial Court (RTC), Caloocan City, Branch 124, on grounds of lack of a valid marriage license and/or psychological incapacity of respondent Alfredo M. Lanuza, Jr. (private respondent/Alfredo).
- Relief sought by petitioner: declaration that her marriage to Alfredo is null and void on the ground of psychological incapacity (Article 36, Family Code) and/or lack of valid marriage license/appearance before the local civil registrar prior to marriage.
Relevant Dates, Docket Numbers and Panels
- G.R. No. 242362; Decision promulgated April 17, 2024 by the Second Division, per Justice Leonen, SAJ.
- RTC Decision: December 27, 2017 (Civil Case No. C-23815) by Presiding Judge Glenda K. Cabello-Marin, Branch 124, RTC Caloocan City.
- CA Resolutions: May 31, 2018 and October 2, 2018 in CA-G.R. SP No. 155807 (authored by Associate Justice Priscilla J. Baltazar-Padilla, concurred in by Associate Justices Nina G. Antonio-Valenzuela and Jhosep Y. Lopez).
- Supreme Court records reflect communications and procedural steps requiring respondents’ comments (April 1, 2019 resolution), OSG’s motions for extension, and progressive contempt fines imposed on private respondent for non-compliance.
Factual Background
- Leonora and Alfredo met at work and married on June 9, 1984; they had four children during their union.
- The marriage certificate recites a marriage license purportedly from the Local Civil Registry of Imus, Cavite, but Leonora testifies she did not secure nor appear for any such license or registration prior to marriage.
- Marital relations initially were “smooth,” but subsequently Alfredo’s behavior allegedly changed: frequent late returns after nights out, neglect in providing food and financial support, treating Leonora as an ordinary occupant rather than as his wife, and engaging in illicit affairs.
- Separation occurred in 1994. In the same year, Alfredo allegedly married Mary Ann Makalintal in Quezon City; Leonora filed a bigamy complaint that was later archived for failure to locate Alfredo.
- Alfredo was reportedly a police officer who was dismissed from service after going AWOL in connection with the bigamy case. Mail from counsel to Alfredo was returned with a notation “deceased,” though no death record exists in the pleadings.
- Evidence indicates Alfredo later married Jane (Jaine) Alejo in October 2000 in Santo Domingo, Nueva Ecija, with photos of a Christian wedding posted on Facebook and an alleged subsequent church ceremony.
- Petitioner asserts Alfredo abandoned the family, provided no financial support, and only visited the children once in 1999 for less than an hour.
Documentary Evidence Regarding Subsequent Marriages
- Petitioner submitted a Certification from the Philippine Statistics Authority (PSA) showing three marriage records under the name “Alfredo Jr. Mares Lanuza”:
- October 16, 2000 — Santo Domingo, Nueva Ecija — JAINE P. ALEJO / ALFREDO M. LANUZA
- June 09, 1984 — Ermita, Manila — LEONORA DELA CRUZ / ALFREDO JR LANUZA
- February 22, 1994 — Quezon City, Metro Manila (2nd District) — MARY ANN DUNGCA MAKALINTAL / ALFRED JR MARES LANUZA
Trial Testimony and Witnesses
- Leonora testified at trial concerning marriage date, separation in 1994, four children all fathered by Alfredo, separation reasons (including Alfredo’s later marriages), lack of marriage license application or appearance before the local registrar, and marital breakdown due to Alfredo’s changed behavior and infidelity.
- Leonora produced photographs (e.g., Christian wedding photos) and stated she could obtain marriage contracts but had not earlier submitted certified marriage contracts for the alleged subsequent marriages.
Expert Evidence: Clinical Psychologist Noel N. Ison
- Petitioner presented Clinical Psychologist Noel N. Ison (Ison) as an expert witness who conducted a clinical interview and administered a battery of tests on petitioner (Leonora); he also interviewed petitioner’s sister Araceli C. Cleofas and daughter Jizella Rose Jica Lanuza.
- Ison was unable to personally examine Alfredo because Alfredo did not respond to invitations.
- Ison explained that in psychology and psychiatry it is acceptable to use collateral informants when the person cannot be assessed, and described psychological tools and mechanisms such as “projection,” “identification,” and “introjection” to distinguish personal traits from those learned during cohabitation.
- Based on available data and collateral interviews, Ison concluded Alfredo suffered from Narcissistic Personality Disorder with underlying Borderline Personality Traits, and that these conditions are “profoundly embedded in his personality,” developed during formative years, and causally related to his failure to perform marital obligations.
Ison’s Key Findings and Explanations (Judicial Affidavit Extracts)
- Clinical diagnosis: Narcissistic Personality Disorder with underlying Borderline Personality Traits (Q25).
- DSM-IV-TR characteristics of narcissistic personality described: “grandiosity, need for admiration and lack of empathy,” “grandiose sense of self-importance,” “sense of entitlement,” “excessive need for admiration,” “interpersonally exploitative attitude,” and “arrogant, haughty behaviors or attitudes” (Q26).
- Borderline traits render persons “unaware of their true feelings,” prone to impaired reality testing under stress, sensation-seeking, possible law trouble, substance abuse, promiscuity, and unstable commitment to long-term goals (Q26).
- Ison opined these disorders are consistent with and constitutive of psychological incapacity to perform essential marital obligations, stating respondents with such disorders are “not good partners” and “lack remorse” (Q27–Q29).
- Ison characterized the disorder as “grave, incurable and permanent in nature and has juridical antecedence,” manifested developmentally from childhood, and resistant to therapy because patients are “ego-syntonic” who deny illness and refuse treatment (Q29–Q31, Q32–Q34).
- Ison recommended declaration of nullity due to the personality disorder making respondent psychologically incapacitated to perform essential marital obligations (Q34).