Case Summary (G.R. No. 160188)
Procedural Posture
Petitioners sought review under Rule 45 of the Court of Appeals’ (CA) decision which affirmed with modification the Regional Trial Court’s (RTC) conviction for homicide. The petition to the Supreme Court challenged: (1) the CA’s characterization of certain statements as dying declarations; (2) denial of self‑defense and incomplete self‑defense; (3) the CA’s finding that the stab wounds were the proximate cause of death; and (4) denial of the mitigating circumstance of voluntary surrender.
Material Facts Established at Trial
Facts of the Incident
On December 9, 1997, at about 10:00–10:30 p.m., Jose left home to perform Barangay tanod duties. Shortly thereafter he was heard shouting; Veronica found him bleeding and he stated that he was held by “Boboy” (Alberto Brucales) while “Paul” (Rodolfo Belbis) stabbed him. Jose was initially treated locally and later referred to several hospitals; he suffered four 3‑cm stab wounds (right lumbar, left lumbar, left buttock medial and lateral). He was treated intermittently for infection and renal complications and died on January 8, 1998. Autopsy and medical records showed multiple organ failure with significant kidney involvement.
Information, Trial Pleas and Evidence
Charges, Pleas, and Trial Evidence
Petitioners were charged with homicide alleging they conspired and stabbed Jose, causing his death on January 8, 1998. They pleaded not guilty and later admitted, through petitioner Rodolfo, that he stabbed Jose but invoked self‑defense and incomplete self‑defense. Prosecution presented medical witnesses, the autopsy report, and eyewitness testimonies (including Veronica and SPO1 Bataller). Petitioners presented their own testimonies and expert witnesses supporting their claim of self‑defense.
Evidentiary Issue: Dying Declaration versus Res Gestae
Dying Declaration and Res Gestae Distinction
The CA treated certain statements (Jose’s identification of his assailants to Veronica soon after the attack and to SPO1 Bataller before death) as dying declarations. The Supreme Court emphasized the legal distinction: a dying declaration requires a fixed belief of impending and immediate death, whereas a statement made immediately after a startling occurrence may instead qualify as res gestae. The Court examined whether Jose’s statements showed abandonment of hope of recovery or merely spontaneous identification during the startling event.
Legal Standard and Requisites for Dying Declaration
Requisites for Dying Declaration
The Court reiterated the four requisites for admissibility of a dying declaration: (1) the declarant made the statement under a consciousness of impending death; (2) the declarant was competent to testify at the time; (3) the statement concerned the cause and surrounding circumstances of the death; and (4) the statement was offered in a criminal inquiry where the declarant’s death was the subject of inquiry.
Court’s Ruling on the Statements’ Admissibility
Ruling on Statements: Res Gestae, Not Dying Declaration
Because Jose lived for approximately a month after the stabbing and because a fixed belief of imminent death was not established, the Court held the CA erred in characterizing the immediate post‑attack statement to Veronica as a dying declaration. Instead, that statement was properly admissible as part of the res gestae given it was made immediately after the startling occurrence and before there was time to concoct a falsehood. The Court therefore treated the spontaneous identification to Veronica as res gestae evidence.
Burden and Standard for Claiming Self‑Defense
Burden of Proof on Self‑Defense Claim
The Court reiterated the settled rule that an accused who admits killing but invokes self‑defense carries the burden to establish the plea by clear, credible, and convincing evidence. Self‑defense cannot be substantively appreciated if uncorroborated or inherently doubtful; the accused must rely on the strength of his own proof rather than on weaknesses in the prosecution’s case.
Legal Elements of Self‑Defense and Incomplete Self‑Defense
Elements of Self‑Defense and Incomplete Self‑Defense
Self‑defense requires: (1) unlawful aggression by the victim; (2) reasonable necessity of the means employed to prevent or repel the aggression; and (3) lack of sufficient provocation by the person claiming self‑defense. Incomplete self‑defense is a mitigating circumstance when the accused, while attempting to defend, uses excessive or disproportionate means.
Court’s Analysis Rejecting Self‑Defense Claim
Analysis Rejecting Self‑Defense and Incomplete Self‑Defense
The Court found that unlawful aggression by Jose ceased once petitioner Rodolfo obtained possession of the bladed implement. Testimony indicated that after a struggle and repeated attempts to wrest the bolo, Rodolfo came into possession of the weapon. Continued stabbing thereafter constituted retaliation rather than defensive action. The Court emphasized that when the accused had control of the weapon, the victim’s ability to continue an unlawful and dangerous attack had been materially diminished or ended, negating the essential element of ongoing unlawful aggression necessary for justified self‑defense.
