Case Summary (G.R. No. 159618)
Rome Statute Framework
The Rome Statute establishes the ICC’s complementary jurisdiction over genocide, crimes against humanity, war crimes, and aggression. It states the ICC’s jurisdiction is complementary to national jurisdictions and requires State consent for surrender under Article 98(2) when inconsistent with other international agreements. The Philippines signed but has not ratified the Statute; the USA is neither a signatory nor a State-Party.
RP-US Non-Surrender Agreement
Through Exchange of Notes BFO-028-03, the Philippines agreed that Philippine or American officials, employees, contractors, military personnel, or nationals present in the other’s territory would not be surrendered to international tribunals outside those established by the UN Security Council, nor transferred to third countries for such surrender, without the sending State’s consent.
Procedural Issue: Locus Standi
Bayan Muna’s party-list representatives asserted standing as concerned citizens on a matter of transcendental public importance, a stance the Court deemed sufficient under its liberalized standing jurisprudence, particularly for cases of grave abuse of discretion involving constitutional questions.
Substantive Issue 1: Validity of the Agreement’s Form
An exchange of diplomatic notes is an internationally recognized form of executive agreement under the doctrine of incorporation (Const. Art. II, Sec. 2). It does not require Senate concurrence, as it is not a treaty but an executive agreement.
Substantive Issue 2: Senate Concurrence Requirement
Treaties require two-thirds Senate concurrence (Const. Art. VII, Sec. 21). Executive agreements do not. The Court affirmed longstanding practice that executive agreements—whether by exchange of notes, protocols, or formal agreements—are binding without legislative approval, provided they do not contravene the Constitution.
Substantive Issue 3: Consistency with the Rome Statute
The Agreement does not conflict with the Rome Statute’s principle of complementarity, which recognizes a State’s primary jurisdiction over serious crimes and allows ICC involvement only when States are unwilling or unable genuinely to prosecute. Article 98(2) expressly contemplates derogation by other international agreements requiring State consent.
Substantive Issue 4: Sovereignty and Jurisdiction
Far from abdicating Philippine sovereignty, the Agreement affirms national jurisdiction as primary. It merely commits each country to seek its own consent before surrendering its nationals, preserving reciprocal immunities recognized in international law and consistent with policy of cooperation and amity (Const. Art. II, Sec. 2).
Substantive Issue 5: Moral and International Law Considerations
The Agreement does not immunize serious offenders from national prosecution. Under RA 9851, the Philippines must prosecute or may choose to surrender persons to international courts “if another cour
...continue readingCase Syllabus (G.R. No. 159618)
The Case and Procedural Posture
- Petition for certiorari, mandamus and prohibition under Rule 65
- Object: nullify the 2003 RP-US Non-Surrender Agreement (Exchange of Notes BFO-028-03)
- Petitioner: Bayan Muna party-list, represented by three Congressmen
- Respondents: Executive Secretary (Romulo) and DFA Secretary (Ople)
Facts and Parties
- Bayan Muna: registered party-list representing marginalized sectors
- Blas F. Ople: DFA Secretary (deceased at decision time)
- Alberto Romulo: Executive Secretary during material period
- 28 Dec 2000: Philippines signs (but does not ratify) the Rome Statute of the ICC
The Rome Statute and the ICC
- Establishes the International Criminal Court (ICC)
- Jurisdiction “over persons for the most serious crimes of international concern”
- Crimes covered: genocide, crimes against humanity, war crimes, aggression
- Complementarity principle: ICC is subsidiary to national jurisdictions
- As of petition: 92 of 139 signatories have ratified; Philippines not yet ratified
The RP-US Non-Surrender Agreement
- Proposed by US Embassy Note No. 0470 (9 May 2003)
- Concluded by Exchange of Notes BFO-028-03 (13 May 2003) between DFA Sec. Ople and US Ambassador
- “Persons” defined: current/former government officials, employees (incl. contractors), military personnel, nationals
- Key terms:
• No surrender without the first Party’s consent to any international tribunal (unless UN SC-established)
• No transfer to third countries or entities for surrender or expulsion without consent
• Mutual obligations on extraditions to third States
• Duration: in force until one year after notice of termination; applies to acts before termination
Petitioners’ Challenges and Issues
- Standing: locus standi of concerned citizens and taxpayers
- Form: whether an exchange of diplomatic notes can validly conclude the Agreement
- Senate Concurrence: whether two-thirds Senate approval was required
- Treaty Conflict: whether Agreement contradicts ratification-pending Rome Statute
- Sovereignty: whether it abdicates Philippine jurisdiction over grave crimes
- Good Faith: whether Agreement defeats object and purpose of the Rome Statute
- Morality and International Law: w