Forensic and Wounds Analysis Relevant to Self‑Defense Assessment
Nature and Location of Wounds Undermining Self‑Defense Claim
The Court relied on the nature and anatomical location of the four stab wounds — all located on the victim’s back (right and left lumbar areas and left buttock medial and lateral) — to conclude the injuries were caused by direct thrusts and not by swinging or parrying motions associated with defensive conduct. The wounds’ posterior location was inconsistent with an assailant who was actively attacking the accused at the time; instead, such wounds were more consistent with an aggressor who was no longer facing his attacker, supporting the conclusion that the stabbing was not in defense.
Proximate Cause and Medical Causation of Death
Proximate Cause of Death
The Court addressed proximate cause: whether the stab wounds were the proximate cause of Jose’s death by multiple organ failure. The autopsy attributed death to multiple organ failure with kidneys most seriously affected; autopsy alone could not definitively trace the chain of causation, but treating physicians who observed the injuries and subsequent infection concluded the lumbar wounds affected the kidneys and caused infection leading to renal shutdown and sepsis. The Court accepted the prosecution doctors’ opinions (who had direct clinical knowledge) as more conclusive than the autopsy doctor’s limited cadaver examination and found t
...continue readingCase Syllabus (G.R. No. 160188)
Procedural History
- Petition for Review on Certiorari under Rule 45 filed by Rodolfo Belbis, Jr. and Alberto Brucales dated February 22, 2008, seeking reversal of the Court of Appeals (CA) Decision dated August 17, 2007 and its Resolution dated January 4, 2008.
- RTC, Tabaco City, Albay, Branch 17 rendered Decision dated December 23, 2004, finding petitioners guilty beyond reasonable doubt of homicide.
- Petitioners moved for reconsideration in the RTC which was denied; they appealed to the CA.
- CA affirmed the RTC decision but modified the penalty (Decision dated August 17, 2007; Resolution dated January 4, 2008 denying motion for reconsideration).
- Petitioners elevated the case to the Supreme Court by Rule 45 petition; the Supreme Court (Peralta, J.) denied the petition and affirmed the CA decision on November 14, 2012.
- Concurring justices: Velasco, Jr. (Chairperson), Abad, Perez (Designated Acting Member per Special Order No. 1299), and Mendoza.
Factual Background
- Victim: Jose Bahillo (hereinafter “Jose”), Barangay Tanod of Sitio Bano, Barangay Naga, Tiwi, Albay.
- December 9, 1997 (around 9:00 p.m.): Jose left his house and proceeded to his assigned area.
- December 9, 1997 (around 10:00 p.m.): Veronica Dacir (Jose’s live-in partner) heard Jose shouting and found him walking toward their house, bleeding in the back and on his shorts.
- Jose told Veronica that he was held by “Boboy” (petitioner Alberto Brucales) while “Paul” (petitioner Rodolfo Belbis, Jr.) stabbed him.
- Jose was taken to St. Claire Medical Clinic (Tiwi), initially attended by Dr. Bernardo Corral; later referred to Ziga Memorial District Hospital (Tabaco) and then to Albay Provincial Hospital on December 10, 1997 at 2:00 a.m.
- Hospitalization: Confined for six (6) days under attending physician Dr. Sancho Reduta.
- Dr. Reduta’s medical certificate recorded four (4) stab wounds each 3 cm: (1) lumbar area, right; (2) lumbar area, left; (3) left buttock, medial aspect; (4) left buttock, lateral aspect. Also noted alcoholic breath; given I.V. fluids and antibiotics; discharged December 15, 1997 with prescriptions and instructions to return after medicines.
- Jose remained bedridden; did not return on December 22, 1997 due to financial constraints; wounds not fully healed.
- January 1, 1998: Veronica brought Jose back to St. Claire Clinic—complaints of urinary retention and lumbar pains; Dr. Corral suspected septicemia; IV fluids, antibiotics, diuretics given; catheterization performed; patient discharged at his request January 3, 1998.
- January 7, 1998: Brought back; Dr. Corral diagnosed advanced pyelonephritis with kidney inflammation, pus formation and scarring.
- January 8, 1998 (around 10:30 a.m.): SPO1 Lerma Bataller went to hospital to secure Jose’s ante-mortem statement.
- January 8, 1998 (afternoon): Jose underwent ultrasound at Dr. Marilou Compuesto’s clinic showing acute renal inflammation due to infection; advised to go to Manila.
- January 8, 1998 (10:00 p.m.): Jose died. Dr. Corral’s Death Certificate lists immediate cause: uremia secondary to renal shutdown; antecedent cause: septicemia, renal inflammatory disease.
- January 14, 1998: NBI Medical Officer III Dr. Wilson Moll Lee performed autopsy (Autopsy Report BRO No. 98-02) indicating multiple organ failure as cause of death.
Criminal Information and Plea
- Information charged petitioners with homicide alleging: on or about December 9, 1997 at about 10:30 p.m., at Barangay Naga, Tiwi, Albay, with intent to kill, conspiring and helping one another, they assaulted, attacked and stabbed Jose Bahillo causing stab wounds which caused his death on January 8, 1998.
- Petitioners pleaded not guilty on February 17, 1999; trial on the merits ensued.
Trial Evidence and Parties’ Versions
- Prosecution evidence: documentary exhibits and testimonies of Dr. Marilou Compuesto, Dr. Sancho Reduta, Dr. Bernardo Corral, Dr. Wilson Moll Lee, SPO1 Lerma Bataller, and Calixto Dacullo.
- Petitioners’ defense: claimed self-defense and presented testimonies of the petitioners themselves, Dr. Olga Bausa, and Dr. Edwin Lino Romano.
- Petitioners’ factual account (summary of their testimony):
- Around 10:00 p.m. Dec 9, 1997, petitioners were outside a store conversing when Jose told them to go home and later followed them, whistling.
- An altercation ensued: Jose allegedly thrust what appeared to be a nightstick at Rodolfo; Rodolfo parried; the “nightstick” was in fact a bolo sheathed in a scabbard—during struggle, the wooden scabbard detached and injured Rodolfo’s left hand.
- Rodolfo allegedly disarmed Jose, held the bolo, swung it away, and a struggle followed including an embrace by Jose trying to retrieve the bolo; Rodolfo claimed he thrust the bolo away and later fell when Jose pushed him; the bolo slipped but Rodolfo allegedly retrieved it and thrust it toward Jose.
- Petitioner Alberto purportedly only watched and told them to stop fighting, accompanied Rodolfo to his house because of a hand injury.
- Rodolfo sought medical treatment for his hand (Tabaco General Hospital and Albay Provincial Hospital) and surrendered the bolo to Tiwi police station later.
RTC Decision (December 23, 2004)
- RTC found petitioners guilty beyond reasonable doubt of homicide.
- RTC appreciated the mitigating circumstance of incomplete self-defense.
- Sentence imposed by RTC (dispositive portion):
- Indeterminate penalty: minimum of four (4) years and two (2) months prision correccional to maximum of eight (8) years and one (1) day prision mayor.
- Awarded heirs of Jose Bahillo P50,000 as civil indemnity and P50,000 as moral damages.
- Costs against the accused.
- Motion for reconsideration denied by RTC; case elevated to CA.
Court of Appeals Decision (August 17, 2007; Resolution Jan 4, 2008)
- CA affirmed the RTC decision with modification regarding the penalty.
- CA held there was no mitigating circumstance of incomplete self-defense.
- Decretal portion of CA decision sentenced accused-appellants to:
- Indeterminate sentence: minimum of six (6) years and one (1) day prision mayor to maximum of fourteen (14) years, eight (8) months and one (1) day reclusion temporal.
- Costs de oficio.
- Petitioners’ motion for reconsideration before CA denied (Resolution dated January 4, 2008).
Issues Raised in the Supreme Court Petition
- Whether the CA erred in finding that statements made by the victim to Veronica Dacir one month prior to the victim’s death constitute a dying declaration within Section 37, Rule 130 of the Rules of Court.
- Whether the CA erred in ruling that petitioners are not entitled to the justifying circumstance of self-defense and the mitigating circumstance of incomplete self-defense.
- Whether the CA erred in ruling that the stab wounds were the proximate cause of the victim’s death.
- Whether the CA erred in ruling that the mitigating circumstance of voluntary surrender is not present.
Standard of Review and Weight of Factual Findings
- General principle: factual findings of the trial court are accorded great weight and respect on appeal when supported by substantial evidence.
- Exception acknow